Form OPIC-256 Investment Funds Department Questionnaire

Investment Funds Department Questionnaire

OMB Fund Questionnaire Form Final 01 30 15

Investment Funds Department Questionnaire

OMB: 3420-0037

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Investment Funds Department Questionnaire



INVESTMENT FUNDS DEPARTMENT QUESTIONNAIRE


Form: OPIC 256

OMB Number: _____

Expiration Date: _______


Overseas Private Investment Corporation

1100 New York Avenue, NW Washington, DC 20527-0001

An Agency of the United States Government


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This form requests information from potential OPIC clients that is required by OPIC’s governing legislation - the Foreign Assistance Act (FAA) of 1961, Title IV, as amended - to assist OPIC in determining whether a project and its sponsor(s) meet eligibility criteria for OPIC financing, specifically with regard to the soundness of the project, the qualifications of the sponsor(s), creditworthiness, effects, and legislative and regulatory compliance. Complete responses to the questions are required on this form to apply for OPIC support per the FAA.


Responses to questions which call for estimates or projections should take the form of good faith statements made to the best of the applicant’s knowledge and belief.  Statements of fact provided to OPIC in this document must be accurate as of the date of execution of

this document. In addition to other rights and remedies available to OPIC, misrepresentations or failure to disclose relevant information may result in criminal prosecution pursuant to 22 USC 2197(n), as well as a default or termination if a commitment is issued.  Neither submission nor acceptance of this questionnaire implies that the project is eligible for OPIC support or that support will be provided.


Client information contained in this form will be deemed designated as "confidential commercial information" in accordance with OPIC's Freedom of Information Act (FOIA) regulations (22 CFR 706), and will be treated as confidential commercial information to the extent permitted by applicable law. 


Paperwork Reduction Act Notice: This information is required to obtain benefits.  As a federal agency, OPIC may not collect nor sponsor the collection of information unless it displays a valid OMB Control Number with an expiration date that has not expired.  The public reporting burden for this collection of information is estimated to average 45 minutes per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspects of this collection of information to the Records Manager, Overseas Private Investment Corporation, 1100 New York Avenue, NW, Washington, DC 20527; and to the OPIC Desk Office at the Office of Information and Regulatory Affairs, Office of Management and Budget, New Executive Office Building, Room 10202, Washington, DC 20503.


I have read and agree to the terms and conditions listed above.






Proposal Date

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GP Main Point of Contact (First Name)

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GP Main Point of Contact (Last Name)

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GP Main Point of Contact (Email)

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GP Main Point of Contact (Phone Number)

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Name of Firm

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Address of Firm Headquarters

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City of Firm Headquarters

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Country of Firm Headquarters

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Other Firm Locations (cities)

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Year Firm Established

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Website of Firm

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FUND OVERVIEW

Fund Name

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Fund Target Size in USD (including OPIC amount)

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Max Fund Target Size in USD (including OPIC amount)

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Min Fund Target Size in USD (including OPIC amount)

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Proposed GP Commitment (%)

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Proposed OPIC Commitment

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Percent of GP Carry allocated to Investment Team

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Fund Strategy

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Fund Sectors

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If Other Sectors Please Describe

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Fund Geography (region)

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Fund Geography (countries)

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Projected Fund IRR (gross)

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Fund Strategy – (description of strategy)










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MANAGEMENT OVERVIEW

Fund Team Formation: Describe how the manager and the team were initially formed, and provide a brief history of how they have evolved to date. You may also refer to appropriate sections in the PPM or marketing presentation.

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Number of Partners

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Number of Senior Investment Professionals

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Percent of Fund Manager or GP that is U.S. owned (e.g. owned by U.S. citizens or entities)


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How many cumulative years of private equity investing on the current team

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How many cumulative years of PE and other relevant experience on the current team

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How many cumulative years has each member worked with each other (2 people working together for 1 year = 2 years)

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How many cumulative years of experience does the team have in the target geography

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Firm’s Assets Under Management

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Number of Funds Previously Managed by this Firm

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SENIOR INVESTMENT TEAM BACKGROUND




























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Name

Title

Year joined firm

Location (city, country)

Focus (industry, function, if any)

Prior work experience

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LP BASE

Total Capital Raised to Date in USD

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Total Capital Raised to Date (% of Target Fund Size)

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Has the Fund achieved a first close

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Total anticipated capital from U.S. investors

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Has the Fund retained or does it plan to retain a placement agent to raise U.S. Equity (yes/no)

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Name of Placement Agent (if applicable)

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List institutional investors likely to commit to the Fund/invested in prior funds managed by the GP (and location of each LP)

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List any Development Finance Institutions (DFIs) with whom the Fund is engaged in discussions or has received (soft) commitments

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TRACK RECORD

What is the realized Return of the GP

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What is the realized and unrealized Return of the GP

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What is the blended, un-weighted multiple of cost (MoC) attributable to the Senior Team for their whole careers (MDs, Principals)

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Attach a summary of prior fund performance (see Track Record template)

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INVESTMENT POLICY & ESG

Explain how your fund will meet the general objectives of this Call, and if applicable please further describe how the fund’s investment thesis aligns with any special considerations associated with this Call.

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(i) Explain why you are seeking OPIC funding. (ii) What efforts have been taken to raise capital from private sector investors and what has been the outcome of those efforts? (iii) Is there a lack of available private sector support for the Fund, or for portfolio companies and if so for what reason?

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Describe the developmental impact you believe the Fund will have in the host country/countries (e.g. job creation, infrastructure improvements, social policies/corporate social responsibility initiatives, technology and knowledge transfer, etc.).

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(i) Does the Fund require portfolio companies or borrowers to adhere to minimum standards regarding labor, human rights, and social or environmental risks? (ii) Does the Fund have established ESG policies and procedures? If so, please describe. You may also refer to appropriate sections in the PPM or marketing presentation.

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Has the Fund adopted policies and procedures to screen investors and investees for “Know Your Customer” and Reputational/Integrity Risk? (ii) If applicable, please describe how you apply these policies and procedures to investments in the fund and investments by the fund in portfolio companies.

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OTHER - MISCELLANEOUS

(i) Describe any potential conflicts of interest of which you are aware. (ii) How do you plan to resolve potential conflicts of interest within the Fund, or with other investment vehicles managed by your organization or its affiliates?

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Are there any substantive litigation or regulatory actions brought against the manager, its principals or any portfolio companies?

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If yes, please attach an explanation

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ATTACHMENTS

Attach the Fund's most recent marketing presentation

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Attach the Fund's investment pipeline

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Attach the Fund's PPM (if available)

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PROPOSAL DOCUMENTS

Document Name

Description

Document Date

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File Typeapplication/vnd.openxmlformats-officedocument.wordprocessingml.document
AuthorEjiasa, Akobundu C. (IFD)
File Modified0000-00-00
File Created2021-01-25

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