SORN for ESTA

ESTA SORN.pdf

Arrival and Departure Record

SORN for ESTA

OMB: 1651-0111

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in the Federal Register (72 FR 40320).
On September 17, 2007, and December
5, 2007, the RAC discussed this
proposed action and a proposed action
to allow the transfer of chloramphenicol
resistance into R. typhi. The RAC
reviewed the three public comments
received regarding the transfer of
chloramphenicol resistance to R. conorii
and to R. typhi. The RAC unanimously
recommended that the transfer of
chloramphenicol resistance to R. conorii
be approved at this time and the
majority of the members present did not
recommend the transfer of
chloramphenicol resistance to R. typhi.
On April 7, 2008, the NIH Director
approved the transfer of
chloramphenicol resistance to R. conorii
with the following containment
provisions/stipulations:
(1) Perform all research involving the
introduction of chloramphenicol
resistance into Rickettsia conorii at
minimum biosafety level 3 (BL–3)
containment. Access will therefore be
restricted to well-trained personnel
whose presence is required for the
conduct of this work. In addition, there
must be a standard training procedure to
make sure that personnel are trained
and training is ongoing.
(2) Maintain at least one back-up
power source to insure computer based
security remains in place at all times.
(3) Include a signature nucleic acid
sequence (‘‘bar-code’’) to allow
identification of laboratory-created
(chloramphenicol resistant) strains.
(4) Incorporate the following elements
into a health surveillance program for
individuals working with
chloramphenicol resistant R. conorii:
(a) Exclude those with a known
allergy or sensitivity to tetracycline, and
in particular doxycycline, from working
with chloramphenicol resistant
R. conorii;
(b) Obtain and store a baseline blood
sample from laboratory workers;
(c) Do not permit pregnant
individuals to work in any laboratory in
which chloramphenicol resistant
rickettsia is being handled;
(d) Provide workers education on the
possible clinical manifestations of a
rickettsial laboratory acquired infection;
(e) Develop a medical card that would
be carried by all laboratory workers that
includes at a minimum the following:
(i) Identification of the organism to
which the labworker has been exposed;
(ii) Identification of key personnel
responsible for providing diagnosis and
treatment;
(iii) A CDC telephone number for
reporting the infection and obtaining
treatment recommendations; and

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(iv) A twenty-four hour contact
number for the principal investigators.
(5) Have a detailed standard operating
procedures outlining the specific steps
to be taken in the case of a laboratory
exposure or infection containing at a
minimum:
(a) Identification of key personnel
who would provide diagnostic testing
and treatment; and
(b) Instructions on managing
exposures or infections discovered
during off hours (after close of business,
holidays, weekends, etc.).
Additions to Appendix D of the NIH
Guidelines: In accordance with Section
III–A of the NIH Guidelines, Appendix
D of the NIH Guidelines will be
modified as follows to reflect the recent
approvals for the transfer of drug
resistance traits to microorganisms.
Specifically, Appendix D will be
modified to include approval of
experiments to be conducted by Dr.
Daniel Rockey, Oregon State University
and Dr. Walter Stamm, University of
Washington in which tetracycline
resistance will be transferred into
Chlamydia trachomatis (72 FR 61661)
and approval of the Dr. Walker’s
experiment to transfer chloramphenicol
resistance to Rickettsia conorii.
Appendix D–116. Dr. Daniel Rockey at
Oregon State University and Dr. Walter
Stamm at the University of Washington
may conduct experiments to
deliberately transfer a gene encoding
tetracycline resistance from Chlamydia
suis (a swine pathogen) into C.
trachomatis (a human pathogen). This
approval is specific to Drs. Rockey and
Stamm and research with these resistant
organisms may only occur under the
conditions specified by the NIH
Director. It should be noted that any
work involving the introduction of
tetracycline resistance into C.
trachomatis by other investigators
would need to be reviewed by the RAC
and specifically approved by the NIH
Director. This approval was effective as
of September 24, 2007 (72 FR 61661).
Appendix D–117. Dr. David Walker at
the University of Texas Medical Branch
at Galveston may conduct experiments
to deliberately introduce a gene
encoding chloramphenicol resistance
into Rickettsia conorii. This approval is
specific to Dr. Walker and research with
these resistant organisms may only
occur under the conditions specified by
the NIH Director. It should be noted that
any work involving the introduction of
chloramphenicol resistance into R.
conorii by other investigators would
need to be reviewed by the RAC and
specifically approved by the NIH
Director. This approval was effective as
of April 7, 2008.

