Records to Support Tax Free and Tax Overpayment Sales of Firearms and Ammunition

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form TTB F 5600.37 Statement of Manufacturer's Vendee (Use in Further Manufacture)	Form	Removed	Available
Form TTB F 5600.37 Statement of Manufacturer's Vendee (Use in Further Manufacture)	Form	Removed	Repair queued
Form TTB F 5600.36 Statement of Manufacturer's Vendee (For Exports)	Form	Removed	Available
Form TTB F 5600.36 Statement of Manufacturer's Vendee (For Exports)	Form	Removed	Available
Form TTB F 5600.35 Exemption Certificate (Use by State or Local Governments)	Form	Removed	Available
Form TTB F 5600.35 Exemption Certificate (Use by State or Local Governments)	Form	Removed	Available
Form TTB F 5600.34 Exemption Certificate (Use on Certain Vessels or Aircrafts)	Form	Removed	Repair queued
Form TTB F 5600.34 Exemption Certificate (Use on Certain Vessels or Aircraft)	Form	Removed	Repair queued
Form TTB F 5600.33 Statement of Ultimate Vendor	Form	Removed	Available
Form TTB F 5600.33 Statement of Ultimate Vendor	Form	Removed	Available
Form TTB F 5600.37 Statement of Manufacturer's Vendee (Use in Further Manufacture)	Form and Instruction	Modified	Repair queued
Form TTB F 5600.36 Statement of Manufacturer's Vendee (For Exports)	Form and Instruction	Modified	Available
Form TTB F 5600.35 Exemption Certificate (Use by State or Local Governments)	Form and Instruction	Modified	Available
Form TTB F 5600.34 Exemption Certificate (Use on Certain Vessels or Aircraft)	Form and Instruction	Modified	Available
Form TTB F 5600.33 Statement of Ultimate Vendor	Form and Instruction	Modified	Available
Form TTB F 5600.37 Statement of Manufacturer's Vendee (Use in Further Manufacture)	Form and Instruction	Modified	Available
Form TTB F 5600.36 Statement of Manufacturer's Vendee (For Exports)	Form and Instruction	Modified	Available
Form TTB F 5600.35 Exemption Certificate (Use by State or Local Governments)	Form and Instruction	Modified	Available
Form TTB F 5600.34 Exemption Certificate (Use on Certain Vessels or Aircraft)	Form and Instruction	Modified	Available
Form TTB F 5600.33 Statement of Ultimate Vendor	Form and Instruction	Modified	Available
1513-0128 SS (05-31-2014)REV.doc	Supporting Statement A	Uploaded 2014-05-29	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
183963	Statement of Manufacturer's Vendee (Use in Further Manufacture)	Form	Removed	Statement of Manufacturer's Vendee (Use in Further Manufacture)
183962	Statement of Manufacturer's Vendee (Use in Further Manufacture)	Form	Removed	Statement of Manufacturer's Vendee (Use in Further Manufacture)
183961	Statement of Manufacturer's Vendee (For Exports)	Form	Removed	Statement of Manufacturer's Vendee (For Exports)
183960	Statement of Manufacturer's Vendee (For Exports)	Form	Removed	Statement of Manufacturer's Vendee (For Exports)
183959	Exemption Certificate (Use by State or Local Governments)	Form	Removed	Exemption Certificate (Use by State or Local Governments)
183958	Exemption Certificate (Use by State or Local Governments)	Form	Removed	Exemption Certificate (Use by State or Local Governments)
183957	Exemption Certificate (Use on Certain Vessels or Aircraft)	Form	Removed	Exemption Certificate (Use on Certain Vessels or Aircrafts)
183956	Exemption Certificate (Use on Certain Vessels or Aircraft)	Form	Removed	Exemption Certificate (Use on Certain Vessels or Aircraft)
183955	Statement of Ultimate Vendor	Form	Removed	Statement of Ultimate Vendor
183954	Statement of Ultimate Vendor	Form	Removed	Statement of Ultimate Vendor
183953	Records to Support Tax Free and Tax Overpayment Sales of Firearms and Ammunition	Form and Instruction	Modified	Statement of Manufacturer's Vendee (Use in Further Manufacture)
183953	Records to Support Tax Free and Tax Overpayment Sales of Firearms and Ammunition	Form and Instruction	Modified	Statement of Manufacturer's Vendee (For Exports)
183953	Records to Support Tax Free and Tax Overpayment Sales of Firearms and Ammunition	Form and Instruction	Modified	Exemption Certificate (Use by State or Local Governments)
183953	Records to Support Tax Free and Tax Overpayment Sales of Firearms and Ammunition	Form and Instruction	Modified	Exemption Certificate (Use on Certain Vessels or Aircraft)
183953	Records to Support Tax Free and Tax Overpayment Sales of Firearms and Ammunition	Form and Instruction	Modified	Statement of Ultimate Vendor
183951	Records to Support Tax Free and Tax Overpayment Sales of Firearms and Ammunition	Form and Instruction	Modified	Statement of Manufacturer's Vendee (Use in Further Manufacture)
183951	Records to Support Tax Free and Tax Overpayment Sales of Firearms and Ammunition	Form and Instruction	Modified	Statement of Manufacturer's Vendee (For Exports)
183951	Records to Support Tax Free and Tax Overpayment Sales of Firearms and Ammunition	Form and Instruction	Modified	Exemption Certificate (Use by State or Local Governments)
183951	Records to Support Tax Free and Tax Overpayment Sales of Firearms and Ammunition	Form and Instruction	Modified	Exemption Certificate (Use on Certain Vessels or Aircraft)
183951	Records to Support Tax Free and Tax Overpayment Sales of Firearms and Ammunition	Form and Instruction	Modified	Statement of Ultimate Vendor

