1989supp09 - Appendix B and C

Appendix B. Respondents Activities Table

Activity Category

Activity Description

Respondent Type

Total Hours
per
Response

capital /
Total Annualized Total Number
O&M Cost
startup
Capital and
of
cost per per Response
O&M Cost
Respondents
Response

Annual
Number of
Respondents

Frequency of Reporting

Number of
Responses /
respondent /
Year

Number of
Total Hours
Responses
/ Year
Year

Total Labor
Cost

Type of Activity OMB
(Reporting /
Recordkeeping / 3rd party
disclosure)

Type of Activity (EPA Classification)

Obligation of
Response OMB
(mandatory, voluntary,
for benefits)

Affected Public (OMB)

1.1

Program Modification

Program Modification

NPDES authorized
States

80.00

$0

$0

$0

0

0 Once

0.0

0

0

$0 Reporting

7.1. Program Approval

Mandatory

1.1

Start-up

Read and Understand Rule

Permitted CAFOs, New

2.00

$0

$0

$0

2,068

689 Once

1.0

689

1,379

$41,161 Reporting

1. Application/NOI

Mandatory

Farms

1.2

Start-up

Determine Requirements and Plan

Permitted CAFOs, New

1.00

$0

$0

$0

2,068

689 Once

1.0

689

689

$20,581 Reporting

1. Application/NOI

Mandatory

Farms

1.3

Start-up

Purchase of a Soil Auger for Sampling Permitted CAFOs, New

0.00

$35

$0

$3,447

2,068

689 Once

1.0

689

0

$0 Reporting

1. Application/NOI

Mandatory

Farms

1.4

Start-up

Cost for Production Area portion NMP Permitted CAFOs, New

0.00

$1,350

$0

$132,378

2,068

689 Once

1.0

689

0

$0 Reporting

1. Application/NOI

Mandatory

Farms

1.5

Start-up

Purchase of a Manure Sampler

Permitted CAFOs, New

0.00

$42

$0

$4,137

2,068

689 Once

1.0

689

0

$0 Reporting

1. Application/NOI

Mandatory

Farms

1.6

Installation of Depth Markers

Permitted and CAFOs,
New facilities with liquid
waste storage

0.00

$42

$0

$3,195

1,597

532 Once

1.0

532

0

$0 Reporting

1. Application/NOI

Mandatory

Farms

Complete Individual Permit Application Permitted CAFOs, new
Permitted CAFOs,
Complete Individual Permit Application existing

9.00

$0

$0

$0

621

207 Once

1.0

207

1,862

$55,568 Reporting

1. Application/NOI

Mandatory

Farms

1.8

Start-up
NPDES Permit Application
Activities
NPDES Permit Application
Activities

9.00

$0

$0

$0

5,758

1.9

Nutrient Management Plan

Submit Nutrient Management Plan

0.50

$0

$0

$0

177

1.10

Nutrient Management Plan

$0

$0

$0

1,640

0.50

$0

$0

$0

1,643

Permitted CAFOs, new
Permitted CAFOs,
existing

9.00

$0

$0

$0

1,448

1.13

Nutrient Management Plan
NPDES Permit Application
Activities
NPDES Permit Application
Activities

Submit Nutrient Management Plan
Submit Nutrient Management Plan
(due to modification)
Complete Notice of Intent for General
Permit
Complete Notice of Intent for General
Permit

0.50

1.11

Permitted CAFOs, new
Permitted CAFOs,
existing
Permitted CAFOs,
existing

9.00

$0

$0

$0

13,435

1.14

Nutrient Management Plan

Submit Nutrient Management Plan

0.50

$0

$0

$0

413

1.15

Nutrient Management Plan

$0

$0

$0

3,828

0.50

$0

$0

$0

3,833

CAAP facilities

6.00

$0

$0

$0

173

1.25

Nutrient Management Plan
NPDES Permit Application
Activities
NPDES Permit Application
Activities
State Individual Permit
Application Activities
State Individual Permit
Application Activities
State Individual Permit
Application Activities
State Individual Permit
Application Activities
State Individual Permit
Application Activities
State Individual Permit
Application Activities
NPDES Permit Application
Activities

Submit Nutrient Management Plan
Submit Nutrient Management Plan
(due to modification)

0.50

1.16

Permitted CAFOs, new
Permitted CAFOs,
existing
Permitted CAFOs,
existing

1.26

State Individual Permit
Application Activities Due to Review and Approve Permits/ Record NPDES authorized
Significant NMP Modifications Keeping, new CAFOs
States

1.27

State Individual Permit
Application Activities Due to
Significant NMP Modifications Public Hearings, existing CAFOs

1.28

1.7

1.12

1.17
1.18

Form 2B for CAAP Facilities
Complete Notice of Intent for General
Permit
Review and Approve Permits/ Record
Keeping, new CAFOs
Review and Approve Permits/ Record
Keeping, existing CAFOs

