Information Collection

Registration on Form SDR: 13n-1(b) and 13n-3(a) and Form SDR

IC 195295 under ICR 201503-3235-001 · OMB 3235-0719.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0719 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SDR Registration on Form SDR: 13n-1(b) and 13n-3(a) and Form SDR	Form and Instruction
SDR Form SDR: APPLICATION OR AMENDMENT TO APPLICATION FOR RE Form SDR.pdf	Form and Instruction

Information Collection (IC) Details

View Information Collection (IC)

IC Title:

Registration on Form SDR: 13n-1(b) and 13n-3(a) and Form SDR

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.13n-1 17 CFR 240.13n-3

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SDR	Form SDR: APPLICATION OR AMENDMENT TO APPLICATION FOR REGISTRATION AS SECURITY-BASED SWAP DATA REPOSITORY UNDER THE SECURITIES EXCHANGE ACT OF 1934	Form SDR.pdf		Yes	Yes	Fillable Fileable Signable

Federal Enterprise Architecture Business Reference Module

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: (SEC 1) Registration Statements Filed Pursuant to Provisions of the Securities Act of 1933, Securities Exchange Act of 1934, and the Investment Company Act of 1940

FR Citation: 41 FR 41550

Number of Respondents: 10

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Program Change Due to New Statute	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	10	10	0
Annual IC Time Burden (Hours)	1,603	1,690	-87
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.