Aggregation of Positions

Exemptions from Speculative Limits

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0013 can be found here:

Documents and Forms

Document Name Document Type
NPRM 11-15-13.pdf Aggregation of Positions Proposal IC Document
Aggregation 150 4 Supporting Statement_0013.docx Aggregation of Positions Proposal Supporting Statement IC Document

Information Collection (IC) Details

IC Title:	Aggregation of Positions	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: New

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 17 CFR 150.4

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 240	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	340	340
Annual IC Time Burden (Hours)	7,100	7,100
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
Aggregation of Positions Proposal	NPRM 11-15-13.pdf	11/15/2013
Aggregation of Positions Proposal Supporting Statement	Aggregation 150 4 Supporting Statement_0013.docx	11/15/2013

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.