1.0

1,152

10,365

$309,381 Reporting

1. Application/NOI

Mandatory

Farms

1.0

59

29

$880 Reporting

1. Application/NOI

Mandatory

Farms

328 Every 5 years

1.0

328

164

$4,897 Reporting

1. Application/NOI

Mandatory

Farms

548 Occasionally/As Needed

1.0

548

274

$8,173 Reporting

1. Application/NOI

Mandatory

Farms

483 Once

1.0

483

4,344

$129,658 Reporting

1. Application/NOI

Mandatory

Farms

59 Once

2,687 Every 5 years

1.0

2,687

24,184

$721,888 Reporting

1. Application/NOI

Mandatory

Farms

138 Once

1.0

138

69

$2,052 Reporting

1. Application/NOI

Mandatory

Farms

766 Every 5 years

1.0

766

383

$11,426 Reporting

1. Application/NOI

Mandatory

Farms

1.0

1,278

639

$19,070 Reporting

1. Application/NOI

Mandatory

Farms

35 Every 5 years

0.2

35

208

$7,068 Reporting

1. Application/NOI

Mandatory

Farms

37 Every 5 years

0.2

37

74

$2,533 Reporting

1. Application/NOI

Mandatory

44 Once

4.4

194

19,391

$320,923 Reporting

1. Application/NOI

Mandatory
Mandatory

1,278 Occasionally/As Needed

2.00

$0

$0

$0

186

100.0

$0

$1,363

$264,340

44

100.0

$0

$1,363

$1,471,751

44

44 Every 5 years

24.5

1,080

107,963

$1,786,786 Reporting

1. Application/NOI

200.0

$0

$1,363

$31,721

44

44 Once

0.5

23

4,654

$77,021 Reporting

1. Application/NOI

Mandatory

200.0

$0

$1,363

$176,610

44

44 Every 5 years

2.9

130

25,911

$428,829 Reporting

1. Application/NOI

Mandatory

5.0

$0

$0

$0

44

44 Once

5.0

$0

$0

$0

44

44 Every 5 years

0.50

$0

$0

$0

46

46 Ongoing

20.0

$0

$0

$0

44

NPDES authorized
States

40.0

$0

$0

$0

State Individual Permit
Application Activities Due to Notify Public, Respond to Comments,
Significant NMP Modifications existing CAFOs

NPDES authorized
States

1.0

$0

$0

1.29

State General NPDES
Permit Application Activities

Public Hearings for General Permit

NPDES authorized
States

420.0

$0

1.30

State General NPDES
Permit Application Activities

Review and Approve NOIs/ Record
Keeping, new CAFOs

NPDES authorized
States

4.0

1.31

State General NPDES
Permit Application Activities

Review and Approve NOIs/ Record
Keeping, existing CAFOs

NPDES authorized
States

1.32

State General NPDES
Permit Application Activities

Public Hearings, new CAFOs

1.33

State General NPDES
Permit Application Activities

1.34

1.35

1.19
1.20
1.21
1.22
1.23
1.24

1.36
1.37

CAAP facilities
NPDES authorized
States
NPDES authorized
States
NPDES authorized
Public Hearings, new CAFOs
States
NPDES authorized
Public Hearings, existing CAFOs
States
Notify Public, Respond to Comments, NPDES authorized
new CAFOs
States
Notify Public, Respond to Comments, NPDES authorized
existing CAFOs
States
NPDES authorized
Form 2B for CAAP Facilities
States

1,152 Every 5 years

State, Local or Tribal
Governments

4.4

194

970

$16,046 Reporting

1. Application/NOI

Mandatory

24.5

1,080

5,398

$89,339 Reporting

1. Application/NOI

Mandatory

0.5

25

12

$549 Reporting

1. Application/NOI

Mandatory

Farms
State, Local or Tribal
Governments
State, Local or Tribal
Governments
State, Local or Tribal
Governments
State, Local or Tribal
Governments
State, Local or Tribal
Governments
State, Local or Tribal
Governments
State, Local or Tribal
Governments

44 Occasionally/As Needed

11.7

513

10,267

$169,926 Reporting

1. Application/NOI

Mandatory

State, Local or Tribal
Governments

44

44 Occasionally/As Needed

1.4

62

2,464

$40,782 Reporting

1. Application/NOI

Mandatory

State, Local or Tribal
Governments

$0

44

44 Occasionally/As Needed

11.7

513

513

$8,496 Reporting

1. Application/NOI

Mandatory

State, Local or Tribal
Governments

$0

$0

9

1.0

9

3,696

$61,169 Reporting

1. Application/NOI

Mandatory

State, Local or Tribal
Governments

$0

$0

$0

44

44 Once

10

452

1,810

$29,953 Reporting

1. Application/NOI

Mandatory

State, Local or Tribal
Governments

4.0

$0

$0

$0

44

44 Every 5 years

57

2,519

10,077

$166,767 Reporting

1. Application/NOI

Mandatory

State, Local or Tribal
Governments

NPDES authorized
States

200.0

$0

$0

$0

44

44 Once

1.2

54

10,859

$179,717 Reporting

1. Application/NOI

Mandatory

State, Local or Tribal
Governments

Public Hearings, existing CAFOs

NPDES authorized
States

200.0

$0

$0

$0

44

44 Every 5 years

6.9

302

60,459

$1,000,600 Reporting

1. Application/NOI

Mandatory

State, Local or Tribal
Governments

State General NPDES
Permit Application Activities

Notify Public, Respond to Comments,
new CAFOs

NPDES authorized
States

5.0

$0

$0

$0

44

44 Once

10.3

452

2,262

$37,441 Reporting

1. Application/NOI

Mandatory

State, Local or Tribal
Governments

State General NPDES
Permit Application Activities

Notify Public, Respond to Comments,
existing CAFOs

NPDES authorized
States

5.0

$0

$0

$0

44

44 Every 5 years

57.3

2,519

12,596

$208,458 Reporting

1. Application/NOI

Mandatory

State, Local or Tribal
Governments

State General NPDES
Permit Application Activities
NPDES Permit Application
Activities

