CM-933 Roentgenographic Interpretation

Claim Adjudication Process for Alleged Presence of Pneumoconiosis

CM-933 Revised

Roentgenographic Interpretation (CM-933), Roentgenographic Quality Rereading (CM-933b), Medical History and Examination for Coal Mine Workers' Pneumoconiosis (CM-988), Report of....

OMB: 1240-0023

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Roentgenographic Interpretation

U.S. DEPARTMENT OF LABOR

OFFICE OF WORKERS’ COMPENSATION PROGRAMS

DIVISION OF COAL MINE WORKERS’ COMPENSATION

Note: This report is authorized by law (30 USC 901 et. seq.) and required to obtain a benefit. The results of this interpretation will aid in determining the miner’s eligibility for black lung benefits. Disclosure of a Social Security number is voluntary. The failure to disclose such number will not result in the denial of any right, benefit, or privilege to which the claimant may be entitled. This method of collecting information complies with the Freedom of Information Act, the Privacy Act of 1974, and OMB Circular No. 108.

OMB No. 1240-0023

Expires: XX-XX-XXXX


Please record your interpretation of a single film by placing “X” in the appropriate boxes on the form and return it promptly to the office that requested the interpretation. The form must be completed as per instructions, signed by a physician, and contain the miner’s name, and social security number. The Department of Labor will pay only for films of acceptable quality (1, 2 and 3). Films of inferior quality (U/R) must be retaken without cost to the Department.

1. Miner’s Name (Print)



1A. Date of X-Ray

1B. Miner’s Social Security Number




1C. Film Quality (if not Grade

1. Give Reason):







1

2

3

U/R



MO

DAY

YR



1D. Is Film Completely Negative?

YES Proceed to Section 5 NO Complete Section 2A

2A. Any Parenchymal Abnormalities Consistent with Pneumoconiosis?

YES Complete 2B and 2C NO Proceed to Section 3

2B. Small Opacities Consistent With Pneumoconiosis

2C. Large Opacities Consistent With Pneumoconiosis




a. SHAPE/SIZE








c. PROFUSION



PRIMARY

SECONDARY

b. ZONES


0/-

0/0

0/1



p

s




p

s








1/0

1/1

1/2



q

t




q

t








2/1

2/2

2/3

SIZE

O

A

B

C

Proceed to

Section 3



r

u




r

u








3/2

3/3

3/+














R

L






3A. ANY PLEURAL ABNORMALITIES

CONSISTENT WITH PNEUMOCONIOSIS? YES


Complete Sections

NO


Proceed to

3B, 3C

Section 4A


3B. PLEURAL PLAQUES (mark site, calcification, extent and width)


Extent (chest wall; combined for




Width (in profile only)


















in profile and face on)




(3mm minimum width required)





Chest Wall

Site

Calcification



Up to 1/4 of lateral chest wall = 1




3 to 5 mm = a





In Profile

O

R

L

O

R

L



1/4 to 1/2 of lateral chest wall = 2




5 to 10 mm = b





Face On

O

R

L

O

R

L



> 1/2 of lateral chest wall = 3




> 10 mm = c





Diaphragm

O

R

L

O

R

L



O

R




O

L





O

R




O

L






Other site(s)

O

R

L

O

R

L



1

2

3



1

2

3




a

b

c



a

b

c







































3C. COSTOPHRENIC ANGLE OBLITERATION

R

L

Proceed to

Section 3D

NO


Proceed to

Section 4A


3D. DIFFUSE PLEURAL THICKENING (mark site, calcification, extent, and width)



Extent (chest wall, combined for




Width (in profile only)




















in profile and face on)




(3m minimum width required)




















Up to 1/4 of lateral chest wall = 1




3 to 5 mm = a




















1/4 to 1/2 of lateral chest wall = 2




5 to 10 mm = b





Chest wall

Site



Calcification




> 1/2 of lateral chest wall = 3




> 10 mm = c





In Profile

O

R

L



O

R

L




O

R



O

L





O

R



O

L






Face On

O

R

L



O

R

L




1

2

3


1

2

3




a

b

c


a

b

c





































4A. ANY OTHER ABNORMALITIES?

YES


Complete

NO


Proceed to

4B and 4C

Section 5



4B. OTHER SYMBOLS (OBLIGATORY)


aa

at

ax

bu

ca

cg

cn

co

cp

cv

di

ef

em

es

fr

hi

ho

id

ih

kl

me

pa

pb

pi

px

ra

rp

tb


REPORT ITEMS WHICH


MAY BE OF PRESENT


OD


(Specify od.)



