Information Collection

Position Limites for Derivatives

IC 209297 under ICR 201311-3038-004 · OMB 3038-0009.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0009 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form CFTC Form 204 Statement of Cash Positions of Hedgers Position Limites for Derivatives	Form and Instruction
Form CFTC Form 304 Statement of Cash Positions for Unfixed-Price Cotton "On Call" Position Limites for Derivatives	Form and Instruction
Form CFTC Form 504 Statement of Cash Positions for Conditional Spot Month Exemptions Position Limites for Derivatives	Form and Instruction
Form CFTC Form 604 Statement of Pass-Through Swap Exemptions Position Limites for Derivatives	Form and Instruction
Form CFTC Form 704 Statement of Anticipatory Bona Fide Hedge Exemptions Position Limites for Derivatives	Form and Instruction
CFTC Form 204 Statement of Cash Positions of Hedgers CFTC FORM 204(Statement of Cash Positions of Hedgers)-11-2013.docx	Form and Instruction
CFTC Form 304 Statement of Cash Positions for Unfixed-Price Cotton "On CFTC FORM 304 (Statement of Cash Positions for Unfixed-Price Cotton-On Call)-11-2013.docx	Form and Instruction
CFTC Form 504 Statement of Cash Positions for Conditional Spot Month E CFTC FORM 504 (Statement of Cash Positions for Conditional Spot Month Exemptions).docx	Form and Instruction
CFTC Form 604 Statement of Pass-Through Swap Exemptions CFTC FORM 604 (Statement of Pass-Through Swap Exemptions)-11-2013.docx	Form and Instruction
CFTC Form 704 Statement of Anticipatory Bona Fide Hedge Exemptions CFTC FORM 704(Statement of Anticipatory Bona Fide Hedge Exemptions)-11-2013.docx	Form and Instruction

IC Title:

Position Limites for Derivatives

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 15 17 CFR 17 17 CFR 19

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	CFTC Form 204	Yes	Yes	Fillable Fileable Signable
Form and Instruction	CFTC Form 304	Yes	Yes	Fillable Fileable Signable
Form and Instruction	CFTC Form 504	Yes	Yes	Fillable Fileable Signable
Form and Instruction	CFTC Form 604	Yes	Yes	Fillable Fileable Signable
Form and Instruction	CFTC Form 704	Yes	Yes	Fillable Fileable Signable

Line of Business: General Government

Subfunction: Legislative Functions

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 400

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Requested	Program Change Due to New Statute
Annual Number of Responses for this IC	30,080	30,080
Annual IC Time Burden (Hours)	137,600	137,600
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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