Quarterly NOI Publication
Review Notice of Intent for General
Permit

NPDES authorized
States
NPDES authorized
States

0.0

$0

$1,363

$239,923

44

44 Quarterly

4.0

176

0

$0 Reporting

1. Application/NOI

Mandatory

0.50

$0

$0

$0

46

46 Ongoing

0.6

27

13

$590 Reporting

1. Application/NOI

Mandatory

9 Every 5 years

State, Local or Tribal
Governments
State, Local or Tribal
Governments

Appendix B. Respondents Activities Table

Activity Category

Activity Description

Respondent Type

Total Hours
per
Response

capital /
Total Annualized Total Number
O&M Cost
startup
Capital and
of
cost per per Response
O&M Cost
Respondents
Response

Annual
Number of
Respondents

Frequency of Reporting

Number of
Responses /
respondent /
Year

Number of
Total Hours
Responses
/ Year
Year

Total Labor
Cost

Type of Activity OMB
(Reporting /
Recordkeeping / 3rd party
disclosure)

Type of Activity (EPA Classification)

Obligation of
Response OMB
(mandatory, voluntary,
for benefits)

Affected Public (OMB)

1.42

State General NPDES
Permit Application Activities
Due to Significant NMP
Modifications
State General NPDES
Permit Application Activities
Due to Significant NMP
Modifications
State General NPDES
Permit Application Activities
Due to Significant NMP
Modifications
State Individual Permit
Application Activities
State Individual Permit
Application Activities

1.43

State Individual Permit
Application Activities Due to
Significant NMP Modifications Review NMP, new CAFOs

NPDES authorized
States

4.0

$0

$0

$0

44

44 Occasionally/As Needed

1.44

State General NPDES
Permit Application Activities

Review NMP, new CAFOs

NPDES authorized
States

20.0

$0

$0

$0

44

44 Once

Review NMP, Existing CAFOs

NPDES authorized
States

20.0

$0

$0

$0

44

44 Every 5 years

33.0

1,451

29,022

$480,318 Reporting

1. Application/NOI

Mandatory

State, Local or Tribal
Governments

4.0

$0

$0

$0

44

44 Occasionally/As Needed

27.2

1,198

4,791

$79,299 Reporting

1. Application/NOI

Mandatory

State, Local or Tribal
Governments

1.38

1.39

1.40
1.41

1.46

State General NPDES
Permit Application Activities
State General NPDES
Permit Application Activities
Due to Significant NMP
Modifications

2.1

Nutrient Management Plan

2.2

Nutrient Management Plan

2.3

Nutrient Management Plan

2.4

Nutrient Management Plan

2.5

Nutrient Management Plan

2.6

Nutrient Management Plan

2.7

Nutrient Management Plan

2.8

Nutrient Management Plan

2.9

Nutrient Management Plan

2.10

Nutrient Management Plan

2.11

Nutrient Management Plan

2.12

Nutrient Management Plan

2.13

Nutrient Management Plan

2.14

Nutrient Management Plan

2.15

Nutrient Management Plan

2.16

Nutrient Management Plan

2.17

Nutrient Management Plan

2.18

Nutrient Management Plan

2.19

Nutrient Management Plan

2.20

Nutrient Management Plan

2.21

Nutrient Management Plan

2.22

Nutrient Management Plan

2.23

Nutrient Management Plan

2.24

Nutrient Management Plan

2.25

BMP Plan

2.26

BMP Plan

2.27

BMP Plan

2.28
2.29
2.30
3.1

BMP Plan
BMP Plan
BMP Plan
ELG Requirements

3.2

ELG Requirements

1.45

Review and Approve NOIs/ Record
Keeping, new CAFOs

NPDES authorized
States

4.0

$0

$0

$0

44

44 Occasionally/As Needed

27.2

1,198

4,791

$79,299 Reporting

1. Application/NOI

Mandatory

State, Local or Tribal
Governments

Public Hearings, existing CAFOs

NPDES authorized
States

40.0

$0

$0

$0

44

44 Occasionally/As Needed

3.3

144

5,750

$95,159 Reporting

1. Application/NOI

Mandatory

State, Local or Tribal
Governments

1.0

$0

$0

$0

44

44 Occasionally/As Needed

27.2

1,198

1,198

$19,825 Reporting

1. Application/NOI

Mandatory

20.0

$0

$0

$0

44

44 Once

2.5

112

2,234

$36,973 Reporting

1. Application/NOI

Mandatory

20.0

$0

$0

$0

44

44 Every 5 years

14.1

622

12,438

$205,850 Reporting

1. Application/NOI

Mandatory

State, Local or Tribal
Governments
State, Local or Tribal
Governments
State, Local or Tribal
Governments

11.7

513

2,053

$33,985 Reporting

1. Application/NOI

Mandatory

State, Local or Tribal
Governments

5.9

261

5,213

$86,269 Reporting

1. Application/NOI

Mandatory

State, Local or Tribal
Governments

Notify Public, Respond to Comments,
existing CAFOs
Review NMP, new CAFOs
Review NMP, Existing CAFOs

