Information Collection

Amendments for Form BD-N

IC 35386 under ICR 201311-3235-012 · OMB 3235-0556.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0556 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form BD-N Amendments for Form BD-N	Form and Instruction
BD-N BD-N formbd-n.pdf www.sec.gov/about/forms/formbd-n.pdf	Form and Instruction

IC Title:

Amendments for Form BD-N

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.15b11-1 17 CFR 249.501b

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	BD-N	BD-N	formbd-n.pdf	http://www.sec.gov/about/forms/formbd-n.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: SEC 49-Broker-Dealer Records

FR Citation: 64 FR 69051

Number of Respondents: 58

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	58	47	11
Annual IC Time Burden (Hours)	15	12	3
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.