704 Section 704 APR Part I

Section 704 Annual Performance Report (Parts I and II)

1820-0606 Part I Instrument 2014

Section 704 Annual Performance Report for State Indepenent Living Program Part 1

OMB: 0985-0043

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Reporting Instrument


OMB Control Number: 1820-0606

Expiration Date: xx-xx-xxxx


UniTed States Department of Education

Office of Special Education and Rehabilitative Services

Rehabilitation Services Administration



Section 704

annual performance report

For

STATE INDEPENDENT LIVING SERVICES PROGRAM

(Title VII, Chapter 1, Part B of the Rehabilitation Act of 1973, as amended)


Part I


INSTRUMENT


(To be completed by Designated State Units

And Statewide Independent Living Councils)




Reporting Fiscal Year:


State:

According to the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless such collection displays a valid OMB control number. Public reporting burden for this collection of information is estimated to average 35 hours per response, including time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. The obligation to respond to this collection is required to obtain or retain benefit (P.L. 105-220 Section 410 Workforce Investment Act). Send comments regarding the burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to Rehabilitation Services Administration, LBJ Basement, Attention: Timothy Beatty, PCP Room 5057, U.S. Department of Education, 400 Maryland Ave, SW, Washington, DC 20202-2800 or email [email protected] and reference the OMB Control Number 1820-0606.Chapter 1, Title VII of the Rehabilitation Act.

SubPart I – Administrative Data


Section A – Sources and Amounts of Funds and Resources

Sections 704(c) and 704(m)(3) and (4) of the Act; 34 CFR 364.35 and 364.36


Indicate amount received by the DSU as per each funding source. Enter “0” for none.


Item 1 - All Federal Funds Received


(A) Title VII, Ch. 1, Part B

$

(B) Title VII, Ch. 1, Part C – For 723 states Only

$

(C) Title VII, Ch. 2

$

(D) Other Federal Funds

$


Item 2 - Other Government Funds


(E) State Government Funds

$

(F) Local Government Funds

$


Item 3 - Private Resources


(G) Fees for Service (program income, etc.)

$

(H) Other resources

$


Item 4 - Total Income


Total income = (A)+(B)+(C)+(D)+(E)+(F)+(G)+(H)

$


Item 5 – Pass-Through Funds


Amount of other government funds received as pass through funds to consumers (include funds, received on behalf of consumers, that are subsequently passed on to consumers, e.g., personal assistance services, representative payee funds, Medicaid funds, etc.)

$


Item 6 - Net Operating Resources


[Total Income (Section 4) <minus> amount paid out to Consumers (Section 5) = Net Operating Resources

$


Section B – Distribution of Title VII, Chapter 1, Part B Funds

Section 713 of the Act; 34 CFR 364.22, 365.1, 365.20, and 365.21


What Activities were
Conducted with Part B Funds?

Expenditures of Part B Funds for Services by DSU Staff

Expenditures for Services Rendered By Grant or Contract

  1. Provided resources to the SILC to carry out its functions

$

$

  1. Provided IL services to individuals with significant disabilities

$

$

  1. Demonstrated ways to expand and improve IL services

$

$

  1. Supported the general operation of CILs that are in compliance with the standards and assurances set forth in subsections (b) and (c) of section 725 of the Act

$

$

  1. Supported activities to increase capacity to develop approaches or systems for providing IL services

$

$

  1. Conducted studies and analyses, gathered information, developed model policies, and presented findings in order to enhance IL services

$

$

  1. Provided training regarding the IL philosophy

$

$

  1. Provided outreach to unserved or underserved populations, including minority groups and urban and rural populations

$

$


Section C – Grants or Contracts Used to Distribute Title VII, Chapter 1, Part B Funds

Sections 704(f) and 713 of the Act; 34 CFR 364.43, and 34 CFR 365 Subpart C

Enter the requested information for all DSU grants or contracts, funded at least in part by Part B funds, in the chart below. If a column is not applicable to a particular grant or contract, enter “N/A.” If there were no non-Part B funds provided to this grantee or contractor for the purpose listed, enter “$0” in that column. Add more rows as necessary.


Name of Grantee or Contractor

Use of Funds
(based on the activities listed in Subpart I, Section B)

Amount of Part B Funds

Amount of Non-Part B Funds

Consumer Eligibility Determined By
DSU or Provider

CSRs Kept With
DSU or Provider































Total Amount of Grants and Contracts


$

$




Section D - Grants or Contracts for Purposes Other than Providing IL Services or For the General Operation of Centers

Section 713 of the Act; 34 CFR 365.1 and 34 CFR 365.20


Describe the objectives, activities and results for each Part B grant or contract awarded for purposes other than IL services or the general operation of centers.



