Information Collection

Regulation A (Forms 1-A): Regulation A- Small Issuer exemption from registration under the Securities Act and its attendant forms. Form 1-A-Regulation A offering statement and

IC 34758 under ICR 201407-3235-017 · OMB 3235-0286.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0286 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC - 486 Regulation A (Forms 1-A): Regulation A- Small Issuer exemption from registration under the Securities Act and its attendant forms. Form 1-A-Regulation A offering statement and	Form and Instruction
SEC - 486 Form 1-A - Regulation A Offering Statement form1-a.12-31-2016.pdf www.sec.gov/about/forms/form1-a.pdf	Form and Instruction

Information Collection (IC) Details

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IC Title:

Regulation A (Forms 1-A): Regulation A- Small Issuer exemption from registration under the Securities Act and its attendant forms. Form 1-A-Regulation A offering statement and

Agency IC Tracking Number:

CF 270-110

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Voluntary

CFR Citation: 17 CFR 230-251 through 230.263 17 CFR 239.90 (To search for a specific CFR, visit the Code of Federal Regulations.)

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC - 486	Form 1-A - Regulation A Offering Statement	form1-a.12-31-2016.pdf	http://www.sec.gov/about/forms/form1-a.pdf	No		Fillable Fileable

Federal Enterprise Architecture Business Reference Module

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 250

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Requested	Program Change Due to New Statute	Previously Approved
Annual Number of Responses for this IC	250	220	30
Annual IC Time Burden (Hours)	140,813	126,840	13,973
Annual IC Cost Burden (Dollars)	18,775,200	16,912,200	1,863,000

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.