Rule 35d-1 Investment Company Names

ICR 201503-3235-008

OMB: 3235-0548

Federal Form Document

Forms and Documents
Supporting Statement A
IC Document Collections
ICR Details
3235-0548 201503-3235-008
Historical Active 201203-3235-021
SEC IM-270-491
Rule 35d-1 Investment Company Names
Extension without change of a currently approved collection   No
Approved without change 09/16/2015
Retrieve Notice of Action (NOA) 07/15/2015
  Inventory as of this Action Requested Previously Approved
09/30/2018 36 Months From Approved 09/30/2015
32 0 29
640 0 580
0 0 0

Rule 35d-1 generally requires that investment companies with certain names invest at least 80% of their assets according to what their name suggests. The rule provides that an affected investment company must either adopt this 80% requirement as a fundamental policy or adopt a policy to provide notice to shareholders at least 60 days prior to any change in its 80% investment policy.

US Code: 15 USC 80a-1 et seq. Name of Law: Investment Company Act of 1940

Not associated with rulemaking

  79 FR 76410 12/22/2014
80 FR 11243 03/02/2015

IC Title Form No. Form Name
Rule 35d-1 under the Investment Company Act of 1940, Investment Company Names

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 32 29 0 0 3 0
Annual Time Burden (Hours) 640 580 0 0 60 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0

Jacob Krawitz 202 551-4673


On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
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    (ii) Use of information;
    (iii) Burden estimate;
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    (v) Nature and extent of confidentiality; and
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