National Survey of Unbanked and Underbanked Households

Forms and Documents

Document Name	Status
Form 6494/03 National Survey of Unbanked and Underbanked Households (English Version) Form and Instruction	Modified
Attachment D_CPS Design Methodology (3)(4-9-15).pdf Supplementary Document	2015-04-09
Attachment C2- Fact Sheet- CPS -BC-1433 (3-2014) (3)(4-9-15).pdf Supplementary Document	2015-04-09
Attachment C1- Confidentiality Brochure-BC-1428(RV)(July 2012) (3)(4-9-15).pdf Supplementary Document	2015-04-09
Attachment B- Advanced Letter CPS-263(MIS-1) Atlanta (3)(4-9-15).pdf Supplementary Document	2015-04-09
Attachment A3 B-2013_FDIC_Unbanked_HH_Survey_Appendix (3)(4-9-15).pdf Supplementary Document	2015-04-09
Attachment A3 A-2013_FDIC_Unbanked_HH_Survey_Report (3)(4-9-15).pdf Supplementary Document	2015-04-09
Attachment A2-2015 Unbanked Underbanked Survey_022415_Final_redlined 3_20_15 (3)(4-9-15).docx Supplementary Document	2015-04-09
Attachment A1-2015 National Survey of Unbanked & Underbanked Households Mar2015 for OMB (3)(4-9-15)(5-26-15).docx Supplementary Document	2015-05-26
SPST-0167 Part A Household Survey of Unbanked and Underbanked Households (2015)(Final 4-9-15)(3).docx Supporting Statement A	2015-04-09
SPST-0167 Part B Household Survey of Unbanked and Underbanked Households (2015)(Final 4-9-15).docx Supporting Statement B	2015-04-09

IC Document Collections

IC ID	Document Title	Status
186195	National Survey of Unbanked and Underbanked Households (English Version) Form and Instruction	Modified

ICR Details

OMB Control No: 3064-0167	ICR Reference No: 201503-3064-005
Status: Historical Active	Previous ICR Reference No: 201303-3064-002
Agency/Subagency: FDIC	Agency Tracking No:
Title: National Survey of Unbanked and Underbanked Households
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 05/26/2015
	Date Received in OIRA: 04/09/2015
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	05/31/2018	36 Months From Approved	05/31/2016
Responses	42,000	0	45,000
Time Burden (Hours)	8,400	0	9,000
Cost Burden (Dollars)	0	0	0

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Abstract: This survey will next be administered as a supplement to the Bureau of the Census' Current Population Survey in June 2015 in response to a statutory mandate in section 7 of the Federal Deposit Insurance Reform Conforming Amendments Act of 2005 (Pub. L. 109-1730). The survey will collect data on unbanked (those who do not have an account at a bank or credit union) and underbanked (those who have a deposit account but who also rely on alternative, non-bank financial service providers for transaction or credit services)individuals.

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Authorizing Statute(s): PL: Pub.L. 109 - 173 7 Name of Law: Federal Deposit Insurance Reform Conforming Amendments Act of 2005
  

Citations for New Statutory Requirements: PL: Pub.L. 109 - 173 7 Name of Law: Federal Deposit Insurance Reform Conforming Amendments Act of 2005

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	80 FR 3234	01/22/2015
30-day Notice:	Federal Register Citation:	Citation Date:
	80 FR 18402	04/06/2015
Did the Agency receive public comments on this ICR? Yes

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
National Survey of Unbanked and Underbanked Households (English Version)	6494/03	National Survey of Unbanked and Underbanked Households

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	42,000	45,000	0	0	-3,000	0
Annual Time Burden (Hours)	8,400	9,000	0	0	-600	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? Yes Part B of Supporting Statement

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 04/09/2015

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