NPDES authorized
States
NPDES authorized
States
NPDES authorized
States

NPDES authorized
States
Permitted CAFOs, new,
Develop Nutrient Management Plan
Feedlot cattle
Permitted CAFOs, new,
Develop Nutrient Management Plan
Dairy cows
Permitted CAFOs, new,
Develop Nutrient Management Plan
Hogs
Permitted CAFOs, new,
Develop Nutrient Management Plan
Horses/Ponies
Permitted CAFOs, new,
Develop Nutrient Management Plan
Turkeys
Permitted CAFOs, new,
Develop Nutrient Management Plan
Layer Chickens
Permitted CAFOs, new,
Develop Nutrient Management Plan
Broiler Chickens
Permitted CAFOs, new,
Develop Nutrient Management Plan
Ducks
Permitted CAFOs, new,
Update Nutrient Management Plan
Feedlot cattle
Permitted CAFOs, new,
Update Nutrient Management Plan
Dairy cows
Permitted CAFOs, new,
Update Nutrient Management Plan
Hogs
Permitted CAFOs, new,
Update Nutrient Management Plan
Horses/Ponies
Permitted CAFOs, new,
Update Nutrient Management Plan
Turkeys
Permitted CAFOs, new,
Update Nutrient Management Plan
Layer Chickens
Permitted CAFOs, new,
Update Nutrient Management Plan
Broiler Chickens
Permitted CAFOs, new,
Update Nutrient Management Plan
Ducks
Permitted CAFOs, all,
Modify Nutrient Management Plan
Feedlot cattle
Permitted CAFOs, all,
Modify Nutrient Management Plan
Dairy cows
Permitted CAFOs, all,
Modify Nutrient Management Plan
Hogs
Permitted CAFOs, all,
Modify Nutrient Management Plan
Horses/Ponies
Permitted CAFOs, all,
Modify Nutrient Management Plan
Turkeys
Permitted CAFOs, all,
Modify Nutrient Management Plan
Layer Chickens
Permitted CAFOs, all,
Modify Nutrient Management Plan
Broiler Chickens
Permitted CAFOs, all,
Modify Nutrient Management Plan
Ducks
Flow Through and
Recirculating
BMP Plan Development
Commercial Facilities
Flow Through and
Recirculating
BMP Training
Commercial Facilities
Flow Through and
Recirculating NonBMP Plan Development
Commercial Facilities
Flow Through and
Recirculating NonBMP Training
Commercial Facilities
BMP Plan Development
Net Pen Facilities
BMP Training
Net Pen Facilities
Visual Inspections
Permitted CAFOs, all
Permitted CAFOs, all
Inspect Manure Application Equipment that land apply
Review NMP, new CAFOs

