Investigational New Drug Regulations

ICR 201503-0910-002

OMB: 0910-0014

Federal Form Document

IC Document Collections
IC ID
Document
Title
Status
5669 Modified
215569
New
215568
New
215567
New
215566
New
215565
New
215564
New
197926
Removed
197925
Removed
197924
Removed
189367
Removed
189366
Removed
189365
Removed
189364
Removed
189363
Removed
189362
Removed
189361
Removed
189360
Removed
189359
Removed
189358
Removed
189357
Removed
189356
Removed
189355
Removed
189354
Removed
189353
Removed
189352
Removed
189351
Removed
189350
Removed
189349
Removed
189348
Removed
189345
Modified
189344
Modified
189343
Modified
189342
Modified
189341
Modified
189340
Modified
189339
Removed
189338
Removed
189337
Removed
189336
Removed
189335
Removed
189334
Removed
189333
Modified
189332
Modified
189331
Modified
189330
Modified
189329
Modified
189328
Modified
189327
Removed
189326
Modified
189325
Removed
189324
Removed
189323
Modified
189322
Removed
189321
Removed
189320
Modified
189319
Modified
189318
Removed
189317
Removed
189316
Removed
189315
Removed
189314
Removed
189313
Modified
189312
Removed
189311
Removed
ICR Details
0910-0014 201503-0910-002
Historical Active 201105-0910-011
HHS/FDA CDER
Investigational New Drug Regulations
Extension without change of a currently approved collection   No
Regular
Approved with change 02/23/2016
Retrieve Notice of Action (NOA) 03/11/2015
In this submission, FDA significantly reorganized the way estimates are provided. OMB welcomes public input on this or future submissions with respect to the accuracy and helpfulness of this reorganization.
  Inventory as of this Action Requested Previously Approved
02/28/2019 36 Months From Approved 02/29/2016
160,927 0 2,685,772
22,800,811 0 141,870,849
0 0 0

The IND information collection requirements provide the means by which FDA can: (a) Monitor the safety of ongoing clinical investigations; (b) determine whether the clinical testing of a drug should be authorized; (c) ensure production of reliable data on the metabolism and pharmacological action of the drug in humans; (d) obtain timely information on adverse reactions to the drug; (e) obtain information on side effects associated with increasing doses; (f) obtain information on the drug's effectiveness; (g) ensure the design of well-controlled, scientifically valid studies; (h) obtain other information pertinent to determining whether clinical testing should be continued and information related to the protection of human subjects.

