Information Collection

National Securities Exchanges

IC 34311 under ICR 201406-3235-004 · OMB 3235-0080.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0080 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC 1654 (03-06) National Securities Exchanges	Form and Instruction
SEC 1654 (03-06) Form 25 form25.pdf www.sec.gov/about/forms/form25.pdf	Form and Instruction
EDGAR PIA_Redacted.pdf Edgar PIA Redacted	IC Document
secsorn7.pdf SEC SORN 7	IC Document

IC Title:

National Securities Exchanges

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 249.25

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC 1654 (03-06)	Form 25	form25.pdf	http://www.sec.gov/about/forms/form25.pdf	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: Proposed Sale of Securities Records Filed under the Securities Act of 1933-SEC.

FR Citation: 41 FR 41550

Number of Respondents: 18

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	689	59	630
Annual IC Time Burden (Hours)	689	59	630
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
Edgar PIA Redacted	EDGAR PIA_Redacted.pdf	12/11/2014
SEC SORN 7	secsorn7.pdf	12/11/2014

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.