Date Personal Physician notified?


M

o.

D

ay

Y

r.

CLINICAL SIGNIFICANCE




IN THIS SECTION


4C

OTHER COMMENTS




SHOULD WORKER SEE PERSONAL PHYSICIAN BECAUSE OF COMMENTS IN SECTION 4C?

YES

NO

Proceed to Section 5




5A.

FACILITY PROVIDING ROENTGENOGRAPHIC EXAMINATION:


DOL Medical Provider Number (if applicable):



Was film taken by a registered radiographer/radiographic technologist?

Yes No






State


Name


Registration No.



5B. Physician Interpreting Film (Print Name): ___________________________________________________________________________________

Are you: Board-Certified Radiologist? Yes No. Board-eligible radiologist? Yes No. B-reader? Yes No

5C. I certify that this film has been interpreted in accordance with the instructions provided on Form CM-954a and/or 20 CFR 718. Subpart B, 718.102 and Appendix A. I also certify that the information furnished is correct and am aware that my signature attests to the accuracy of the results reported. I am aware that any person who willfully makes any false or misleading statements or representation in support of an application for benefits under Title 30 USC 941 shall be guilty of a misdemeanor and subject to a fine of up to $1,000, or to imprisonment for up to one year, or both.


PHYSICIAN’S SIGNATURE ____________________________________________________________ DATE OF READING_________________________________________________

(Mo., Day, Yr.)

Public Burden Statement

We estimate that it will take an average of 5 minutes to complete this information collection, including time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the information. If you have any comments regarding these estimates or any other aspect of this survey, including suggestions for reducing this burden, send them to the Division of Coal Mine Workers’ Compensation, U. S. Department of Labor, Room N-3464, 200 Constitution Avenue, N.W., Washington, D.C. 20210.

DO NOT SEND THE COMPLETED FORM TO THIS OFFICE

NOTE: Persons are not required to respond to this collection of information unless it displays a currently valid OMB control number.

CM-933 (Rev. 01-11)


For Purpose of Coding for the Department of Labor, the following codes will be used

ILO 2000 INTERNATIONAL CLASSIFICATION OF RADIOGRAPHS OF THE PNEUMOCONIOSES

FEATURES

CODES

DEFINITIONS

Technical Quality

1


Good

Acceptable, with no technical defect likely to impair classification of

the radiograph for pneumoconiosis.

Poor, with some technical defect but still acceptable for classification

purposes.

Unacceptable.

The category of profusion is based on the assessment of concentration

of opacities by comparison with the standard radiographs.

Category 0 – small opacities absent or less profuse than the lower limit

of Category 1.

Categories 1, 2 and 3 – represent increasing profusion of small opacities as defined by the corresponding standard radiographs.

The zones in which the opacities are seen are recorded. The right (R) and

left (L) thorax are both divided into three zones – upper (U), middle (M)

and lower (L).


The category of profusion is determined by considering the profusion as a whole over the affected zones of the lung and by comparing this with the standard radiographs.

The letters p, q, and r denote the presence of small rounded opacities.

Three sizes are defined by the appearances on standard radiographs.

p = diameter up to about 1.5 mm.

q = diameter exceeding about 1.5 mm and up to about 3 mm.

r = diameter exceeding about 3 mm and up to about 10 mm.

The letters s, t and u denote the presence of small irregular opacities.

Three sizes are defined by the appearance on standard radiographs.

s = width up to about 1.5 mm.

t = width exceeding about 1.5 mm and up to about 3 mm.

u = width exceeding 3 mm and up to about 10 mm.

For mixed shapes (or sizes) of small opacities the predominant shape

And size is recorded first. The presence of a significant number or another shape and size is recorded after the oblique stroke.




2


Parenchymal



3

Abnormalities

Small Opacities



4




Profusion

0/- 0/0 0/1

1/0 1/1 1/2

2/1 2/2 2/3

3/2 3/3 3/+










Extent





RU RM RL


LU LM LL



Shape and Size




rounded

p/p q/q r/r








irregular



mixed






s/s t/t u/u


p/s p/t p/u p/q p/r

q/w q/t q/u q/p q/r

r/s r/t r/u r/p r/q

s/p s/q s/r s/t s/u

t/p t/q t/r t/s t/u

u/p u/q u/r u/s u/t

Large Opacities









Pleural Abnormalities



Pleural Thickening

Chest Wall













Type


Site

A B C




The categories are defined in terms of dimensions of the opacities.