157.00

$0

$0

$0

231

77 Once

1.0

77

12,089

$595,141 Reporting

2. Plan Development / Special Studies

Mandatory

Farms

19.00

$0

$0

$0

290

97 Once

1.0

97

1,837

$90,419 Reporting

2. Plan Development / Special Studies

Mandatory

Farms

56.00

$0

$0

$0

1,125

375 Once

1.0

375

21,003

$1,033,977 Reporting

2. Plan Development / Special Studies

Mandatory

Farms

54.00

$0

$0

$0

8

3 Once

1.0

3

145

$7,125 Reporting

2. Plan Development / Special Studies

Mandatory

Farms

41.00

$0

$0

$0

8

3 Once

1.0

3

103

$5,046 Reporting

2. Plan Development / Special Studies

Mandatory

Farms

14.00

$0

$0

$0

11

4 Once

1.0

4

52

$2,550 Reporting

2. Plan Development / Special Studies

Mandatory

Farms

10.00

$0

$0

$0

373

124 Once

1.0

124

1,244

$61,259 Reporting

2. Plan Development / Special Studies

Mandatory

Farms

22.00

$0

$0

$0

22

7 Once

1.0

7

164

$8,051 Reporting

2. Plan Development / Special Studies

Mandatory

Farms

157.00

$0

$0

$0

2,330

466 Every 5 years

1.0

466

73,162

$3,601,765 Reporting

2. Plan Development / Special Studies

Mandatory

Farms

19.00

$0

$0

$0

3,765

753 Every 5 years

1.0

753

14,307

$704,334 Reporting

2. Plan Development / Special Studies

Mandatory

Farms

56.00

$0

$0

$0

8,943

1,789 Every 5 years

1.0

1,789

100,165

$4,931,110 Reporting

2. Plan Development / Special Studies

Mandatory

Farms

54.00

$0

$0

$0

76

15 Every 5 years

1.0

15

816

$40,174 Reporting

2. Plan Development / Special Studies

Mandatory

Farms

41.00

$0

$0

$0

394

79 Every 5 years

1.0

79

3,233

$159,173 Reporting

2. Plan Development / Special Studies

Mandatory

Farms

14.00

$0

$0

$0

617

123 Every 5 years

1.0

123

1,729

$85,105 Reporting

2. Plan Development / Special Studies

Mandatory

Farms

10.00

$0

$0

$0

2,865

573 Every 5 years

1.0

573

5,730

$282,088 Reporting

2. Plan Development / Special Studies

Mandatory

Farms

22.00

$0

$0

$0

203

41 Every 5 years

1.0

41

893

$43,972 Reporting

2. Plan Development / Special Studies

Mandatory

Farms

31.40

$0

$0

$0

650

217 Occasionally/As Needed

1.0

217

6,803

$334,928 Reporting

2. Plan Development / Special Studies

Mandatory

Farms

3.80

$0

$0

$0

1,051

350 Occasionally/As Needed

1.0

350

1,331

$65,538 Reporting

2. Plan Development / Special Studies

Mandatory

Farms

11.20

$0

$0

$0

2,558

853 Occasionally/As Needed

1.0

853

9,550

$470,140 Reporting

2. Plan Development / Special Studies

Mandatory

Farms

10.80

$0

$0

$0

19

6 Occasionally/As Needed

1.0

6

68

$3,367 Reporting

2. Plan Development / Special Studies

Mandatory

Farms

8.20

$0

$0

$0

113

38 Occasionally/As Needed

1.0

38

309

$15,206 Reporting

2. Plan Development / Special Studies

Mandatory

Farms

2.80

$0

$0

$0

182

61 Occasionally/As Needed

1.0

61

170

$8,363 Reporting

2. Plan Development / Special Studies

Mandatory

Farms

2.00

$0

$0

$0

849

283 Occasionally/As Needed

1.0

283

566

$27,864 Reporting

2. Plan Development / Special Studies

Mandatory

Farms

4.40

$0

$0

$0

54

18 Occasionally/As Needed

1.0

18

79

$3,899 Reporting

2. Plan Development / Special Studies

Mandatory

Farms

40.0

$0

$0

$0

166

33 Every 5 years

1.0

33

1,328

$39,641 Reporting

2. Plan Development / Special Studies

Mandatory

Farms

6

$0

$0

$0

166

1.0

166

996

$20,899 Reporting

2. Plan Development / Special Studies

Mandatory

Farms

40.0

$0

$0

$0

178

1.0

36

1,424

$60,435 Reporting

2. Plan Development / Special Studies

Mandatory

State, Local or Tribal
Governments

6
40.0
6
0.25

$0
$0
$0
$0

$0
$0
$0
$0

$0
$0
$0
$0

178
15
15
20,556

178
3
15
20,556

1.0
1.0
1.0
52.0

178
3
15
1,068,889

1,068
120
90
267,222

2. Plan Development / Special Studies
2. Plan Development / Special Studies
2. Plan Development / Special Studies
3. Monitoring

Mandatory
Mandatory
Mandatory
Mandatory

State, Local or Tribal
Governments
Farms
Farms
Farms

4.00

$0

$0

$0

15,875

15,875 Yearly

1.0

15,875

63,501

3. Monitoring

Mandatory

Farms

166 Yearly

36 Every 5 years

Yearly
Every 5 years
Yearly
Weekly

$34,340
$3,582
$1,889
$4,422,530

Reporting
Reporting
Reporting
Reporting

$1,050,944 Reporting

Appendix B. Respondents Activities Table

Activity Category

Activity Description

Respondent Type

3.3

ELG Requirements

Collect and Send Manure Sample

3.4

ELG Requirements

Collect and Send Manure Sample

3.5

ELG Requirements

Collect and Send Soil Sample

3.6

ELG Requirements

Collect and Send Soil Sample

3.7

ELG Requirements

Collect and Send Soil Sample

3.8

ELG Requirements

Collect and Send Soil Sample

3.9

ELG Requirements

Collect and Send Soil Sample

3.10

ELG Requirements

Collect and Send Soil Sample

3.11

ELG Requirements

Collect and Send Soil Sample

Permitted CAFOs, all,
wet storage
Permitted CAFOs, all,
dry storage
Permitted CAFOs, all
that land apply,
Feedlot cattle
Permitted CAFOs, all
that land apply, Dairy
cows
Permitted CAFOs, all
that land apply, Hogs
Permitted CAFOs, all
that land apply,
Horses/Ponies
Permitted CAFOs, all
that land apply,
Turkeys
Permitted CAFOs, all
that land apply, Layer
Chickens
Permitted CAFOs, all
that land apply, Broiler
Chickens

Collect and Send Soil Sample

Permitted CAFOs, all
that land apply, Ducks

3.12

4.1
4.2

ELG Requirements
Data Collection, Record
Keeping, and Reporting
Activities
Non-compliance reports

4.3

Non-compliance reports

4.4

4.5
4.6

4.7

4.8
4.9

4.10

4.11
4.12

4.13

4.14
4.15

4.16

4.17
4.18
4.19
4.20
4.21
4.22
4.23
5.1

5.2

5.3

5.4

5.5

5.6

ELG Requirements
Data Collection, Record
Keeping, and Reporting
Activities

Total Hours
per
Response

Prepare and Submit Annual Report
Permitted CAFOs, all
Other Noncompliance Reports
CAFOs
Other noncompliance Reports (CAFO
Permittees)
NPDES authorized States
Flow Through and
Recirculating
BMP Plan Certification
Commercial Facilities
Flow Through and
Recirculating NonBMP Plan Certification
Commercial Facilities
BMP Plan Certification
Net Pen Facilities
Flow Through and
Recirculating
INAD Program Sign-up Report
Commercial Facilities
Flow Through and
Recirculating NonINAD Program Sign-up Report
Commercial Facilities
INAD Program Sign-up Report
Net Pen Facilities
Flow Through and
Recirculating
INAD or Extra-Label Use Report
Commercial Facilities
Flow Through and
Recirculating NonINAD or Extra-Label Use Report
Commercial Facilities
INAD or Extra-Label Use Report
Net Pen Facilities
Flow Through and
Recirculating
Structural Failure Report
Commercial Facilities
Flow Through and
Recirculating NonStructural Failure Report
Commercial Facilities
Structural Failure Report
Net Pen Facilities
Flow Through and
Recirculating
Spill Report
Commercial Facilities
Flow Through and
Recirculating NonSpill Report
Commercial Facilities
Spill Report
Net Pen Facilities
NPDES authorized
BMP Plan Certification Receipt
States
NPDES authorized
INAD Program Sign-up Report Receipt States
NPDES authorized
INAD or Extra-Label Drug Report Receipt
States
NPDES authorized
Spill Report Receipt
States
NPDES authorized
Structural Failure Report Receipt
States
Record Keeping
Permitted CAFOs, all
Permitted CAFOs,
Large facilities
Flow Through and
Recirculating
Inspection, Cleaning, Maintenance & Repair
Commercial
RecordsFacilities
Flow Through and
Recirculating NonInspection, Cleaning, Maintenance & Repair
Commercial
RecordsFacilities
Flow Through and
Recirculating
Feed Management Records
Commercial Facilities
Flow Through and
Recirculating NonFeed Management Records
Commercial Facilities
Record Off-site Transfers of Manure