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Dated: June 3, 2008.
Amy P. Patterson,
Director, Office of Biotechnology Activities.
[FR Doc. E8–12924 Filed 6–9–08; 8:45 am]
BILLING CODE 4140–01–P

DEPARTMENT OF HOMELAND
SECURITY
Office of the Secretary
[DHS–2008–0052]

Privacy Act of 1974; Department of
Homeland Security, U.S. Customs and
Border Protection—Electronic System
for Travel Authorization (ESTA),
Systems of Records
Privacy Office; Office of the
Secretary; DHS.
ACTION: Notice of Privacy Act system of
records.
AGENCY:

SUMMARY: To provide notice and
transparency to the public, the
Department of Homeland Security, U.S.
Customs and Border Protection
announces a new Privacy Act system of
records, the Electronic System for
Travel Authorization, to collect and
maintain a record of nonimmigrant
aliens who want to travel to the United
States under the Visa Waiver Program
(VWP). This new system will determine
whether the applicant is eligible to
travel to the United States under the
VWP by checking their information
against various security and law
enforcement databases. CBP is
publishing a new system of records
notice to permit the traveling public
greater access to individual information
and to provide a more complete
understanding of how and where
information pertaining to them is
collected and maintained.
DATES: In accordance with 5 U.S.C.
552a(e)(4) and (11), the public is given
a 30-day period in which to comment
on this notice; and the Office of
Management and Budget (OMB), which
has oversight responsibility under the
Act, requires a 40-day period in which
to conclude its review of the system.
Therefore, the public, OMB, and
Congress are invited to submit
comments by July 21, 2008.
ADDRESSES: You may submit comments,
identified by DHS–2008–0052 by one of
the following methods:
• Federal e-Rulemaking Portal: http://
www.regulations.gov. Follow the
instructions for submitting comments.
• Fax: 1–866–466–5370.
• Mail: Hugo Teufel III, Chief Privacy
Officer, Privacy Office, Department of
Homeland Security, Washington, DC
20528.

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• Instructions: All submissions
received must include the agency name
and docket number for this rulemaking.
All comments received will be posted
without change to http://
www.regulations.gov, including any
personal information provided.
• Docket: For access to the docket to
read background documents or
comments received go to http://
www.regulations.gov.
For
general questions please contact:
Laurence E. Castelli (202–572–8790),
Chief, Privacy Act Policy and
Procedures Branch, U.S. Customs and
Border Protection, Office of
International Trade, Regulations &
Rulings, Mint Annex, 1300
Pennsylvania Ave., NW., Washington,
DC 20229. For privacy issues contact:
Hugo Teufel III (703–235–0780), Chief
Privacy Officer, Privacy Office, U.S.
Department of Homeland Security,
Washington, DC 20528.
SUPPLEMENTARY INFORMATION:

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FOR FURTHER INFORMATION CONTACT:

I. Background
The priority mission of U.S. Customs
and Border Protection (CBP) is to
prevent terrorists and terrorist weapons
from entering the country while
facilitating legitimate travel and trade.
Upon arrival in the United States, all
individuals crossing the border are
required to clear CBP. As part of this
clearance process, CBP reserves the
right to verify the identity, nationality,
and determine admissibility of persons
traveling to the United States and to
create records to assist in this process.
Similarly, CBP has authority to keep
records of departures from the United
States.
CBP does not require that qualifying
nationals of countries participating in
the VWP present a visa upon their
application for admission at a United
States port of entry as a nonimmigrant
visitor for a period of 90 days or less.
As required by Section 711 of the
Implementing Recommendations of the
9/11 Commission Act of 2007 (9/11
Act), DHS/CBP will be implementing an
Electronic System for Travel
Authorization (ESTA) in order to
determine, in advance of departure,
whether a traveler is eligible to travel to
the United States under the VWP and
whether such travel poses a law
enforcement or security risk.
Applicants under this program will
electronically provide information via
an online application prior to traveling
to the United States by air or sea. ESTA
will store that information in an
account. The individual will have the
opportunity to verify the accuracy of the

