Information Collection

Outside legal costs to establish written policies & procedures per 201(c) & riskless principal provisions of 201(d)(6)

IC 208820 under ICR 201309-3235-011 · OMB 3235-0670.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0670 can be found here:

Documents and Forms

Document Name Document Type

No indexed documents/forms are available for this IC yet. A refresh has been queued.

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Outside legal costs to establish written policies & procedures per 201(c) & riskless principal provisions of 201(d)(6)	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 242.201

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 322	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate
Annual Number of Responses for this IC	322	322
Annual IC Time Burden (Hours)	0	0
Annual IC Cost Burden (Dollars)	6,440,000	6,440,000

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.