Premarket Approval of Medical Devices - 21 CFR Part 814

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
0231 ss 11-20-13.doc	Supporting Statement A	Uploaded 2013-11-20	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
5826	Premarket Approval of Medical Devices - 21 CFR Part 814		Modified
209459	Premarket Approval of Medical Devices: maintenance of records		New

ICR Details

OMB Control No: 0910-0231	ICR Reference No: 201311-0910-010
Status: Historical Active	Previous ICR Reference No: 201311-0910-004
Agency/Subagency: HHS/FDA	Agency Tracking No: 20785
Title: Premarket Approval of Medical Devices - 21 CFR Part 814
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 01/03/2014
	Date Received in OIRA: 11/22/2013
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	01/31/2017	36 Months From Approved	01/31/2014
Responses	2,650	0	2,050
Time Burden (Hours)	111,070	0	100,870
Cost Burden (Dollars)	0	0	0

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Abstract: This ICR collects information from persons filing a PMA application or a PMA supplement with FDA for approval of certain class III medical devices. The PMA regulation establishes procedures that FDA utilizes in approving, denying, or withdrawing approval of any PMA. It provides specific, clear, and flexible instructions to applicants so those respondents know what information is required in a PMA. PMA supplements are also used by FDA to determine any additional action the agency must take to protect the public health. The data reported to FDA and the records that are maintained allow FDA and industry to make decisions and take actions to protect the public health from defective medical devices.

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Authorizing Statute(s): US Code: 21 USC 360(e) Name of Law: FFDCA
   US Code: 21 USC 351(f) Name of Law: FFDCA
   US Code: 21 USC 515(d)(6) Name of Law: FFDCA
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	78 FR 44128	07/23/2013
30-day Notice:	Federal Register Citation:	Citation Date:
	78 FR 64220	10/28/2013
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 2

table that charts list of burden

IC Title	Form No.	Form Name
Premarket Approval of Medical Devices - 21 CFR Part 814
Premarket Approval of Medical Devices: maintenance of records

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	2,650	2,050	0	0	600	0
Annual Time Burden (Hours)	111,070	100,870	0	0	10,200	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The estimated number of respondents has increased for the following collections: Research conducted outside the U.S. (? 814.15(b)), PMA application (? 814.20), PMA amendments and resubmitted PMAs (? 814.37(a)-(c) and (e)), Special PMA supplement--changes being affected (? 814.39(d)), 30-day notice (? 814.39(f)), and Postapproval requirements (? 814.82(a)(9)). The estimated number of respondents has decreased for the following collections: PMA supplements (? 814.39(a)), Periodic reports (? 814.84(b)), Panel meeting (section 515(c)(3) of the FD&C Act), and Day 100 meeting (section 515(d)(3) of the FD&C Act). Cumulatively, these adjustments have caused a 59,186-hour increase to the reporting burden. The estimated number of recordkeepers has decreased, causing the recordkeeping burden to decrease by 1,666 hours. (This decrease is not noted in ICRAS/ROCIS, however, because in the previous 2010 extension the reporting and recordkeeping burden was entered under one IC. For this renewal, the reporting and recordkeeping burden was separated into two ICs for ease of understanding.) These adjustments have caused an increase of 57,520 hours to the total burden and an increase of 1,828 in the number of responses.

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Annual Cost to Federal Government: $24,736,576

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 11/22/2013

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