Form FR Y-7Q FR Y-7Q Annual Capital and Asset Report for Foreign Banking Orga

FR Y– 7Q
OMB Number 7100–0125
Expires March 31, 2014

Board of Governors of the Federal Reserve System

The Capital and Asset Report for
Foreign Banking Organizations—FR Y-7Q
(See General Instructions for filing frequency requirements)
This Report is required by law: Section 5(c) of the Bank Holding Company Act (12 U.S.C. 1844(c)) and sections 8(c) and 13 of
the International Banking Act (12 U.S.C. 3106(c) and 3108).

Federal Reserve System. The Federal Reserve may not conduct or
sponsor, and an organization is not required to respond to, a collection
of information unless it displays a currently valid OMB control number.

The Capital and Asset Report for Foreign Banking Organizations is
to be prepared in accordance with the instructions provided by the
NOTE: The Capital and Asset Report for Foreign Banking Organizations must be signed by an authroized officer of the foreign banking
organization.

Date of Report:

Month / Date / Year (FBOQ 9999)

I, the undersigned officer of the foreign banking organization attest
that the FR Y-7Q report for this report date has been prepared in
conformance with the instructions issued by the Federal Reserve
System and is true and correct to the best of my knowledge and belief.

Legal Name of Foreign Banking Organization (TEXT 9010)

Mailing Address of Foreign Banking Organization (TEXT 9110)
Printed Name of Officer (FBOQ C490)
City (TEXT 9130)

Country (TEXT 9005)

Postal Code (TEXT 9220)

Title of Officer (FBOQ C491)

Signature of Officer

Date of Signature (MM/DD/CCYY) (FBOQ J196)

Has confidential treatment been
requested for this report? ........................

"0" = No
"1" = Yes

FBOQ
C447

Person in the U.S. to whom questions about this report should be
directed:
Name / Title

(FBOQ 8901)

Area Code / Phone Number

For Federal Reserve Bank Use Only
Top-tier FBO RSSD ID
Lower-tier FBO RSSD ID
C.I.
S.F.

F.C.

(FBOQ 8902)

Area Code / FAX Number

(FBOQ 9116)

E-mail Address of Contact

(FBOQ 4086)

Public reporting burden for this information collection is estimated to average 1.25 hours for quarterly reporters and 1 hour for annual reporters, including the time to gather and
maintain data in the required form and to review instructions and complete the information collection. Send comments regarding this burden estimate or any other aspect of this
collection of information, including suggestions for reducing this burden to: Secretary, Board of Governors of the Federal Reserve System, 20th and C Streets, N.W., Washington,
DC 20551, and to the Office of Management and Budget, Paperwork Reduction Project (7100–0125), Washington, DC 20503.

FR Y–7Q
Page 1

Part 1. Capital and Asset Information for the
Top-tier Consolidated Foreign Banking Organization
1. Is the foreign banking organization required by its home-country supervisor to calculate its
capital ratios using a risk-adjusted framework consistent with the Basel Capital Accord? ............

"0" = No
"1" = Yes

FBOQ

1.

B162

If the answer to line item 1 is “yes,” provide capital and asset information in U.S. dollars using the procedure consistent
with the risk-based framework required by the home-country supervisor. If the answer to line item 1 is “no,” then provide the
organization's best approximation under the Basel Capital Accord of the capital and asset information requested in
U.S. dollars.
U.S. Dollar Amounts in Millions FBOQ
2.
3.
4.
5.

Tier 1 capital ...........................................................................................................................
Total risk-based capital...........................................................................................................
Risk-weighted assets ..............................................................................................................
Total assets at end of period ..................................................................................................

Tril

Bil

Mil

8274
3792
A223
2170
FBOQ

2.
3.
4.
5.
Month

Day

Year

MM

DD

CCYY

6. Enter the as-of date for the financial data provided above .................................................... C116

6.

NOTE: Part 1 is to be reported by each top-tier FBO annually if it or any FBO in its tiered structure has not effectively elected to be a financial
holding company (FHC). Part 1 is to be reported by each top-tier FBO quarterly if it or any in its tiered structure has effectively elected to be
an FHC.

For Federal Reserve Bank Use Only
Top-tier FBO RSSD ID
C.I.

S.F.

F.C.

3/08

FR Y–7Q
Page 2

Part 2. Capital and Asset Information for the Lower-tier FBOs Operating
a Branch, or Agency, or Owning an Edge or Agreement Corporation, or a
Commercial Lending Company Subsidiary in the United States (where any
FBO in the Organization's tiered structure has effectively elected to be a
financial holding company)1
General Information:

Legal title of lower-tier FBO operating a branch, or an agency, or owning an Edge/
Agreement Corporation, or a commercial lending company subsidiary in the United
States

Country of lower-tier FBO operating a branch, or an agency, or owning an Edge/
Agreement corporation, or a commercial lending company subsidiary in the United
States

1. Is the reporting lower-tier FBO required by its home-country supervisor to calculate its capital
ratios using a risk-adjusted framework consistent with the Basel Capital Accord? .......................

"0" = No
"1" = Yes

FBOQ
B162

1.

If the answer to line item 1 is “yes,” provide capital and asset information in U.S. dollars using the procedure consistent
with the risk-based framework required by the home-country supervisor. If the answer to line item 1 is “no,” then provide the
organization's best approximation under the Basel Capital Accord of the capital and asset information requested in
U.S. dollars.
U.S. Dollar Amounts in Millions FBOQ
2.
3.
4.
5.

Tier 1 capital ...........................................................................................................................
Total risk-based capital...........................................................................................................
Risk-weighted assets ..............................................................................................................
Total assets at end of period ..................................................................................................

Tril

Bil

Mil

8274
3792
A223
2170
FBOQ

2.
3.
4.
5.
Month

Day

Year

MM

DD

CCYY

6. Enter the as-of date for the financial data provided above .................................................... C116

6.

1. A separate version of Part 2 should be submitted for each of the top-tier reporter's lower-tier FBOs that meet these reporting requirements.

For Federal Reserve Bank Use Only
Top-tier FBO RSSD ID
Lower-tier FBO RSSD ID
C.I.
S.F.

F.C.
3/08