capital /
Total Annualized Total Number
O&M Cost
startup
Capital and
of
cost per per Response
O&M Cost
Respondents
Response

Annual
Number of
Respondents

Frequency of Reporting

Number of
Responses /
respondent /
Year

Number of
Total Hours
Responses
/ Year
Year

Total Labor
Cost

Type of Activity OMB
(Reporting /
Recordkeeping / 3rd party
disclosure)

Type of Activity (EPA Classification)

Obligation of
Response OMB
(mandatory, voluntary,
for benefits)

Affected Public (OMB)

1.00

$0

$56

$1,819,577

16,203

16,203 Semi-annually

2.0

32,407

32,407

$536,328 Reporting

3. Monitoring

Mandatory

Farms

1.50

$0

$168

$1,466,249

4,352

4,352 Semi-annually

2.0

8,705

13,057

$216,092 Reporting

3. Monitoring

Mandatory

Farms

26.10

$0

$367

$151,093

2,060

412 Every 5 years

1.0

412

10,754

$177,985 Reporting

3. Monitoring

Mandatory

Farms

3.20

$0

$35

$21,659

3,086

617 Every 5 years

1.0

617

1,975

$32,689 Reporting

3. Monitoring

Mandatory

Farms

9.30

$0

$48

$75,026

7,747

1,549 Every 5 years

1.0

1,549

14,409

$238,469 Reporting

3. Monitoring

Mandatory

Farms

8.90

$0

$44

$716

81

16 Every 5 years

1.0

16

144

$2,384 Reporting

3. Monitoring

Mandatory

Farms

6.80

$0

$131

$6,376

244

49 Every 5 years

1.0

49

331

$5,482 Reporting

3. Monitoring

Mandatory

Farms

2.40

$0

$22

$1,319

294

59 Every 5 years

1.0

59

141

$2,333 Reporting

3. Monitoring

Mandatory

Farms

1.60

$0

$34

$14,460

2,146

429 Every 5 years

1.0

429

687

$11,367 Reporting

3. Monitoring

Mandatory

Farms

3.60

$0

$34

$1,466

218

44 Every 5 years

1.0

44

157

$2,593 Reporting

3. Monitoring

Mandatory

Farms

2.0
5.00

$0
$0

$0
$0

$0
$0

20,556
206

20,556 Yearly
206 Occasionally/As Needed

1.0
1.0

20,556
206

41,111
1,028

$1,227,167 Reporting
$30,679 Reporting

4. Reporting (incl. Certification)
4. Reporting (incl. Certification)

Mandatory
Mandatory

2.00

$0

$0

$0

44

44 Occasionally/As Needed

4.4

193

385

$16,947 Reporting

4. Reporting (incl. Certification)

Mandatory

Farms
Farms
State, Local or Tribal
Governments

1.3

$0

$0

$0

166

33 Every 5 years

1.0

33

42

$1,239 Reporting

4. Reporting (incl. Certification)

Mandatory

Farms

1.3
1.3

$0
$0

$0
$0

$0
$0

178
15

36 Every 5 years
3 Every 5 years

1.0
1.0

36
3

45
4

$1,889 Reporting
$112 Reporting

4. Reporting (incl. Certification)
4. Reporting (incl. Certification)

Mandatory
Mandatory

State, Local or Tribal
Governments
Farms

1

$0

$0

$0

1

1 Occasionally/As Needed

1.0

1

1

$30 Reporting

4. Reporting (incl. Certification)

Mandatory

Farms

1
1

$0
$0

$0
$0

$0
$0

15
1

15 Occasionally/As Needed
1 Occasionally/As Needed

1.0
1.0

15
1

15
1

$637 Reporting
$30 Reporting

4. Reporting (incl. Certification)
4. Reporting (incl. Certification)

Mandatory
Mandatory

State, Local or Tribal
Governments
Farms

1.5

$0

$0

$0

1

1 Occasionally/As Needed

1.0

1

2

$45 Reporting

4. Reporting (incl. Certification)

Mandatory

Farms

1.5
1.5

$0
$0

$0
$0

$0
$0

15
1

15 Occasionally/As Needed
1 Occasionally/As Needed

1.0
1.0

15
1

23
2

$955 Reporting
$45 Reporting

4. Reporting (incl. Certification)
4. Reporting (incl. Certification)

Mandatory
Mandatory

State, Local or Tribal
Governments
Farms

5

$0

$0

$0

8

8 Occasionally/As Needed

1.0

8

40

$1,194 Reporting

4. Reporting (incl. Certification)

Mandatory

Farms

5
5

$0
$0

$0
$0

$0
$0

14
15

14 Occasionally/As Needed
15 Occasionally/As Needed

1.0
1.0

14
15

70
75

$2,971 Reporting
$2,239 Reporting

4. Reporting (incl. Certification)
4. Reporting (incl. Certification)

Mandatory
Mandatory

State, Local or Tribal
Governments
Farms

2

$0

$0

$0

2

2 Occasionally/As Needed

1.0

2

4

$119 Reporting

4. Reporting (incl. Certification)

Mandatory

Farms

2
2

$0
$0

$0
$0

$0
$0

3
4

3 Occasionally/As Needed
4 Occasionally/As Needed