Section E – Monitoring Title VII, Chapter 1, Part B Funds

34 CFR 80.40(a)


Provide a summary of the program or fiscal review, evaluation and monitoring conducted by the state of any of the grantees/contractors receiving Part B funds during the reporting year.



Section F – Administrative Support Services and Staffing

Section 704(c)(2) and 704 (m)(2) and (4) of the Act; CFR 364.22(a)(2) and 34 CFR 364.31


Item 1 – Administrative Support Services


Describe any administrative support services, including staffing, provided by the DSU to the Part B Program.


Item 2 – Staffing


Enter requested staff information for the DSU and service providers listed in Section C, above (excluding Part C funded CILs):




Type of Staff

Total Number
of FTEs

FTEs filled by Individuals with Disabilities

Decision-Making Staff



Other Staff




Section G – For Section 723 States ONLY

Section 723 of the Act, 34 CFR Part 366, Subpart D


Item 1 – Distribution of Part C Funds to Centers


In the chart below, please provide the following information:


  1. name of each center within your state that received Part C funding during the reporting year;

  2. amount of Part C funding each center received;

  3. whether the Part C funding included a cost-of-living increase;

  4. whether the Part C funding included any excess funds remaining after cost-of-living increases were provided;

  5. whether any of the centers received its Part C funding pursuant to a competition for a new center in the state; and

  6. whether the center was the subject of an onsite compliance review conducted by the DSU during the reporting year.


Name of CIL

Amount of Part C Funding Received

Cost of Living Increase? (Yes/No)

Excess Funds After Cost of Living Increase? (Yes/No)

New Center? (Yes/No)

Onsite Compliance Review of Center?

(Yes/No)


























Add additional rows as necessary.


Item 2 – Administrative Support Services

Section 704(c)(2) of the Act; 34 CFR 364.22(a)(2)


Describe the administrative support services used by the DSU to administer the Part C program.


Item 3 – Monitoring and Onsite Compliance Reviews

Section 723(g), (h), and (i); 34 CFR 366.38, 366.40 – 46


Provide a summary of the monitoring activities involving Part C centers conducted by the state during the current reporting year, including the onsite reviews of at least 15% of centers receiving Part C funds under section 723. The summary should include, at least, the following:


  1. centers’ level of compliance with the standards and assurances in Section 725 of the Act;

  2. any adverse actions taken against centers;

  3. any corrective action plans entered into with centers; and

  4. exemplary, replicable or model practices for centers.


Item 4 – Updates or Issues


Provide any updates to the administration of the Part C program by the DSU, if any, including any significant changes in the amount of earmarked funds or any changes in the order of priorities in the distribution of Part C funds. Provide a description of any issues of concern addressed by the DSU in its administration of the Part C program.

SubPart II – Number and Types of Individuals with significant disabilities receiving services

Section 704(m)(4) of the Act; 34 CFR 364.53


In this section, provide data from all service providers (DSU, grantees, contractors) who received Part B funds and who were listed in Subpart I, Section C of this report, except for the centers that receive Part C funds. Part C centers will provide this data themselves on their annual 704 Reports, Part II.


Section A – Number of Consumers Served During the Reporting Year


Include Consumer Service Records (CSRs) for all consumers served during the year.



# of CSRs

  1. Enter the number of active CSRs carried over from September 30 of the preceding reporting year


  1. Enter the number of CSRs started since October 1 of the reporting year


  1. Add lines (1) and (2) to get the total number of consumers served




Section B –Number of CSRs Closed by September 30 of the Reporting Year


Include the number of consumer records closed out of the active CSR files during the reporting year because the individual has:



# of CSRs

  1. Moved


  1. Withdrawn


  1. Died


  1. Completed all goals set


  1. Other


  1. Add lines (1) + (2) + (3) + (4) +(5) to get total CSRs closed




Section C –Number of CSRs Active on September 30 of the Reporting Year


Indicate the number of CSRs active on September 30th of the reporting year.



# of CSRs

Section A(3) <minus> Section (B)(6) = Section C



Section D – IL Plans and Waivers


Indicate the number of consumers in each category below.



# of Consumers

  1. Number of consumers who signed a waiver


  1. Number of consumers with whom an ILP was developed


  1. Total number of consumers served during the reporting year



Section E – Age


Indicate the number of consumers in each category below.


# of Consumers

  1. Under 5 years old


  1. Ages 5 – 19


  1. Ages 20 – 24


  1. Ages 25 – 59


  1. Age 60 and Older


  1. Age unavailable


Section F – Sex


Indicate the number of consumers in each category below.


