Information Collection

Implementing Regulations: Government Securities Act of 1986, as amended

IC 39270 under ICR 201410-1535-002 · OMB 1535-0089.

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form G-FIN-4 Disclosure Form for Person Associated with a Financial Institution Government Securities Broker or Dealer Implementing Regulations: Government Securities Act of 1986, as amended	Form and Instruction
Form G-FIN-5 Uniform Termination Notice for Person Associated with a Financial Institution Government Securities Broker or Dealer Implementing Regulations: Government Securities Act of 1986, as amended	Form and Instruction
Form G-405 PART I Report on Finances and Operations of Government Securities Brokers and Dealers Implementing Regulations: Government Securities Act of 1986, as amended	Form and Instruction
Form G-405 PART II Report on Finances and Operations of Government Securities Brokers and Dealers Implementing Regulations: Government Securities Act of 1986, as amended	Form
Form G-405 PART IIA Report on Finances and Operations of Government Securities Brokers and Dealers Implementing Regulations: Government Securities Act of 1986, as amended	Form
Form G-405 PART III Report on Finances and Operations of Government Securities Brokers and Dealers Implementing Regulations: Government Securities Act of 1986, as amended	Form and Instruction
Form G-405 SCH I Report on Finances and Operations of Government Securities Brokers and Dealers Implementing Regulations: Government Securities Act of 1986, as amended	Form and Instruction
G-405_PART_II_(Instructions).pdf www.treasurydirect.gov/instit/forms/forms_govsec.htm	Instruction
G-405_PART_IIA_(Instructions).pdf www.treasurydirect.gov/instit/forms/forms_govsec.htm	Instruction
G-FIN-4 Disclosure Form for Person Associated with a Financial I G-FIN-4.pdf www.treasurydirect.gov/instit/forms/forms_govsec.htm	Form and Instruction
G-FIN-5 Uniform Termination Notice for Person Associated with a G-FIN-5.pdf www.treasurydirect.gov/instit/forms/forms_govsec.htm	Form and Instruction
G-405 PART I Report on Finances and Operations of Government Securiti G-405_PART_I.pdf www.treasurydirect.gov/instit/forms/forms_govsec.htm	Form and Instruction
G-405 PART II Report on Finances and Operations of Government Securiti G-405_PART_II_(Form).pdf www.treasurydirect.gov/instit/forms/forms_govsec.htm	Form
G-405 PART IIA Report on Finances and Operations of Government Securiti G-405_PART_IIA_(Form).pdf www.treasurydirect.gov/instit/forms/forms_govsec.htm	Form
G-405 PART III Report on Finances and Operations of Government Securiti G-405_PART_III.pdf www.treasurydirect.gov/instit/forms/forms_govsec.htm	Form and Instruction
G-405 SCH I Report on Finances and Operations of Government Securiti G-405_SCH_I.pdf www.treasurydirect.gov/instit/forms/forms_govsec.htm	Form and Instruction
GSA Increase for LPR Final Rule - Burden Hours (October 2014).xls Burden-GSA Increase for LPR Final Rule (10/2014)	IC Document

Information Collection (IC) Details

View Information Collection (IC)

IC Title:

Implementing Regulations: Government Securities Act of 1986, as amended

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 17 CFR IV (To search for a specific CFR, visit the Code of Federal Regulations.)

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	G-FIN-4	https://www.treasurydirect.gov/instit/forms/forms_govsec.htm	Yes	No	Fillable Printable
Form and Instruction	G-FIN-5	https://www.treasurydirect.gov/instit/forms/forms_govsec.htm	Yes	No	Fillable Printable
Form and Instruction	G-405 PART I	https://www.treasurydirect.gov/instit/forms/forms_govsec.htm	Yes	No	Fillable Printable
Form	G-405 PART II	https://www.treasurydirect.gov/instit/forms/forms_govsec.htm	Yes	No	Fillable Printable
Instruction		https://www.treasurydirect.gov/instit/forms/forms_govsec.htm	Yes	No	Printable Only
Form	G-405 PART IIA	https://www.treasurydirect.gov/instit/forms/forms_govsec.htm	Yes	No	Fillable Printable
Instruction		https://www.treasurydirect.gov/instit/forms/forms_govsec.htm	Yes	No	Paper Only
Form and Instruction	G-405 PART III	https://www.treasurydirect.gov/instit/forms/forms_govsec.htm	Yes	No	Fillable Printable
Form and Instruction	G-405 SCH I	https://www.treasurydirect.gov/instit/forms/forms_govsec.htm	Yes	No	Fillable Printable

Federal Enterprise Architecture Business Reference Module

Line of Business: General Government

Subfunction: Central Fiscal Operations

Privacy Act System of Records

Title: United States Securities

FR Citation: 76 FR 51128

Number of Respondents: 3,122

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Program Change Due to New Statute	Previously Approved
Annual Number of Responses for this IC	8,293	8	8,285
Annual IC Time Burden (Hours)	283,090	104	282,986
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
Burden-GSA Increase for LPR Final Rule (10/2014)		12/11/2014

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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