Interagency Policy Statement on Funding and Liquidity Risk Management

Forms and Documents

Document Name	Status
FINAL 3133-0180 NCUA 2013 justification - Funding and Liquidity Risk Management.docx Supporting Statement A	2014-03-19

IC Document Collections

IC ID	Document Title	Status
208944	Small Credit Unions under $250 million in Assets - Section 20 Other-Null	New
208943	Mid -Size Credit Unions between $250 million - $10 billion - Section 20 Other-Null	New
192991	Large Credit Unions with Over $10 billion in Assets - Section 20 Other-null	Modified
192990	Small Credit Unions under $250 million in Assets - Section 14 Other-null	Modified
192989	Mid -Size Credit Unions between $250 million - $10 billion - Section 14 Other-null	Modified
192986	Large Credit Unions with Over $10 billion in Assets - Section 14 Other-Null	Modified

ICR Details

OMB Control No: 3133-0180	ICR Reference No: 201310-3133-009
Status: Historical Inactive	Previous ICR Reference No: 201005-3133-003
Agency/Subagency: NCUA	Agency Tracking No:
Title: Interagency Policy Statement on Funding and Liquidity Risk Management
Type of Information Collection: Reinstatement without change of a previously approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Improperly submitted	Conclusion Date: 10/15/2014
	Date Received in OIRA: 11/20/2013
Terms of Clearance: Agency will resubmit collection once it addressed OMB questions regarding the nature of the information collection.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date		36 Months From Approved
Responses	0	0	0
Time Burden (Hours)	0	0	0
Cost Burden (Dollars)	0	0	0

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Abstract: The agencies have identified two sections of the policy statement that fall under the definition of an information collection: Sec. 14 (strategic planning and budgeting) and Sec. 20 (liquidity reporting).

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Authorizing Statute(s): US Code: 12 USC 1751 Name of Law: Federal Credit Union Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	78 FR 45572	07/29/2013
30-day Notice:	Federal Register Citation:	Citation Date:
	78 FR 54684	09/05/2013
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 6

IC Title	Form No.	Form Name
Mid -Size Credit Unions between $250 million - $10 billion - Section 20
Small Credit Unions under $250 million in Assets - Section 14
Large Credit Unions with Over $10 billion in Assets - Section 20
Large Credit Unions with Over $10 billion in Assets - Section 14
Mid -Size Credit Unions between $250 million - $10 billion - Section 14
Small Credit Unions under $250 million in Assets - Section 20

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Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: This is a reinstatement of a previously approved collection. A decrease in burden from previous estimates is due to the decreased number of respondents.

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Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 11/20/2013

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