# of Consumers

  1. Number of Females served


  1. Number of Males served



Section G – Race And Ethnicity


Indicate the number of consumers served in each category below. Each consumer may be counted under ONLY ONE of the following categories in the 704 Report, even if the consumer reported more than one race and/or Hispanic/Latino ethnicity).


This section reflects a new OMB directive.

Please refer to the Instructions before completing.



# of Consumers

(1) American Indian or Alaska Native


(2) Asian


(3) Black or African American


(4) Native Hawaiian or Other Pacific Islander


(5) White


(6) Hispanic/Latino of any race or Hispanic/ Latino only


(7) Two or more races


(8) Race and ethnicity unknown



Section H – Disability


Indicate the number of consumers in each category below.



# of Consumers

  1. Cognitive


  1. Mental/Emotional


  1. Physical


  1. Hearing


  1. Vision


  1. Multiple Disabilities


  1. Other


SubPart III – Individual Services and Achievements funded through Title VII, Chapter 1, part B funds

Sections 13 and 704(m)(4); 34 CFR 364.53; Government Performance Results Act (GPRA) Performance Measures


Subpart III contains new data requests. Please refer to the Instructions before completing.


Section A – Individual Services and Achievements


For the reporting year, indicate in the chart below how many consumers requested and received each of the following IL services. Include all consumers who were provided services during the reporting year through Part B funds, either directly by DSU staff or via grants or contracts with other providers. Do not include consumers who were served by any centers that received Part C funds during the reporting year.


Services

Consumers Requesting

Services

Consumers Receiving Services

(A) Advocacy/Legal Services



(B) Assistive Technology



(C) Children’s Services



(D) Communication Services



(E) Counseling and Related Services



(F) Family Services



(G) Housing, Home Modifications, and Shelter Services



(H) IL Skills Training and Life Skills Training



(I) Information and Referral Services



(J) Mental Restoration Services



(K) Mobility Training



(L) Peer Counseling Services



(M) Personal Assistance Services



(N) Physical Restoration Services



(O) Preventive Services



(P) Prostheses, Orthotics, and Other Appliances



(Q) Recreational Services



(R) Rehabilitation Technology Services



(S) Therapeutic Treatment



(T) Transportation Services



(U) Youth/Transition Services



(V) Vocational Services



(W) Other Services




Section B – Increased Independence and Community Integration


Item 1 – Goals Related to Increased Independence in a Significant Life Area


Indicate the number of consumers who set goals related to the following significant life areas, the number whose goals are still in progress, and the number who achieved their goals as a result of the provision of IL services.


Significant Life Area

Goals Set

Goals Achieved

In Progress

  1. Self-Advocacy/Self-Empowerment




  1. Communication




  1. Mobility/Transportation




  1. Community-Based Living




  1. Educational




  1. Vocational




  1. Self-care




  1. Information Access/Technology




  1. Personal Resource Management




  1. Relocation from a Nursing Home or Institution to Community-Based Living




  1. Community/Social Participation




  1. Other





Item 2 – Improved Access To Transportation, Health Care and Assistive Technology


  1. Table


In column one, indicate the number of consumers who required access to previously unavailable transportation, health care services, or assistive technology during the reporting year. Of the consumers listed in column one, indicate in column two, the number of consumers who, as a result of the provision of IL services (including the four core services), achieved access to previously unavailable transportation, health care services, or assistive technology during the reporting year. In column three, list the number of consumers whose access to transportation, health care services or assistive technology is still in progress at the end of the reporting year.


Areas

# of Consumers Requiring Access

# of Consumers Achieving Access

# of Consumers Whose Access is in Progress

(A) Transportation




(B) Health Care Services




(C) Assistive Technology





Note: For most IL services, a consumer’s access to previously unavailable transportation, health care and assistive technology is documented through his or her CSR. In some instances, consumers may achieve an outcome solely through information and referral (I&R) services. To document these instances as successful outcomes, providers are not required to create CSRs for these consumers but must be able to document that follow-up contacts with these consumers showed access to previously unavailable transportation, health care and assistive technology.


(B) I&R Information


To inform RSA how many service providers engage in I&R follow-up contacts regarding access to transportation, health care services or assistive technology, please indicate the following:


The service provider did ___ / did not ___ engage in follow-up contacts with I & R recipients to document access gained to previously unavailable transportation, health care or assistive technology.

