Form N-54A

Form N-54A under the Investment Company Act of 1940; Notification of Election to be Subject to Sections 55 through 65 of the Investment Company Act of 1940 filed pursuant to Section 54(a) of the Act

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0237 can be found here:

Documents and Forms

Document Name Document Type
Form SEC1937 Form N-54A Form and Instruction
SEC1937 Form N-54a formn-54a.pdf www.sec.gov/about/forms/formn-54a.pdf Form and Instruction
EDGAR PIA_Redacted.pdf EDGAR Privacy Impact Assessement IC Document
secsorn6.pdf SEC SORN 6 IC Document

Information Collection (IC) Details

IC Title:	Form N-54A	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 274.53

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC1937	Form N-54a	formn-54a.pdf	http://www.sec.gov/about/forms/formn-54a.pdf	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: SEC-6 System name Periodic Reports Filed under the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of 1940 and Investmen	FR Citation: 41 FR 41550

Number of Respondents: 14	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	14	7	7
Annual IC Time Burden (Hours)	7	3	4
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
EDGAR Privacy Impact Assessement	EDGAR PIA_Redacted.pdf	11/10/2014
SEC SORN 6	secsorn6.pdf	11/20/2014

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.