Implementing Regulations: Government Securities Act of 1986, as amended

Implementing Regulations: Government Securities Act of 1986, as amended

OMB: 1535-0089

IC ID: 39270

Documents and Forms
Document Name
Document Type
Form and Instruction
Instruction
Instruction
Form and Instruction
Form and Instruction
Form and Instruction
Form
Form
Form and Instruction
Form and Instruction
IC Document
Information Collection (IC) Details

View Information Collection (IC)

Implementing Regulations: Government Securities Act of 1986, as amended
 
No Modified
 
Required to Obtain or Retain Benefits
 
17 CFR IV  (To search for a specific CFR, visit the Code of Federal Regulations.)

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Form and Instruction G-FIN-4 Disclosure Form for Person Associated with a Financial Institution Government Securities Broker or Dealer G-FIN-4.pdf https://www.treasurydirect.gov/instit/forms/forms_govsec.htm Yes No Fillable Printable
Form and Instruction G-FIN-5 Uniform Termination Notice for Person Associated with a Financial Institution Government Securities Broker or Dealer G-FIN-5.pdf https://www.treasurydirect.gov/instit/forms/forms_govsec.htm Yes No Fillable Printable
Form and Instruction G-405 PART I Report on Finances and Operations of Government Securities Brokers and Dealers G-405_PART_I.pdf https://www.treasurydirect.gov/instit/forms/forms_govsec.htm Yes No Fillable Printable
Form G-405 PART II Report on Finances and Operations of Government Securities Brokers and Dealers G-405_PART_II_(Form).pdf https://www.treasurydirect.gov/instit/forms/forms_govsec.htm Yes No Fillable Printable
Instruction G-405_PART_II_(Instructions).pdf https://www.treasurydirect.gov/instit/forms/forms_govsec.htm Yes No Printable Only
Form G-405 PART IIA Report on Finances and Operations of Government Securities Brokers and Dealers G-405_PART_IIA_(Form).pdf https://www.treasurydirect.gov/instit/forms/forms_govsec.htm Yes No Fillable Printable
Instruction G-405_PART_IIA_(Instructions).pdf https://www.treasurydirect.gov/instit/forms/forms_govsec.htm Yes No Paper Only
Form and Instruction G-405 PART III Report on Finances and Operations of Government Securities Brokers and Dealers G-405_PART_III.pdf https://www.treasurydirect.gov/instit/forms/forms_govsec.htm Yes No Fillable Printable
Form and Instruction G-405 SCH I Report on Finances and Operations of Government Securities Brokers and Dealers G-405_SCH_I.pdf https://www.treasurydirect.gov/instit/forms/forms_govsec.htm Yes No Fillable Printable

General Government Central Fiscal Operations

United States Securities  76 FR 51128

3,122 0
   
Private Sector Businesses or other for-profits
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 8,293 8 0 0 0 8,285
Annual IC Time Burden (Hours) 283,090 104 0 0 0 282,986
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

Title Document Date Uploaded
Burden-GSA Increase for LPR Final Rule (10/2014) GSA Increase for LPR Final Rule - Burden Hours (October 2014).xls 12/11/2014
            Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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