CDFI Program and NMTC Program Annual Report including CIIS

Forms and Documents

Document Name	Status
Form CDFI 0007 CDFI Program and NMTC Program Annual Report including CIIS Form	Modified
Privacy Memo TLR CDE_CDFI Protocol 7 21 10.doc Supplementary Document	2013-10-31
CDFI ILR Privacy Protocol-Final 7 21 10.doc Supplementary Document	2013-10-31
CDFI Program Awardee and NMTC Allocatee Annual Report Supporting Statement12-19-13.doc Supporting Statement A	2014-02-03

IC Document Collections

IC ID	Document Title	Status
20187	CDFI Program and NMTC Program Annual Report including CIIS Form	Modified

ICR Details

OMB Control No: 1559-0027	ICR Reference No: 201310-1559-001
Status: Historical Active	Previous ICR Reference No: 201007-1559-001
Agency/Subagency: TREAS/CDFIF	Agency Tracking No:
Title: CDFI Program and NMTC Program Annual Report including CIIS
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 03/24/2014
	Date Received in OIRA: 10/31/2013
Terms of Clearance: Updated supporting statement.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	03/31/2017	36 Months From Approved	03/31/2014
Responses	655	0	510
Time Burden (Hours)	46,959	0	33,273
Cost Burden (Dollars)	0	0	0

---

Abstract: The annual report provides qualitative and quantitative information on the Awardee's compliance with its performance goals, its financial health and the timeline in which the CDFI Fund's financial and technical assistance was used. The data collection will be used to collect compliance and performance data from certified CDFIs and CDEs and from NACD awardees.

---

Authorizing Statute(s): US Code: 26 USC 45D Name of Law: null
  

Citations for New Statutory Requirements: None

---

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

---

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	78 FR 53005	10/28/2013
30-day Notice:	Federal Register Citation:	Citation Date:
	78 FR 65041	10/30/2013
Did the Agency receive public comments on this ICR? Yes

---

Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
CDFI Program and NMTC Program Annual Report including CIIS	CDFI 0007, CDFI 0007, CDFI 0007, CDFI 0007	CDE Institutional Level Report ,   CDFI Institutional Level Report

---

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	655	510	0	145	0	0
Annual Time Burden (Hours)	46,959	33,273	0	13,686	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: Elimination of geocoding conflicts between the CDFI Information Mapping System 3 (CIMS3 which is forthcoming in November 2013) and the CIIS transactions validation should significantly reduce error reports and delays in uploading TLR reports for both CDFIs and CDEs. Improvement in data validations and instructions should also reduce error reports and thereby reduce burden. The net effect of these planned changes is being evaluated. Revised estimates will be posted at a later date. At this time the total burden associated with this collection of information is 655 responses and 46,959 total burden hours.

---

Annual Cost to Federal Government: $847,724

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

---

Common Form ICR:  No

---

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 10/31/2013

---