ICR Details

OMB Control No: 1513-0128	ICR Reference No: 201405-1513-002
Status: Historical Active	Previous ICR Reference No: 201103-1513-005
Agency/Subagency: TREAS/TTB	Agency Tracking No:
Title: Records to Support Tax Free and Tax Overpayment Sales of Firearms and Ammunition
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 07/02/2014
Retrieve Notice of Action (NOA)	Date Received in OIRA: 05/29/2014
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	07/31/2017	36 Months From Approved	07/31/2014
Responses	70,000	0	70,000
Time Burden (Hours)	52,500	0	52,500
Cost Burden (Dollars)	0	0	0

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Abstract: Industry Members are required to maintain certain records in accordance with regulations. TTB offers forms that ensure that all of the information required by regulations is accounted for, when completed. The information collected on the forms serve as a record to justify the sales to exempt users, exportation, or use for further manufacture of articles.

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Authorizing Statute(s): US Code: 26 USC 4181 Name of Law: Internal Revenue Code
   US Code: 26 USC 4221(a) Name of Law: Internal Revenue Code
   US Code: 26 USC 6416(b)(2) and 64169(b)(3) Name of Law: Internal Revenue Code
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	79 FR 10622	02/25/2014
30-day Notice:	Federal Register Citation:	Citation Date:
	79 FR 30926	05/29/2014
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 2

table that charts list of burden

IC Title	Form No.	Form Name
Exemption Certificate (Use by State or Local Governments)	TTB F 5600.35	Exemption Certificate (Use by State or Local Governments)
Exemption Certificate (Use by State or Local Governments)	TTB F 5600.35	Exemption Certificate (Use by State or Local Governments)
Exemption Certificate (Use on Certain Vessels or Aircraft)	TTB F 5600.34	Exemption Certificate (Use on Certain Vessels or Aircraft)
Exemption Certificate (Use on Certain Vessels or Aircraft)	TTB F 5600.34	Exemption Certificate (Use on Certain Vessels or Aircrafts)
Records to Support Tax Free and Tax Overpayment Sales of Firearms and Ammunition	TTB F 5600.33, TTB F 5600.37, TTB F 5600.35, TTB F 5600.34, TTB F 5600.36	Statement of Ultimate Vendor ,   Exemption Certificate (Use on Certain Vessels or Aircraft) ,   Exemption Certificate (Use by State or Local Governments) ,   Statement of Manufacturer's Vendee (For Exports) ,   Statement of Manufacturer's Vendee (Use in Further Manufacture)
Records to Support Tax Free and Tax Overpayment Sales of Firearms and Ammunition	TTB F 5600.33, TTB F 5600.34, TTB F 5600.35, TTB F 5600.36, TTB F 5600.37	Statement of Ultimate Vendor ,   Exemption Certificate (Use on Certain Vessels or Aircraft) ,   Exemption Certificate (Use by State or Local Governments) ,   Statement of Manufacturer's Vendee (For Exports) ,   Statement of Manufacturer's Vendee (Use in Further Manufacture)
Statement of Manufacturer's Vendee (For Exports)	TTB F 5600.36	Statement of Manufacturer's Vendee (For Exports)
Statement of Manufacturer's Vendee (For Exports)	TTB F 5600.36	Statement of Manufacturer's Vendee (For Exports)
Statement of Manufacturer's Vendee (Use in Further Manufacture)	TTB F 5600.37	Statement of Manufacturer's Vendee (Use in Further Manufacture)
Statement of Manufacturer's Vendee (Use in Further Manufacture)	TTB F 5600.37	Statement of Manufacturer's Vendee (Use in Further Manufacture)
Statement of Ultimate Vendor	TTB F 5600.33	Statement of Ultimate Vendor
Statement of Ultimate Vendor	TTB F 5600.33	Statement of Ultimate Vendor

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	70,000	70,000	0	0	0	0
Annual Time Burden (Hours)	52,500	52,500	0	0	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: There are no program changes or adjustments associated with this information collection. Changes in ROCIS have been made to align the recordkeeping requirements by affected pubic.

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Annual Cost to Federal Government: $300

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 05/29/2014

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