Section C – Additional Information Concerning Individual Services or Achievements

Please provide any additional description or explanation concerning individual services or achievements reported in subpart III, including outstanding success stories and/or major obstacles encountered.


subpart Iv – community Activities AND Coordination

Section 704(i), (l), and (m)(4) of the Act; 34 CFR 364.26, 364.27, and 364.32


Section ACommunity Activities


Item 1 – Community Activities Table


In the table below, summarize the community activities involving the DSU, SILC and CILs in the Statewide Network of Centers (excluding Part C fund recipients) during the reporting year. For each activity, identify the primary disability issue(s) addressed as well as the type of activity conducted. Indicate the entity(ies) primarily involved and the time spent. Describe the primary objective(s) and outcome(s) for each activity. Add more rows as necessary.


Subpart IV contains new data requests. Please refer to the Instructions before completing.


Issue Area

Activity Type

Primary Entity

Hours Spent

Objective(s)

Outcomes(s)






































Item 2 – Description of Community Activities


For the community activities mentioned above, provide any additional details such as the role of the DSU, SILC, CIL, and/or consumers, names of any partner organizations and further descriptions of the specific activities, services and benefits.



Section B – Working Relationships Among Various Entities


Describe DSU and SILC activities to maximize the cooperation, coordination, and working relationships among the independent living program, the SILC, and CILs; and the DSU, other state agencies represented on the SILC, other councils that address the needs of specific disability populations and issues, and other public and private entities. Describe the expected or actual outcomes of these activities.

SUBPart V – Statewide Independent Living Council (SILC)

Section 705 of the Act; 34 CFR 364.21


Section A - Composition and Appointment


Item 1 – Current SILC Composition


In the chart below, provide the requested information for each SILC member. The category in which the member was appointed can be described, for example, as ex-officio state agency representative, other state agency representative, center representative, person with a disability not employed by a center or state agency, section 121 funded project director, parent of person with a disability, community advocate, other service provider, etc. Include current vacancies, along with the corresponding appointment category for each. Add more rows as necessary.


Name of SILC member

Employed by CIL, State Agency or Neither

Appointment Category

Voting or Non-Voting

Term Start Date

Term End Date




























































































Item 2 – SILC Composition Requirements


Please provide the information requested in the chart below. Include any current vacancies in a particular appointment category.


SILC Composition

# of SILC members

(A) How many members are on the SILC?


(B) How many members of the SILC are individuals with disabilities not employed by a state agency or a center for independent living?


(C) How many members of the SILC are voting members?


(D) How many of the voting members of the SILC are individuals with disabilities not employed by a state agency or a center for independent living?



Section B – SILC Membership Qualifications

Section 705(b)(4) of the Act; 34 CFR 364.21(c)


Item 1 – Statewide Representation


Describe how the SILC is composed of members who provide statewide representation.



Item 2 – Broad Range of Individuals with Disabilities from Diverse Backgrounds


Describe how the SILC members represent a board range of individuals with disabilities from diverse backgrounds.



Item 3 – Knowledgeable about IL


Describe how SILC members are knowledgeable about centers for independent living and independent living services.



Section C – SILC Staffing and Support


Item 1 – SILC Staff


Please provide the name and contact information for the SILC executive director. Indicate the number and titles of any other SILC staff, if applicable. Also indicate whether any SILC staff is also a state agency employee.



Item 2 – SILC Support


Describe the administrative support services provided by the DSU, if any.



Section D – SILC Duties

Section 705(c); 34 CFR 364.21(g)


Item 1 – SILC Duties


Provide a summary of SILC activities conducted during the reporting year related to the SILC’s duties listed below:


(A) State Plan Development


Describe any activities related to the joint development of the state plan. Include any activities in preparation for developing the state plan, such as needs assessments, evaluations of consumer satisfaction, hearings and forums.



(B) Monitor, Review and Evaluate the Implementation of the State Plan


Describe any activities related to the monitoring, review and evaluation of the implementation of the state plan.



(C) Coordination With Other Disability Councils


Describe the SILC’s coordination of activities with the State Rehabilitation Council (SRC) established under section 105, if the state has such a Council, or the commission described in section 101(a)(21)(A), if the state has such a commission, and councils that address the needs of specific disability populations and issues under other Federal law. Please state whether the SILC has at least one representative serving as a member of the SRC and whether the SILC has any members serving on other councils, boards or commissions in the state.



(D) Public Meeting Requirements


Describe how the SILC has ensured that all regularly scheduled meetings and other public hearings and forums hosted by the SILC are open to the public and sufficient advance notice is provided.


Item 2 – Other Activities


Describe any other SILC activities funded by non-Part B funds.


Section E – Training and Technical Assistance Needs

Section 721(b)(3) of the Act


Please identify the SILC’s training and technical assistance needs. The needs identified in this chart will guide the priorities set by RSA for the training and technical assistance provided to CILs and SILCs.


