FERC-512, Application for Preliminary Permits

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
FERC-512 supporting statement.doc	Supporting Statement A	Uploaded 2014-09-02	Available
FERC-512 30-day notice.pdf	Supplementary Document	Uploaded 2014-07-23	Available
FERC-512 60-day notice.pdf	Supplementary Document	Uploaded 2014-07-23	Available
16 USC 800.pdf	Supplementary Document	Uploaded 2014-07-23	Available
16 USC 798.pdf	Supplementary Document	Uploaded 2014-07-23	Available
16 USC 797.pdf	Supplementary Document	Uploaded 2014-07-23	Available
18 CFR 4.8-4.81.pdf	Supplementary Document	Uploaded 2014-07-23	Available
18 CFR 4.83.pdf	Supplementary Document	Uploaded 2014-07-23	Available
18 CFR 4.33.pdf	Supplementary Document	Uploaded 2014-07-23	Available
18 CFR 4.31-4.32.pdf	Supplementary Document	Uploaded 2014-07-23	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
23011	FERC-512, Application for Preliminary Permits,		Modified

ICR Details

OMB Control No: 1902-0073	ICR Reference No: 201406-1902-004
Status: Historical Active	Previous ICR Reference No: 201108-1902-005
Agency/Subagency: FERC	Agency Tracking No: FERC-512
Title: FERC-512, Application for Preliminary Permits
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 09/02/2014
	Date Received in OIRA: 07/23/2014
Terms of Clearance: In accordance with 5 CFR 1320, the information collection is approved for three years.

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	09/30/2017	36 Months From Approved	09/30/2014
Responses	125	0	200
Time Burden (Hours)	4,625	0	7,400
Cost Burden (Dollars)	0	0	0

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Abstract: FERC is responsible for licensing nonfederal hydropower projects if they are on lands or waters subject to Congressional authority. Part I of the Federal Power Act(FPA) gives FERC the authority to issue licenses for hydroelectric projects on these waters. FERC issues licenses for terms up to 50 years for projects "best adapted to a comprehensive plan" for improving a waterway for beneficial public purposes. Benefits include power generation, irrigation, flood control, navigation, fish and wildlife, municipal water supply, and recreation. Preliminary permits, issued for three years, reserve rights to study the feasibility of hydropower development at a specific site, but do not authorize construction of any hydropower facilities. The application for preliminary permit process is pursuant to FERC's defined role, as mandated under Sections 4(f), 5 and 7 of the Federal Power Act. The purpose of obtaining a preliminary permit as noted above, is to maintain a priority status for an application for a license, while the applicant conducts site examinations and surveys to prepare maps, plans, specifications and estimates. This period of time also provides the applicant with the opportunity to conduct engineering, economic and environmental feasibility studies; plus make the financial arrangements for funding the construction of the site. The conditions under which the priority will be maintained are set forth in each permit. During the term of the permit, no other application for a preliminary permit or application for license submitted by another party can be accepted.

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Authorizing Statute(s): US Code: 16 USC 797 et. al. Name of Law: Federal Power Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	79 FR 19888	04/10/2014
30-day Notice:	Federal Register Citation:	Citation Date:
	79 FR 48304	07/21/2014
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
FERC-512, Application for Preliminary Permits,

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	125	200	0	0	-75	0
Annual Time Burden (Hours)	4,625	7,400	0	0	-2,775	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: There are no changes to reporting requirements. Moreover, there is no change to the burden hours per response. However, there is a decrease in the number of respondents that results in an overall decrease in total annual burden for the information collection. Over the past 1 to 2 years, there has been a downward trend in the number of respondents, and this trend is expected to continue. The precise reasons for the downward trend are unknown, but it appears to coincide with expiring federal and state tax credits for hydropower development and a decrease in potential hydropower sites that haven't already been identified and studied.

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Annual Cost to Federal Government: $738,047

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 07/23/2014

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