Information Collection

Rule 15Ba1-8: Books and Records to be Made and Maintained by Municipal Advisors

IC 209065 under ICR 201310-3235-011 · OMB unassigned.

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IC Title:

Rule 15Ba1-8: Books and Records to be Made and Maintained by Municipal Advisors

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.15Ba1-8

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 910

Number of Respondents for Small Entity: 619

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Requested	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	910	910
Annual IC Time Burden (Hours)	165,620	165,620
Annual IC Cost Burden (Dollars)	0	0

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.