Information Collection

Form N-54A

IC 34656 under ICR 201410-3235-024 · OMB 3235-0237.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0237 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC1937 Form N-54A	Form and Instruction
SEC1937 Form N-54a formn-54a.pdf www.sec.gov/about/forms/formn-54a.pdf	Form and Instruction
EDGAR PIA_Redacted.pdf EDGAR Privacy Impact Assessement	IC Document
secsorn6.pdf SEC SORN 6	IC Document

Information Collection (IC) Details

View Information Collection (IC)

IC Title:

Form N-54A

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 274.53

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC1937	Form N-54a	formn-54a.pdf	http://www.sec.gov/about/forms/formn-54a.pdf	Yes	Yes	Fillable Fileable

Federal Enterprise Architecture Business Reference Module

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: SEC-6 System name Periodic Reports Filed under the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of 1940 and Investmen

FR Citation: 41 FR 41550

Number of Respondents: 14

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	14	7	7
Annual IC Time Burden (Hours)	7	3	4
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
EDGAR Privacy Impact Assessement	EDGAR PIA_Redacted.pdf	11/10/2014
SEC SORN 6	secsorn6.pdf	11/20/2014

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.