1.0
1.0

3
4

6
8

$255 Reporting
$239 Reporting

4. Reporting (incl. Certification)
4. Reporting (incl. Certification)

Mandatory
Mandatory

0.25

$0

$0

$0

46

46 Every 5 years

1

40

10

$444 Recordkeeping

4. Reporting (incl. Certification)

Mandatory

0.5

$0

$0

$0

46

46 Occasionally/As Needed

0

13

7

$286 Reporting

4. Reporting (incl. Certification)

Mandatory

0.5

$0

$0

$0

46

46 Occasionally/As Needed

0

13

7

$286 Reporting

4. Reporting (incl. Certification)

Mandatory

0.5

$0

$0

$0

46

46 Occasionally/As Needed

0

7

4

$154 Reporting

4. Reporting (incl. Certification)

Mandatory

0.5
80.00

$0
$0

$0
$132

$0
$2,721,557

46
20,556

46 Occasionally/As Needed
20,556 Yearly

1
1.0

31
20,556

16
1,644,445

$682 Reporting
$27,215,570 Reporting

4. Reporting (incl. Certification)
5. Recordkeeping

Mandatory
Mandatory

State, Local or Tribal
Governments
Farms
State, Local or Tribal
Governments
State, Local or Tribal
Governments
State, Local or Tribal
Governments
State, Local or Tribal
Governments
State, Local or Tribal
Governments
Farms

0.08

$0

$0

$0

11,442

11,442 Occasionally/As Needed

169.0

1,933,625

161,135

$2,666,791 Recordkeeping

5. Recordkeeping

Mandatory

Farms

103

$0

$0

$0

166

166 Ongoing

1.0

166

17,098

$311,673 Recordkeeping

5. Recordkeeping

Mandatory

Farms

118

$0

$0

$0

178

178 Ongoing

1.0

178

21,004

$608,223 Recordkeeping

5. Recordkeeping

Mandatory

State, Local or Tribal
Governments

103

$0

$0

$0

166

166 Ongoing

1.0

166

17,098

$311,673 Recordkeeping

5. Recordkeeping

Mandatory

Farms

118

$0

$0

$0

178

178 Ongoing

1.0

178

21,004

$608,223 Recordkeeping

5. Recordkeeping

Mandatory

State, Local or Tribal
Governments

Appendix B. Respondents Activities Table

Activity Category

6.1
6.2
6.3
6.4
6.5
6.6
6.7

NPDES Permit Application
Activities
State Annual Permit
Reporting Activities
State Annual Permit
Reporting Activities

Activity Description

Inspection
Facility Inspection, all permitted
CAFOs
Annual Report Review, all permitted
CAFOs

Respondent Type

Total Hours
per
Response

capital /
Total Annualized Total Number
O&M Cost
startup
Capital and
of
cost per per Response
O&M Cost
Respondents
Response

Permitted CAFOs, all
4.00
NPDES authorized
States
16.0
NPDES authorized
States
4.0
NPDES authorized
Research on Environmental Affects of INAD
States
3
NPDES authorized
Determination of Site Specific Limits for States
INAD
3
NPDES authorized
Notify State Fish & Wildlife Department States
0.5
NPDES authorized
Review cause of failure and past reportsStates
to evaluate effectiveness of practices
1

Annual
Number of
Respondents

Frequency of Reporting

$0

$0

$0

20,556

$0

$0

$0

44

4,111 Every 5 years
44 Occasionally/As Needed

$0

$0

$0

44

44 Yearly

$0

$0

$0

46

46 Occasionally/As Needed

$0

$0

$0

46

$0

$0

$0

$0

$0

$0

Number of
Responses /
respondent /
Year

Number of
Total Hours
Responses
/ Year
Year

Total Labor
Cost

Type of Activity OMB
(Reporting /
Recordkeeping / 3rd party
disclosure)

Type of Activity (EPA Classification)

Obligation of
Response OMB
(mandatory, voluntary,
for benefits)

1.0

4,111

16,444

$490,867 Reporting

6. Compliance Assessment & Enforcement

Mandatory

87.6

3,854

61,666

$1,020,577 Reporting

6. Compliance Assessment & Enforcement

Mandatory

438.0

19,271

77,083

$1,275,721 Reporting

6. Compliance Assessment & Enforcement

Mandatory

0

13

39

$1,715 Reporting

6. Compliance Assessment & Enforcement

Mandatory

46 Occasionally/As Needed

0

7

21

$923 Reporting

6. Compliance Assessment & Enforcement

Mandatory

46

46 Occasionally/As Needed

1

24

12

$528 Reporting

6. Compliance Assessment & Enforcement

Mandatory

46

46 Occasionally/As Needed

0

20

20

$879 Reporting

6. Compliance Assessment & Enforcement

Mandatory

Affected Public (OMB)

