Revolving Loan Fund Reporting and Compliance Requirements

Forms and Documents

Document	Type	Status	Availability
Form ED-209 RLF Semiannual Report	Form	Modified	Repair queued
Form ED-209I RLF Income and Expense Statement	Form and Instruction	Modified	Repair queued
0610 0095.Supporting Stmt.092914.doc	Supporting Statement A	Uploaded 2014-09-29	Available

IC Document Collections

IC ID	Collection	Type	Status	Form
3760	RLF Semiannual Report	Form	Modified
185302	RLF Income and Expense Statement	Form and Instruction	Modified

ICR Details

OMB Control No: 0610-0095	ICR Reference No: 201408-0610-001
Status: Historical Active	Previous ICR Reference No: 201207-0610-004
Agency/Subagency: DOC/EDA	Agency Tracking No:
Title: Revolving Loan Fund Reporting and Compliance Requirements
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 12/23/2014
	Date Received in OIRA: 09/29/2014
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	12/31/2017	36 Months From Approved	12/31/2014
Responses	1,328	0	1,542
Time Burden (Hours)	3,796	0	2,699
Cost Burden (Dollars)	0	0	0

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Abstract: These information collections are necessary to implement, monitor and enforce the requirements of the Economic Development Administration's RLF program.

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Authorizing Statute(s): None

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	79 FR 34284	06/16/2014
30-day Notice:	Federal Register Citation:	Citation Date:
	79 FR 56337	09/19/2014
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 2

IC Title	Form No.	Form Name
RLF Semiannual Report	ED-209, ED-209I Version 4.2	Revolving Loan Fund Semi-Annual Financial Report ,   Revolving Loan Fund Income and Expense Report
RLF Income and Expense Statement	ED-209I	RLF Income and Expense Statement

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	1,328	1,542	0	0	-214	0
Annual Time Burden (Hours)	3,796	2,699	0	0	1,097	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: Adjustments The ED-209 increased from 2,468 to 3,702 hours because feedback from Grantees indicated that they had to update their version of Adobe this past reporting period due to the use of encryption in the ED-209 form. Only version X or XI of Adobe products supported the encryption we relied upon. A major issue we encountered this past reporting period was the use of Adobe plug-ins. Some Grantees (especially those running Chrome) were able to download the reporting form and begin filling out the form, but were unable to save the form. We discovered this was due to the Adobe plug-in being disabled in Chrome. Other users were unable to download the form using Google Chrome but could do so with Internet Explorer. The increase in hours is not because of a change in the form but rather from software security requirements and is expected to remain at this higher level of hours. The second form, ED-209I, decreased from 214 to 94 responses and from 231 to 94 hours because an RLF Recipient using either fifty (50) percent or more (or more than $100,000) of RLF Income for administrative costs in a six-month Reporting Period must submit to EDA a completed Income and Expense Statement (Form ED-209I) for that Reporting Period. The number of responses varies based on the preceding criteria. However, based on the past reporting period, the lower adjusted number of responses and hours is expected to continue TOTAL NET: Decrease 214 responses; Increase 1,097 burden hours

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Annual Cost to Federal Government: $170,755

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 09/29/2014

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