Borrower Information Form, Lenders Application for Guaranty, and 7(a) Loan Post Approval Action Checklist

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form SBAFORM 2238 SBA EXPRESS/PATROIT EXPRESS GUARANTY REQUEST (ELIGIBILTY AUTHORIZED)	Form	Unchanged	Available
Form SBA FORM 2237 7(A) LOAN POST APPROVAL LOAN CHECKLIST	Form	Unchanged	Repair queued
Form SBA FORM 1920 PART ELIGIBILTY INFORMATION REQUIRED FOR SBA EXPRESS AND PILOT LOAN PROGRAM SUBMISSION	Form	Unchanged	Available
Form SBA FORM 1920 PART SUPPLEMENTAL INFORMATION FOR SBA EXPRESS-PILOT LOAN PROGRAM AND PLP PROCESSING	Form	Unchanged	Available
Form SBA FORM 1919 SBA EXPRESS AND PILOT LOAN PROGRAMS BORROWER INFORMATION FORM	Form	Unchanged	Available
Form SBA FORM 2237 7(A) LOAN POST APPROVAL ACTION CHECKLIST	Form and Instruction	Modified	Available
Form SBA FORM 1920 LENDERS APPLICATION FOR GUARANTY FOR ALL 7(A) PROGRAMS	Form and Instruction	Modified	Available
Form SBA FORM 1919 BORROWER INFORMATION FORM FOR USE WITH ALL 7(A) PROGRAMS	Form and Instruction	Modified	Available
Form SBA FORM 2449 ADDENDUM FOR COMMUNITY ADVANTAGE APPLICANTS ONLY	Form and Instruction	Modified	Available
3245-0348 SOR 74 FR 2-26-14.pdf	Supplementary Document	Uploaded 2014-02-26	Available
3245-0348 System of Record 2-26-14.pdf	Supplementary Document	Uploaded 2014-02-26	Available
3245-0348 Supporting Statement 2-24-14.doc	Supporting Statement A	Uploaded 2014-02-26	Repair queued

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
183944	SBA Express and Pilot Loan Programs (Export Express, Community Express and Patriot Express)	Form	Unchanged	SBA EXPRESS/PATROIT EXPRESS GUARANTY REQUEST (ELIGIBILTY AUTHORIZED)
183943	SBA Express and Pilot Loan Programs (Export Express, Community Express and Patriot Express)	Form	Unchanged	7(A) LOAN POST APPROVAL LOAN CHECKLIST
183942	SBA Express and Pilot Loan Programs (Export Express, Community Express and Patriot Express)	Form	Unchanged	ELIGIBILTY INFORMATION REQUIRED FOR SBA EXPRESS AND PILOT LOAN PROGRAM SUBMISSION
183940	SBA Express and Pilot Loan Programs (Export Express, Community Express and Patriot Express)	Form	Unchanged	SUPPLEMENTAL INFORMATION FOR SBA EXPRESS-PILOT LOAN PROGRAM AND PLP PROCESSING
183935	SBA Express and Pilot Loan Programs (Export Express, Community Express and Patriot Express)	Form	Unchanged	SBA EXPRESS AND PILOT LOAN PROGRAMS BORROWER INFORMATION FORM
183934	SBA Express and Pilot Loan Programs(Export Express, Community Express and Patriot Express)	Form and Instruction	Modified	7(A) LOAN POST APPROVAL ACTION CHECKLIST
183934	SBA Express and Pilot Loan Programs(Export Express, Community Express and Patriot Express)	Form and Instruction	Modified	LENDERS APPLICATION FOR GUARANTY FOR ALL 7(A) PROGRAMS
183934	SBA Express and Pilot Loan Programs(Export Express, Community Express and Patriot Express)	Form and Instruction	Modified	BORROWER INFORMATION FORM FOR USE WITH ALL 7(A) PROGRAMS
183934	SBA Express and Pilot Loan Programs(Export Express, Community Express and Patriot Express)	Form and Instruction	Modified	ADDENDUM FOR COMMUNITY ADVANTAGE APPLICANTS ONLY

ICR Details

OMB Control No: 3245-0348	ICR Reference No: 201402-3245-009
Status: Historical Active	Previous ICR Reference No: 201402-3245-003
Agency/Subagency: SBA	Agency Tracking No:
Title: Borrower Information Form, Lenders Application for Guaranty, and 7(a) Loan Post Approval Action Checklist
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 04/21/2014
Retrieve Notice of Action (NOA)	Date Received in OIRA: 02/26/2014
Terms of Clearance: This information collection is currently approved for use in all of SBA’s 7(a) Loan Programs. The collection consists of SBA Forms 1919, 1920, 2237, and 2449. SBA revised Form 1920 to conform to changes to the regulations (RIN 3245-AG04); governing the 7(a) and 504 loan programs, specifically, the elimination of the personal resources test as a factor in determining whether to make financing available.

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	04/30/2017	36 Months From Approved	08/31/2014
Responses	192,334	0	126,834
Time Burden (Hours)	68,315	0	68,273
Cost Burden (Dollars)	0	0	0

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Abstract: Section 7(a) of the Small Business Act authorizes the Small Business Administration to guaranty loans in each of the 7(a) Programs. The regulations covering these and other loan programs at 13 CFR Part 120 require certain information from loan applicants and lenders that is used to determine program eligibility and compliance.

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Authorizing Statute(s): US Code: 15 USC 695 Name of Law: 504 and 7(a) Loan Program
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
3245-AG04	Final or interim final rulemaking	79 FR 15641	03/21/2014

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Federal Register Notices & Comments

Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 6

table that charts list of burden

IC Title	Form No.	Form Name
SBA Express and Pilot Loan Programs (Export Express, Community Express and Patriot Express)	SBA FORM 1920 PART C	ELIGIBILTY INFORMATION REQUIRED FOR SBA EXPRESS AND PILOT LOAN PROGRAM SUBMISSION
SBA Express and Pilot Loan Programs (Export Express, Community Express and Patriot Express)	SBA FORM 2237	7(A) LOAN POST APPROVAL LOAN CHECKLIST
SBA Express and Pilot Loan Programs (Export Express, Community Express and Patriot Express)	SBA FORM 1920 PART B	SUPPLEMENTAL INFORMATION FOR SBA EXPRESS-PILOT LOAN PROGRAM AND PLP PROCESSING
SBA Express and Pilot Loan Programs (Export Express, Community Express and Patriot Express)	SBA FORM 1919	SBA EXPRESS AND PILOT LOAN PROGRAMS BORROWER INFORMATION FORM
SBA Express and Pilot Loan Programs (Export Express, Community Express and Patriot Express)	SBAFORM 2238	SBA EXPRESS/PATROIT EXPRESS GUARANTY REQUEST (ELIGIBILTY AUTHORIZED)
SBA Express and Pilot Loan Programs(Export Express, Community Express and Patriot Express)	SBA FORM 1920 , SBA FORM 2237 , SBA FORM 1919, SBA FORM 2449	BORROWER INFORMATION FORM FOR USE WITH ALL 7(A) PROGRAMS ,   LENDERS APPLICATION FOR GUARANTY FOR ALL 7(A) PROGRAMS ,   7(A) LOAN POST APPROVAL ACTION CHECKLIST ,   ADDENDUM FOR COMMUNITY ADVANTAGE APPLICANTS ONLY

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	192,334	126,834	0	65,500	0	0
Annual Time Burden (Hours)	68,315	68,273	0	42	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Changing Regulations

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: Due to insignificant modifications to form 1919 and 1920 in compliance with recent amendments to the 7 (a) loan program regulations.

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 02/26/2014

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