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information entered in ESTA during the
application process and before the
application is submitted through ESTA.
Applicants will be given a tracking
number which, combined with some
personal information already provided
to the system, will allow the applicant
to submit updates to data elements that
do not affect their admissibility, or
apply for a new ESTA.
Once an applicant has submitted the
required information to ESTA, the
information supplied by the applicant
will be used to automatically query
terrorist and law enforcement databases
to determine whether the applicant is
eligible to travel to the United States
under the VWP. When possible matches
to derogatory information are found,
applications will be vetted through
normal CBP procedures. During this
time, the applicant will receive a
‘‘pending’’ status. If the applicant is
cleared to travel under the VWP, he or
she will receive an ‘‘authorized to
travel’’ status via the ESTA Web site. If
the applicant is not cleared for travel,
the applicant will receive a ‘‘not
authorized to travel’’ status and be
directed to the State Department Web
site to obtain information on how to
apply for a visa at a U.S. consulate or
embassy. The Department of State will
have access to the information supplied
by the applicant and the ESTA results
to assist in determining whether to issue
a visa.
Carriers, when querying the applicant
through the Advance Passenger
Information System/APIS Quick Query
(APIS/AQQ) system to determine
whether a boarding pass should be
issued, will be notified whether the
applicant traveler has been authorized
to travel, not authorized to travel,
pending, or has not applied for an
ESTA. VWP travelers must have an
authorized ESTA or a visa to be issued
a boarding pass.
In conjunction with CBP’s final rule
‘‘Advance Electronic Transmission of
Passenger and Crew Member Manifests
for Commercial Aircraft and Vessels,’’
which was published in the Federal
Register on August 23, 2007 (and
became effective on February 19, 2008),
DHS has been coordinating with
commercial aircraft and commercial
vessel carriers on the development and
implementation of messaging
capabilities for passenger data
transmissions that will enable DHS to
provide the carriers with messages
pertaining to a passenger’s boarding
status. A prospective VWP traveler’s
ESTA status is a component of a
passenger’s boarding status that has
been introduced into the plans for

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implementing messaging capabilities
between DHS and the carriers.
The development and implementation
of the ESTA program will eventually
allow DHS to eliminate the requirement
that VWP travelers complete an I–94W
prior to being admitted to the United
States. Upon ESTA becoming
mandatory, a VWP traveler with valid
ESTA will not be required to complete
the paper Form I–94W when arriving on
a carrier that is capable of receiving and
validating messages pertaining to the
traveler’s ESTA status as part of the
traveler’s boarding status.
Consistent with DHS’s information
sharing mission, information stored in
the ESTA may be shared with other
DHS components, as well as appropriate
Federal, State, local, tribal, foreign, or
international government agencies. This
sharing will only take place after DHS
determines that the receiving
component or agency has a need to
know the information to carry out
national security, law enforcement,
immigration, intelligence, or other
functions consistent with the routine
uses set forth in this system of records
notice.
II. Privacy Act
The Privacy Act embodies fair
information principles in a statutory
framework governing the means by
which the United States Government
collects, maintains, uses, and
disseminates individuals’ records. The
Privacy Act applies to information that
is maintained in a ‘‘system of records.’’
A ‘‘system of records’’ is a group of any
records under the control of an agency
for which information is retrieved by
the name of an individual or by some
identifying number, symbol, or other
identifying particular assigned to the
individual. In the Privacy Act, an
individual is defined to encompass
United States citizens and legal
permanent residents. As a matter of
policy, DHS extends administrative
Privacy Act protections to all
individuals where systems of records
maintain information on U.S. citizens,
lawful permanent residents, and
visitors. Individuals may request access
to their own records that are maintained
in a system of records in the possession
or under the control of DHS by
complying with DHS Privacy Act
regulations, 6 CFR Part 5.
The Privacy Act requires each agency
to publish in the Federal Register a
description denoting the type and
character of each system of records that
the agency maintains, and the routine
uses that are contained in each system
to make agency record keeping practices
transparent, to notify individuals

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regarding the uses to which their
records are put, and to assist individuals
to more easily find such files within the
agency. Below is the description of the
ESTA system of records.
In accordance with 5 U.S.C. 552a(r),
DHS has provided a report of this new
system/system change to the Office of
Management and Budget and to
Congress.
SYSTEM OF RECORDS:

DHS/CBP–009.
SYSTEM NAME:

Electronic System for Travel
Authorization (ESTA).
SYSTEM CLASSIFICATION:

Unclassified.
SYSTEM LOCATION:

This computer database is located at
the U.S. Customs and Border Protection
(CBP) National Data Center. Computer
terminals are located at customhouses,
border ports of entry, airport inspection
facilities under the jurisdiction of the
Department of Homeland Security and
other locations at which DHS
authorized personnel may be posted to
facilitate DHS’s mission. Terminals may
also be located at appropriate facilities
for other participating government
agencies, which have obtained system
access pursuant to a Memorandum of
Understanding.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:

Individuals covered by ESTA consist
of foreign nationals from VWP countries
who are seeking to enter the United
States by air or sea under the VWP.
Under the Immigration and Nationality
Act (INA), title 8 of the United States
Code, these persons are required to
report their arrival and departure to and
from the United States. This system
only collects information pertaining to
persons in non-immigrant status, that is,
persons who are not covered by the
protections of the Privacy Act at the
time they provide their information.
However, given the importance of
providing privacy protections to
international travelers, DHS has decided
to apply the privacy protections and
safeguards outlined in this notice to all
international travelers subject to ESTA.
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CATEGORIES OF RECORDS IN THE SYSTEM:

•
•
•
•
•

Full Name (First, Middle, and Last)
Date of birth
Gender
E-mail address
Phone Number

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• Travel document type (e.g.,
passport), number, issuance date,
expiration date and issuing country
• Country of Citizenship
• Date of crossing
• Airline and Flight Number
• City of Embarkation
• Address while visiting the United
States (Number, Street, City, State)
• Whether the individual has a
communicable disease, physical or
mental disorder, or is a drug abuser or
addict
• Whether the individual has been
arrested or convicted for a moral
turpitude crime, drugs, or has been
sentenced for a period longer than five
years
• Whether the individual has engaged
in espionage, sabotage, terrorism or Nazi
activity between 1933 and 1945
• Whether the individual is seeking
work in the U.S.
• Whether the individual has been
excluded or deported, or attempted to
obtain a visa or enter U.S. by fraud or
misrepresentation
• Whether the individual has ever
detained, retained, or withheld custody
of a child from a U.S. citizen granted
custody of the child
• Whether the individual has ever
been denied a U.S. visa or entry into the
U.S., or had a visa cancelled. (If yes,
when and where)
• Whether the individual has ever
asserted immunity from prosecution
• Any change of address while in the
U.S.
• ESTA Tracking Number
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:

The Homeland Security Act of 2002,
Public Law 107–296; 5 U.S.C. 301 and
Section 711 of the Implementing
Recommendations of the 9/11
Commission Act of 2007 (9/11 Act),
(Pub. L. 110–53).
PURPOSE:

(1) To create a system where foreign
nationals of VWP countries may apply
for and secure advance authorization to
travel to the United States under the
VWP;
(2) to afford DHS the opportunity to
fully screen (vet) the applicant before
granting the authorization to travel to
the United States under the VWP.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:

In addition to those disclosures
generally permitted under 5 U.S.C.
552a(b) of the Privacy Act, all or a
portion of the records or information
contained in this system may be
disclosed to authorized entities, as is

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determined to be relevant and
necessary, outside DHS as a routine use
pursuant to 5 U.S.C. 552a(b)(3) as
follows:
A. To an agency, organization, or
individual for the purpose of performing
audit or oversight operations as
authorized by law, but only such
information as is necessary and relevant
to such audit or oversight function;
B. To appropriate agencies, entities,
and persons when (1) DHS suspects or
has confirmed that the security or
confidentiality of information in the
system of records has been
compromised; (2) the Department has
determined that as a result of the
suspected or confirmed compromise
there is a risk of harm to economic or
property interests, identity theft or
fraud, or harm to the security or
integrity of this system or other systems
or programs (whether maintained by the
Department or another agency or entity)
or to the individual that rely upon the
compromised information; and (3) the
disclosure made to such agencies,
entities, and persons is reasonably
necessary to assist in connection with
the Department’s efforts to respond to
the suspected or confirmed compromise
and prevent, minimize, or remedy such
harm;
C. To a Congressional office from the
record of an individual in response to
an inquiry from that Congressional
office made at the request of the
individual to whom the record pertains.
D. To contractors, grantees, experts,
consultants, and the agents thereof, and
others performing or working on a
contract, service, grant, cooperative
agreement, or other assignment for DHS,
when necessary to accomplish an
agency function related to this system of
records. Individuals provided
information under this routine use are
subject to the same Privacy Act
requirements and limitations on
disclosure as are applicable to DHS
officers and employees;
E. To appropriate Federal, State, local,
tribal, or foreign governmental agencies
or multilateral governmental
organizations for the purpose of
protecting the vital health interests of a
data subject or other persons (e.g. to
assist such agencies or organizations in
preventing exposure to or transmission
of a communicable or quarantinable
disease or to combat other significant
public health threats; appropriate notice
will be provided of any identified health
threat or risk);
F. To third parties during the course
of a law enforcement investigation to
the extent necessary to obtain
information pertinent to the
investigation, provided disclosure is