Farms
State, Local or Tribal
Governments
State, Local or Tribal
Governments
State, Local or Tribal
Governments
State, Local or Tribal
Governments
State, Local or Tribal
Governments
State, Local or Tribal
Governments

Appendix C. Agency Activities Table
Activity Category
NPDES Permit Application
Activities
State Individual Permit
Application Activities
State Individual Permit
Application Activities
State Individual Permit
Application Activities
State Individual Permit
Application Activities
State Individual Permit
Application Activities
State Individual Permit
Application Activities
State Individual Permit
Application Activities
State Individual Permit
Application Activities
State Individual Permit
Application Activities Due to
Significant NMP
Modifications
State Individual Permit
Application Activities Due to
Significant NMP
Modifications
State Individual Permit
Application Activities Due to
Significant NMP
Modifications
State Individual Permit
Application Activities Due to
Significant NMP
Modifications

Activity Description

Review Form 2B for CAAP Facilities
Review and Approve Permits/ Record
Keeping, new CAFOs
Review and Approve Permits/ Record
Keeping, existing CAFOs

capital /
Total
O&M Cost
Total Number
Annual Number
startup cost
Annualized
per
of
of Respondents
per
Capital
Response
Respondents
Response
and O&M

Total Hours per
Response

Frequency of
Reporting

Number of
Responses /
respondent /
Year

Number of Responses
Year

Total Hours /
Year

Total Labor
Cost

Type of
Type of Activity
Activity
(EPA Classification)
OMB
(Reporting

0.50

$0

$0

$0

1

1 Ongoing

20.0

20

10

$462 Reporting

1. Application/NOI

100.0

$0

$1,363

$17,625

1

1 Once

12.9

13

1,293

$59,742 Reporting

1. Application/NOI

100.0

$0

$1,363

$98,128

1

1 Every 5 years

72.0

72

7,198

$332,621 Reporting

1. Application/NOI

Public Hearings, new CAFOs

200.0

$0

$1,363

$2,115

1

1 Once

1.6

2

310

$14,338 Reporting

1. Application/NOI

Public Hearings, existing CAFOs
Notify Public, Respond to Comments,
new CAFOs
Notify Public, Respond to Comments,
existing CAFOs

200.0

$0

$1,363

$11,775

1

1 Every 5 years

8.6

9

1,728

$79,829 Reporting

1. Application/NOI

5.0

$0

$0

$0

1

1 Once

12.9

13

65

$2,987 Reporting

1. Application/NOI

5.0

$0

$0

$0

1

1 Every 5 years

72.0

72

360

$16,631 Reporting

1. Application/NOI

Review NMP, new CAFOs

20.0

$0

$0

$0

1

1 Once

7.4

7

149

$6,883 Reporting

1. Application/NOI

Review NMP, Existing CAFOs

20.0

$0

$0

$0

1

1 Every 5 years

41.5

41

829

$38,320 Reporting

1. Application/NOI

Review and Approve NOIs/ Record
Keeping, new CAFOs

20.0

$0

$0

$0

1

Occasionally/A
1 s Needed

34.2

34

685

$31,633 Reporting

1. Application/NOI

Public Hearings, existing CAFOs

40.0

$0

$0

$0

1

Occasionally/A
1 s Needed

4.1

4

164

$7,592 Reporting

1. Application/NOI

Review NMP, new CAFOs

4.0

$0

$0

$0

1

Occasionally/A
1 s Needed

34.2

34

137

$6,327 Reporting

1. Application/NOI

Notify Public, Respond to Comments,
existing CAFOs

1.0

$0

$0

$0

1

Occasionally/A
1 s Needed

34.2

34

34

$1,582 Reporting

1. Application/NOI

State General NPDES
Review and Approve NOIs/ Record
Permit Application Activities Keeping, new CAFOs

4.0

$0

$0

$0

1

1 Once

30

30

121

$5,576 Reporting

1. Application/NOI

State General NPDES
Review and Approve NOIs/ Record
Permit Application Activities Keeping, existing CAFOs

4.0

$0

$0

$0

1

1 Every 5 years

168

168

672

$31,045 Reporting

1. Application/NOI

State General NPDES
Permit Application Activities Public Hearings, new CAFOs

200.0

$0

$0

$0

1

1 Once

3.6

4

724

$33,455 Reporting

1. Application/NOI

State General NPDES
Permit Application Activities Public Hearings, existing CAFOs

200.0

$0

$0

$0

1

1 Every 5 years

20.2

20

4,031

$186,268 Reporting

1. Application/NOI

State General NPDES
Notify Public, Respond to Comments,
Permit Application Activities new CAFOs

5.0

$0

$0

$0

1

1 Once

30.2

30

151

$6,970 Reporting

1. Application/NOI

State General NPDES
Notify Public, Respond to Comments,
Permit Application Activities existing CAFOs

5.0

$0

$0

$0

1

1 Every 5 years

168.0

168

840

$38,806 Reporting

1. Application/NOI

State General NPDES
Permit Application Activities Quarterly NOI Publication

0.0

$0

$1,363

$5,453

1

1 Quarterly

4.0

4

0

$0 Reporting

1. Application/NOI

State General NPDES
Permit Application Activities Review NMP, new CAFOs

20.0

$0

$0

$0

1

1 Once

17.4

17

348

$16,060 Reporting

1. Application/NOI

State General NPDES
Permit Application Activities Review NMP, Existing CAFOs

20.0

$0

$0

$0

1

1 Every 5 years

96.8

97

1,935

$89,414 Reporting

1. Application/NOI