Training and Technical Assistance Needs

Choose up to 10 Priority Needs —
Rate items 1-10 with 1 being most important

Advocacy/Leadership Development


General Overview


Community/Grassroots Organizing


Individual Empowerment


Systems Advocacy


Legislative Process


Applicable Laws


General overview and promulgation of various disability laws


Americans with Disabilities Act


Air-Carrier’s Access Act


Fair Housing Act


Individuals with Disabilities Education Improvement Act


Medicaid/Medicare/PAS/waivers/long-term care


Rehabilitation Act of 1973, as amended


Social Security Act


Workforce Investment Act of 1998


Ticket to Work and Work Incentives Improvement Act of 1999


Government Performance Results Act of 1993


Assistive Technologies


General Overview


Data Collecting and Reporting


General Overview


704 Reports


Performance Measures contained in 704 Report


Dual Reporting Requirements


Case Service Record Documentation

Disability Awareness and Information


Specific Issues


Evaluation


General Overview


CIL Standards and Indicators


Community Needs Assessment


Consumer Satisfaction Surveys


Focus Groups


Outcome Measures


Financial: Grant Management


General Overview


Federal Regulations


Budgeting


Fund Accounting


Financial: Resource Development


General Overview


Diversification of Funding Base


Fee-for-Service Approaches


For Profit Subsidiaries


Fund-Raising Events of Statewide Campaigns


Grant Writing


Independent Living Philosophy


General Overview


Innovative Programs


Best Practices


Specific Examples


Management Information Systems


Computer Skills


Software


Marketing and Public Relations


General Overview


Presentation/Workshop Skills


Community Awareness


Networking Strategies


General Overview


Electronic


Among CILs & SILCs


Community Partners


Program Planning


General Overview of Program Management and Staff Development


CIL Executive Directorship Skills Building


Conflict Management and Alternative Dispute Resolution


First-Line CIL Supervisor Skills Building


IL Skills Modules


Peer Mentoring


Program Design


Time Management


Team Building


Outreach to Unserved/Underserved Populations


General Overview


Disability


Minority


Institutionalized Potential Consumers


Rural


Urban


SILC Roles/Relationship to CILs


General Overview


Development of State Plan for Independent Living


Implementation (monitor & review) of SPIL


Public Meetings


Role and Responsibilities of Executive Board


Role and Responsibilities of General Members


Collaborations with In-State Stakeholders


CIL Board of Directors


General Overview


Roles and Responsibilities


Policy Development


Recruiting/Increasing Involvement


Volunteer Programs


General Overview


Optional Areas and/or Comments (write-in)





SubPart VI – SPIL Comparison and updates, Other Accomplishments and Challenges of the Reporting Year

Section 704(m)(4) of the Act; 34 CFR 76.140


Section A – Comparison of Reporting Year Activities with the SPIL


Item 1 – Progress in Achieving Objectives and Goals


Describe progress made in achieving the objectives and goals outlined in the most recently approved SPIL. Discuss goals achieved and/or in progress as well as barriers encountered.



Item 2 – SPIL Information Updates


If applicable, describe any changes to the information contained in the SPIL that occurred during the reporting year, including the placement, legal status, membership or autonomy of the SILC; the SILC resource plan, the design of the statewide network of centers; and the DSU administration of the SILS program.


Section B– Significant Activities and Accomplishments


If applicable, describe any significant activities and accomplishments achieved by the DSU and SILC not included elsewhere in the report, e.g. brief summaries of innovative practices, improved service delivery to consumers, etc.



Section C – Substantial Challenges


If applicable, describe any substantial problems encountered by the DSU and SILC, not included elsewhere in this report, and discuss resolutions/attempted resolutions, e.g., difficulty in outreach efforts; disagreements between the SILC and the DSU; complications recruiting SILC members; complications working with other state agencies or organizations within the state.



Section D – Additional Information


Include any additional information, suggestions, comments or explanations not included elsewhere in the report.

SubPART VII - signatures


Please sign and print the names, titles and telephone numbers of the DSU directors(s) and SILC chairperson.





SIGNATURE OF SILC CHAIRPERSON

DATE



NAME AND TITLE OF SILC CHAIRPERSON

PHONE NUMBER

SIGNATURE OF DSU DIRECTOR

DATE



NAME AND TITLE OF DSU DIRECTOR

PHONE NUMBER



SIGNATURE OF DSU DIRECTOR (Older Blind Program)




DATE

NAME AND TITLE OF DSU DIRECTOR (Older Blind Program)

PHONE NUMBER


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