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appropriate to the proper performance
of the official duties of the officer
making the disclosure.
G. To appropriate Federal, State,
local, tribal, or foreign governmental
agencies or multilateral governmental
organizations responsible for
investigating or prosecuting the
violations of, or for enforcing or
implementing, a statute, rule,
regulation, order, license, or treaty
where DHS determines that the
information would assist in the
enforcement of civil or criminal laws;
H. To an appropriate Federal, State,
tribal, local, international, or foreign law
enforcement agency or other appropriate
authority charged with investigating or
prosecuting a violation or enforcing or
implementing a law, rule, regulation, or
order, where a record, either on its face
or in conjunction with other
information, indicates a violation or
potential violation of law, which
includes criminal, civil, or regulatory
violations and such disclosure is proper
and consistent with the official duties of
the person making the disclosure;
I. To the Department of Justice
(including U.S. Attorney offices) or
other Federal agencies conducting
litigation or in proceedings before any
court, adjudicative or administrative
body, when it is necessary to the
litigation and one of the following is a
party to the litigation or has an interest
in such litigation : (a) DHS or any
component thereof, or (b) any employee
of DHS in his/her official capacity, or (c)
any employee of DHS in his/her
individual capacity where DOJ or DHS
has agreed to represent the employee, or
(d) the United States or any agency
thereof, is a party to the litigation or has
an interest in such litigation, and DHS
determines that the records are both
relevant and necessary to the litigation
and the use of such records is
compatible with the purpose for which
DHS collected the records.
J. To the National Archives and
Records Administration or other Federal
government agencies pursuant to
records management inspections being
conducted under the authority of 44
U.S.C. 2904 and 2906;
K. To a Federal, State, tribal, local,
international, or foreign government
agency or entity for the purpose of
consulting with that agency or entity: (1)
To assist in making a determination
regarding redress for an individual in
connection with the operations of a DHS
component or program; (2) for the
purpose of verifying the identity of an
individual seeking redress in
connection with the operations of a DHS
component or program; or (3) for the
purpose of verifying the accuracy of

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information submitted by an individual
who has requested such redress on
behalf of another individual;
L. To Federal and foreign government
intelligence or counterterrorism
agencies when DHS reasonably believes
there to be a threat or potential threat to
national or international security for
which the information may be useful in
countering the threat or potential threat,
when DHS reasonably believes such use
is to assist in anti-terrorism efforts, and
disclosure is appropriate to the proper
performance of the official duties of the
person making the disclosure;
M. To the Department of State in the
processing of petitions or applications
for benefits under the Immigration and
Nationality Act, and all other
immigration and nationality laws
including treaties and reciprocal
agreements;
N. To an organization or individual in
either the public or private sector, either
foreign or domestic, where there is a
reason to believe that the recipient is or
could become the target of a particular
terrorist activity or conspiracy, to the
extent the information is relevant to the
protection of life or property and
disclosure is appropriate to the proper
performance of the official duties of the
person making the disclosure;
O. To the carrier transporting an
individual to the United States, but only
to the extent that CBP provides
information that the individual is
authorized to travel, not authorized to
travel, pending, has not applied.
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:

None.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:

The data is stored electronically at the
CBP Data Center for current data and
offsite at an alternative data storage
facility for historical logs and system
backups. Applicants who submit their
information online through ESTA will
have their information stored in online
accounts.
RETRIEVABILITY:

These records may be searched by any
of the data elements supplied by the
applicant. An admission number, issued
at each entry to the United States to
track the particular admission, may also
be used to identify a database record.
ESTA will not allow applicants to
retrieve directly any information from
the system, except for their ESTA
determination (authorized to travel, not
authorized to travel, pending), but will