Category A – an opacity having a greatest diameter exceeding about 10

mm and up to and including 50 mm, or several opacities each greater

than about 10 mm, the sum of whose greatest diameters does not

exceed 50 mm.

Category B – one or more opacities larger or more numerous

than those in category A whose combined area does not exceed the

equivalent of the right upper zone.

Category C – one or more opacities whose combined area does not

exceed the equivalent of the right upper zone.

Two types of pleural thickening of the chest wall are recognized:

circumscribed (plaques) and diffuse. Both types may occur together.




R L

Pleural thickening of the chest wall is recorded separately for the

right (R) and left (L) thorax.



Width

A B C


For pleural thickening seen along the lateral chest wall the

measurement of maximum width is made from the inner line of the

chest wall to the inner margin of the shadow seen most sharply at the

parenchymal-pleural boundary. The maximum width usually occurs at

the inner margin of the rib shadow at its outermost point.

a = maximum width up to about 5 mm.

b = maximum width over about 5 mm and up to about 10 mm.

c = maximum width over about 10 mm.



Face On

Y N


The presence of pleural thickening seen face-on is recorded even if it

can be seen also in profile. If pleural thickening is seen face-on only,

width can not usually be measured.












Extent










1 2 3


Extent of pleural thickening is defined in terms of the maximum

length of pleural involvement, or as the sum of maximum lengths,

whether seen in profile or face-on.

1 = total length equivalent up to one quarter of the projection of the

lateral chest wall.

2 = total length exceed one quarter but not one half of the projection

of the lateral chest wall.

3 = total length exceeding one half of the projection of the lateral chest

lateral chest wall

Diaphragm


Costophrenic Angle





Pleural Calcification



















Symbols


Presence


Site

Presence



Site


Site

chest wall

diaphragm

other


extent


Y N


R L

Y N



R L



R L

R L

R L


1 2 3


A plaque involving the diaphragmatic pleura is recorded as present (Y)

or absent (N) separately for the right (R) or left (L) thorax.

The presence (Y) or absence (N) costophrenic angle obliteration is

recorded separately from thickening over other areas for the right (R)

and left (L) thorax. The lower limit for the obliteration is defined by a

standard radiograph.

If the thickening extends up the chest wall then both costophrenic

angle obliteration and pleural thickening should be recorded.

The site and extent of pleural calcification are recorded separately for

the two lungs, and the extent defined in terms of dimensions.

Other” includes calcification of the mediastinal and pericardial pleura.

1 = an area of calcified pleura with greatest diameter up to about 20 mm

or a number of such areas the sum of whose greatest diameters

does not exceed about 20 mm.

2 = an area of calcified pleura with greatest diameter exceeding about

20 mm and up to about 100 mm, or a number of such areas the

sum of whose greatest diameters exceed about 20 mm but dies not

exceed about 100 mm.

3 = an area of calcified pleura with greatest diameter exceeding about

100 mm or a number of such area whose sum of greatest diameters

exceeds about 100 mm.

It is to be taken that the definition of such of the Symbols is preceded

by an appropriate word or phrase such as “suspect” , “pneumoconiotic

changes suggestive of“, or “opacities suggestive of “, etc.


aa

- atherosclerotic


hi

- enlargement of hilar or mediastinal lymph nodes

at

- significant apical pleural thickening


ho

- honeycomb lung

ax

- coalescence of small pneumoconiotic opacities

id

- ill defined diaphragm

bu

- bulla(e)


ih

- ill defined heart outline

ca

- cancer of lung or pleura


kl

- septal (kerley) lines

cg

- calcified non-pneumoconiotic opacities


me

- mesothelioma

cn

- calcification in small pneumoconiotic opacities


pa

- plate atelectasis

co

- abnormality of cardiac size or shape


pb

- parenchymal bands

cp

- cor pulmonale


pi

- pleural thickening in the interlobar fissue

cv

- cavity


px

- pneumothorax

di

- marked distortion of the intrathoracic organs


ra

- rounded atelactasis

ef

- effusion


rp

- rheumatoid pneumoconiosis

em

- definite emphysema


tb

- tuberculosis

es

- eggshell calcification of hilar or mediastinal lymph nodes


od

- other significant abnormality

fr

- fractured rib(s) (acute or healed)




Comments


Presence

Y N


Comments should be recorded pertaining to the classification of the radiograph particularly if some other cause is thought to be responsible for a shadow.

CM-933 PAGE 2(Rev. 01-11)

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