State-based Marketplace Annual Reporting Tool (SMART)

ICR 201402-0938-001

OMB: 0938-1244

Federal Form Document

Forms and Documents
Document
Name
Status
Form and Instruction
New
Supporting Statement A
2014-02-02
IC Document Collections
ICR Details
0938-1244 201402-0938-001
Historical Active
HHS/CMS 21393
State-based Marketplace Annual Reporting Tool (SMART)
New collection (Request for a new OMB Control Number)   No
Regular
Approved with change 07/03/2014
Retrieve Notice of Action (NOA) 02/03/2014
  Inventory as of this Action Requested Previously Approved
07/31/2017 36 Months From Approved
19 0 0
1,311 0 0
0 0 0

The Affordable Care Act (ACA). The ACA creates new competitive private health insurance markets - referred to as State-based Marketplaces (SBMs) - that will give millions of Americans and small businesses access to affordable healthcare coverage. HHS provides oversight and monitoring of SBMs to ensure they maintain adequate operational systems. Effective and efficient oversight of Marketplaces will help ensure that affordable and quality health coverage is available to all Americans through monitoring, reporting, and oversight of financial and other Marketplace activities. The SMAR is the primary vehicle to insure comprehensive compliance with all reporting requirements contained in the ACA and applicable Federal Regulations. It is specifically called for in Section 1313(a)(1) of the Act which requires an SBM to keep an accurate accounting of all activities, receipts, and expenditures, and to submit a report annually to the Secretary concerning such accounting. Instructions governing specific facets of the activities covered by the report are contained both in the Act and in various sections of applicable Federal Regulations. CMS has designed the SMAR to reduce the data collection to the maximum extent possible. While it is intended as a comprehensive compliance review to ensure SBM are fulfilling their statutory requirements, very little additional data gathering is required to complete the form. The respondents can answer most questions by attestations and uploading existing documents. Respondents complete the report entirely online.

None
PL: Pub.L. 111 - 148 1313(a)(1) Name of Law: Affordable Care Act

Not associated with rulemaking

  78 FR 68851 11/15/2013
79 FR 5417 01/31/2014
No

1
IC Title Form No. Form Name
State-based Marketplace Annual Reporting Tool (SMART) CMS-10507 STATE-BASED MARKETPLACE ANNUAL REPORTING TOOL (SMART)

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 19 0 19 0 0 0
Annual Time Burden (Hours) 1,311 0 1,311 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
This is a new information collection.

$0
No
No
Yes
No
No
Uncollected
Jamaa Hill 301 492-4190

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
02/03/2014


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