US Code: 21 USC 355(i) Name of Law: Federal Food, Drug, and Cosmetic Act
  
None

Not associated with rulemaking

  79 FR 65663 11/05/2014
80 FR 11449 03/03/2015
No

24
IC Title Form No. Form Name
312.31(b) Information Amendments
312.32(c)-(d) Safety Reports
312.45(a) and (b) Biologics; Request for or response to inactive status determination
312.130(d) Biologics; Request for disclosable information for investigations involving an exception from informed consent
312.54(a) and (b) Biologics; Submissions concerning exception from informed consent under 50.24
312.56(b) and (d) Biologics; Sponsor monitoring of clinical investigations; notification to FDA
312.47(b) Biologics; End-of-Phas 2 and Pre-NDA meetings
312.320 Submissions related to treatment IND or treatment protocol
312.10 Applications for waiver of requirements under part 312
312.33 Annual Reports
312.8 Charging for investigational drugs under an IND
312.310(b) and 312.305(b) Submissions related to expanded access and treatment of an individual
312.44(c)(d) Response to termination of IND
312.160(c) Shipper records of alternative disposition of unused drugs
312.38(b)(c) Biologics; Notification of withdrawal of an IND
312.62(a) Investigator recordkeeping of disposition of drugs
312.55(b) Biologics; Sponsor reports on new observations; e.g. adverse reactions and safe use
312.62(b) Investigator recordkeeping of case histories of individuals
312.53(c) Biologics; Investigator Information
312.60(a)(3)Records of shipment of drugs for investigational use in laboratory research animals or in vitro tests
312.45(a)(b) Request for or response to inactive status determination
312.53(c) Investigator Information
312.54(a)(b) Submissions concerning exception from informed consent under 50.24
312.56(b)(c)(d) Sponsor monitoring of investigations;notifications to FDA
312.52(a) Transfer of obligations to a contract research organization
312.57 Sponsor recordkeeping
312.42(e) Biologics; Request to remove clinical hold
312.44(c) and (d) Biologics; Response to termination of IND
312.62(b) Biologics; Investigator recordkeeping of case histories of individuals
312.110(b) Request to export an investigational drug
312.58(a) Biologics; Sponsor submission of records
312.64 Investigator Reports to the sponsor
312.315(c) and 312.305 (b) Submissions related to expanded access and treatment of an individual patient.
312.310(d) Emergency use of an investigational new drug
CBER: Part 312 Subpart A - General Provisions; including applicability of requirements and requests for waivers 1571, 1572 Investigational New Drug Application ,   Statement of Investigator
CBER: Part 312 Subpart B - IND Application; including content and form, safety reports, and annual reports
CBER: Part 312 Subpart C - Administrative Actions; including sponsor requests to FDA
CBER: Part 312 Subpart D - Responsibilities of Sponsors and Investigators; including investigator reports and sponsor notifications
CDER: 312 Subpart B - IND Application; including content and form, safety reports, and annual reports
CDER: 312 Subpart C - Administrative Actions; including sponsor requests to FDA
CDER: 312 Subpart I - Expanded Access to Investigational Drugs for Treatment Use; including emergency use of IND
CBER: Part 312 Subpart F - Miscellaneous provisions including import & export requirements and foreign clinical stuides
CBER: Part 312 Subpart I - Expanded Access to INDs for Treatment Use; including emergency use of IND
CDER: 312 Subpart A - General Provisions; including applicability of requirements and requests for waivers
CDER: Records under 312.52(a) (transfer of obligations)
CDER: Records under 312.57 (receipt, shipment, other disposition of IND)
CDER: Records under 312.62(a) (disposition of drugs)
CDER: Records under 312.62(b) (individual case histories)
CDER: Records under 312.160(a)(3) (shipment of drugs for investigational use in laboratory research)
CDER: Records under 312.160(c) (disposition of unused drugs)
312.160(c) Biologics; Shipper records of alternative disposition of unused drugs
312.70(a) Biologics; Investigator disqualification - opportunity to respond
CDER: 312 Subpart D - Responsibilities of Sponsors and Investigators; including investigator reports and sponsor notifications
312.160(a)(3) Biologics; Records maintenance: shipment of drugs for investigational use in laboratory research animals or in vitro tests
312.62(a) Biologics; Investigator recordkeeping of disposition of drugs
312.52(a) Biologics; Transfer of obligations to a contract research organization
312.57(a)(b) Biologics; Sponsor recordkeeping
CDER: 312 Subpart F - Miscellaneous provisions including import & export requirements and foreign clinical studies
CBER: Records under 312.160(a)(3) (shipment of drugs for investigational use in laboratory research)
CBER: Records under 312.160(c) (disposition of unused drugs)
CBER: Records under 312.52(a) (transfer of obligations)
CBER: Records under 312.57 (receipt, shipment, disposition of IND)
CBER: Records under 312.62(a) (disposition of drugs)
CBER: Records under 312.62(b) (individual case histories)
312.23 Investigational New Drug submission

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 160,927 2,685,772 0 -343,360 -2,181,485 0
Annual Time Burden (Hours) 22,800,811 141,870,849 0 -23,140,841 -95,929,197 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
Yes
Miscellaneous Actions
This ICR contains significant estimate adjustments due to agency discretion. The CDER 2015 total hours is 22,800,811. The CDER 2011 total hours is 141,870,849. Overall, there is a cumulative decrease of 119,070,038 burden hours. The reason for these large estimate adjustments is because the data used for the 2015 extension was generated by CDER's Office of Strategic Programs using their Document Archiving, Reporting & Regulatory Tracking System (DARRTS). This system was not availabile to us for 2011 request for extension and therefore we relied on data estimates derived from the IND Review Divisions. Going forward, we plan to use the same DARRTS tracking system for future extensions so that there will be more consistency. In addition, we plan to use the data from this extension as the baseline for new data, and any fluctuations will be investigated and revised to ensure consistency. Details on the two largest decreases are as follows: The largest decrease may be found within the CDER program in administering 21 CFR 312.55 (sponsor reports to investigators on new observations, especially adverse reactions and safe use) reflecting a drop in burden hours from [109,027,680] in 2011 to [99,216] in 2015, a difference of [108,928,464]; and a corresponding drop in respondents from [985] to [590], a difference of [395] (approximately a 40% drop). The next largest reduction can be found in the annual recordkeeping estimate for CDER where, under 21 CFR 312.62(a) (disposition of drug) and (b) (case histories), the number of recordkeepers dropped collectively by over 90 percent, resulting in a decrease of 9,837,244 burden hours. Finally, we have revised the IC list found at omb.report by consolidating the previously itemized regulatory provisions by their corresponding subpart in the CFR. We believe this will assist the reader by more easily identifying the summary of fluctuations for this collection. Readers may still view burden associated with individual provisions by referring to the tables found in tiem 12.: "Estimates of Annualized Burden Hours and Costs" found in this document.

$159,225,000
No
No
No
No
No
Uncollected
Ila Mizrachi 301 796-7726 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
03/11/2015


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