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allow the applicant to submit limited
updates to data elements that do not
affect their admissibility.
SAFEGUARDS:

All ESTA records are protected from
unauthorized access through
appropriate administrative, physical,
and technical safeguards. These
safeguards include all of the following:
restricting access to those with a ‘‘need
to know’’; using locks, alarm devices,
and passwords; compartmentalizing
databases; auditing software; and
encrypting data communications.
ESTA information is secured in full
compliance with the requirements of the
DHS IT Security Program Handbook.
This handbook establishes a
comprehensive program, consistent
with federal law and policy, to provide
complete information security,
including directives on roles and
responsibilities, management policies,
operational policies, and application
rules, which will be applied to
component systems, communications
between component systems, and at
interfaces between component systems
and external systems.
One aspect of the DHS comprehensive
program to provide information security
involves the establishment of rules of
behavior for each major application,
including ESTA. These rules of behavior
require users to be adequately trained
regarding the security of their systems.
These rules also require a periodic
assessment of technical, administrative
and managerial controls to enhance data
integrity and accountability. System
users must sign statements
acknowledging that they have been
trained and understand the security
aspects of their systems. System users
must also complete annual privacy
awareness training to maintain current
access.
ESTA transactions are tracked and
can be monitored. This allows for
oversight and audit capabilities to
ensure that the data is being handled
consistent with all applicable federal
laws and regulations regarding privacy
and data integrity. Data exchange,
which will take place over an encrypted
network between the applicant or a
third party submitter on behalf of the
applicant, CBP, the carrier industry,
Department of State, and other DHS
components that have access to the
ESTA data, is limited and confined only
to those entities that have a need for the
data in the performance of official
duties. These encrypted networks
comply with standards set forth in the
Interconnection Security Agreements
required to be executed prior to external
access to a CBP computer system.

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For applicants submitting information
to ESTA, access is limited to the online
application and the applicant’s ESTA
determination (authorized to travel, not
authorized to travel, pending).
Applicants under ESTA do not have
access to any other portions of ESTA.
RETENTION AND DISPOSAL:

Information submitted to ESTA
generally expires and is deemed
‘‘inactive’’ two years after the last
submission or change in information by
the applicant. In the event that a
traveler’s passport remains valid for less
than two years from the date of the
ESTA approval, the ESTA will expire
concurrently with the passport.
Information in ESTA will be retained for
one year after the ESTA expires. After
this period, the inactive account
information will be purged from online
access and archived for 12 years. Data
linked, at any time during the 15 year
retention period (3 years active, 12 years
archived), to active law enforcement
lookout records, CBP matches to
enforcement activities, and/or
investigations or cases, including
applications for ESTA that are denied,
will remain accessible for the life of the
law enforcement activities to which
they may become related. NARA
guidelines for retention and archiving of
data will apply to ESTA and CBP is in
negotiation with NARA for approval of
the ESTA data retention and archiving
plan.
The ESTA will over time replace the
paper I–94W form. In those instances
where an ESTA is then used in lieu of
a paper I–94W, the ESTA will be
maintained in accordance with the
retention schedule for I–94W, which is
75 years. I–94W and I–94 data are
maintained for this period of time in
order to ensure that the information
related to a particular admission to the
United States is available for providing
any applicable benefits related to
immigration or other enforcement
purposes.
SYSTEM MANAGER(S) AND ADDRESS:

dwashington3 on PRODPC61 with NOTICES

DHS allows persons (including
foreign nationals) to seek administrative
access under the Privacy Act to
information maintained in ESTA. To
determine whether ESTA contains
records relating to you, write to the CBP
Customer Service Center (Rosslyn VA),
1300 Pennsylvania Avenue, NW.,

Jkt 211001

RECORD ACCESS PROCEDURES:

EXEMPTIONS CLAIMED FOR THE SYSTEM:

Requests for notification or access
must be in writing and should be
addressed to the Customer Service
Center, OPA—CSC—Rosslyn, U.S.
Customs and Border Protection, 1300
Pennsylvania Avenue, NW.,
Washington, DC 20229. Requests should
conform to the requirements of 6 CFR
Part 5, Subpart B, which provides the
rules for requesting access to Privacy
Act records maintained by DHS and can
be found at http://www.dhs.gov. The
envelope and letter should be clearly
marked ‘‘Privacy Act Access Request.’’
The request should include a general
description of the records sought and
must include the requester’s full name,
current address, and date and place of
birth. The request must be signed and
either notarized or submitted under
penalty of perjury.
Individuals may seek redress through
the DHS Traveler Redress Program
(‘‘TRIP’’) (See 72 FR 2294, dated January
18, 2007). Individuals who, for example,
believe they have been improperly
denied entry, refused boarding for
transportation, or identified for
additional screening by a DHS
component may submit a redress
request through the TRIP. TRIP is a
single point of contact for individuals
who have inquiries or seek resolution
regarding difficulties they experienced
during their travel screening at
transportation hubs such as airports and
train stations or when crossing U.S.
borders. Through TRIP, a traveler can
correct erroneous information stored in
DHS databases through one application.
Redress requests should be sent to: DHS
Traveler Redress Inquiry Program
(TRIP), 601 South 12th Street, TSA–901,
Arlington, VA 22202–4220 or online at
http://www.dhs.gov/trip.

No exemption shall be asserted with
respect to information maintained in the
system as it relates to data submitted by
or on behalf of a person who travels to
visit the United States and crosses the
border, nor shall an exemption be
asserted with respect to the resulting
determination (authorized to travel,
pending, or not authorized to travel).
Information in the system may be
shared with law enforcement and/or
intelligence agencies pursuant to the
above routine uses. The Privacy Act
requires DHS to maintain an accounting
of the disclosures made pursuant to all
routines uses. Disclosing the fact that a
law enforcement or intelligence
agencies has sought particular records
may affect ongoing law enforcement or
intelligence activity. As such pursuant
to 5 U.S.C. 552 a (j)(2) and (k)(2), DHS
will claim exemption from (c)(3), (e)(8),
and (g) of the Privacy Act of 1974, as
amended, as is necessary and
appropriate to protect this information.

CONTESTING RECORD PROCEDURES:

RECORD SOURCE CATEGORIES:

NOTIFICATION PROCEDURES:

15:35 Jun 09, 2008

in ESTA. ‘‘Pending’’ will be resolved to
‘‘authorized to travel’’ or ‘‘not
authorized to travel’’ based on further
research by the CBP.

See the ‘‘Record Access Procedures’’
above.

Director, Office of Automated
Systems, U.S. Customs and Border
Protection Headquarters, 1300
Pennsylvania Avenue, NW.,
Washington, DC 20229.

VerDate Aug<31>2005

Washington, DC 20229; Telephone (877)
227–5511; or through the ‘‘Questions’’
tab at http://www.cbp.gov.xp.cgov/
travel/customerservice.

The system obtains information from
the online ESTA application submitted
by the applicant. This information is
processed by the Automated Targeting
System (ATS) (to screen for terrorists or
threats to aviation and border security)
and the Treasury Enforcement
Communications System (TECS) (for
matches to persons identified to be of
law enforcement interest), and result of
‘‘authorized to travel’’, ‘‘not authorized
to travel’’, or ‘‘pending’’ is maintained

PO 00000

Frm 00050

Fmt 4703

Sfmt 4703

Dated: June 2, 2008.
Hugo Teufel III,
Chief Privacy Officer, Department of
Homeland Security.
[FR Doc. E8–12789 Filed 6–6–08; 8:45 am]
BILLING CODE 4410–10–P

DEPARTMENT OF HOMELAND
SECURITY
U.S. Customs and Border Protection
Agency Information Collection
Activities: Report of Diversion
U.S. Customs and Border
Protection, Department of Homeland
Security.
ACTION: 30-Day Notice and request for
comments; Extension of an existing
information collection: 1651–0025;
proposed collection; comments
requested.
AGENCY:

SUMMARY: U.S. Customs and Border
Protection (CBP) of the Department of
Homeland Security has submitted the
following information collection request
to the Office of Management and Budget
(OMB) for review and approval in
accordance with the Paperwork
Reduction Act: Report of Diversion.
This is a proposed extension of an
information collection that was
previously approved. CBP is proposing
that this information collection be
extended with no change to the burden

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10JNN1


File Typeapplication/pdf
File TitleDocument
SubjectExtracted Pages
AuthorU.S. Government Printing Office
File Modified2008-06-10
File Created2008-06-10

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