Information Collection

Regulation A (Forms 1-A and 2-A): Regulation A- Small Issuer exemption from registration under the Securities Act and its attendant forms. Form 1-A-Regulation A offering statement and

IC 34758 under ICR 201309-3235-012 · OMB 3235-0286.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0286 can be found here:

Documents and Forms

Document Name Document Type
Form SEC - 486 Regulation A (Forms 1-A and 2-A): Regulation A- Small Issuer exemption from registration under the Securities Act and its attendant forms. Form 1-A-Regulation A offering statement and Form and Instruction
SEC - 486 Form 1-A - Regulation A Offering Statement form1-a.9-30-2013.pdf www.sec.gov/about/forms/form1-a.pdf Form and Instruction
SEC - 816 Form 2-A - Report of Sales And Uses of Proceeds form2-a.9-30-2013.pdf www.sec.gov/about/forms/form2-a.pdf Form and Instruction

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Regulation A (Forms 1-A and 2-A): Regulation A- Small Issuer exemption from registration under the Securities Act and its attendant forms. Form 1-A-Regulation A offering statement and	Agency IC Tracking Number:	CF 270-110

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Voluntary

CFR Citation: 17 CFR 230-251 through 230.263 (To search for a specific CFR, visit the Code of Federal Regulations.)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC - 486	Form 1-A - Regulation A Offering Statement	form1-a.9-30-2013.pdf	http://www.sec.gov/about/forms/form1-a.pdf	No		Paper Only
Form and Instruction	SEC - 816	Form 2-A - Report of Sales And Uses of Proceeds	form2-a.9-30-2013.pdf	http://www.sec.gov/about/forms/form2-a.pdf	No		Paper Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 30	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	30	-70	100
Annual IC Time Burden (Hours)	13,973	-32,602	46,575
Annual IC Cost Burden (Dollars)	1,863,000	-4,347,000	6,210,000

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.