Exchange Act Form 10

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Documents and Forms

Document Name Document Type
Form SEC 1396 Exchange Act Form 10 Form and Instruction
SEC 1396 Form 10 form10.pdf.3-31-2014.pdf www.sec.gov/about/forms/form10.pdf Form and Instruction

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Exchange Act Form 10	Agency IC Tracking Number:	CF 270-51

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 249.210

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC 1396	Form 10	form10.pdf.3-31-2014.pdf	http://www.sec.gov/about/forms/form10.pdf	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: SEC1-Registration Statements Filed Pursuant to Provisions of the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of 1940	FR Citation: 41 FR 4550

Number of Respondents: 238	Number of Respondents for Small Entity: 166

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	238	0	238
Annual IC Time Burden (Hours)	12,805	0	12,805
Annual IC Cost Burden (Dollars)	15,366,042	-1,958	15,368,000

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.