Information Collection

Annual audited reports

IC 205674 under ICR 201403-3235-017 · OMB 3235-0123.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0123 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC1410 Annual audited reports	Form
SEC1410 Focus Report Part III formx-17a-5_3.pdf www.sec.gov/about/forms/formx-17a-5_3.pdf	Form

IC Title:

Annual audited reports

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.17-5

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC1410	Focus Report Part III	formx-17a-5_3.pdf	http://www.sec.gov/about/forms/formx-17a-5_3.pdf	Yes	Yes	Paper Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 4,650

Number of Respondents for Small Entity: 812

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 90 %

table that charts list of burden
	Approved	Previously Approved
Annual Number of Responses for this IC	4,650	4,650
Annual IC Time Burden (Hours)	55,800	55,800
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.