Gain Comfort for Certification through Internal Process

Registration Requirements for Security-based Swap Dealers and Major Security-based Swap Participants

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0696 can be found here:

Documents and Forms

Document Name Document Type
Form SBSE-C Gain Comfort for Certification through Internal Process Form
SBSE-C FormSBSE-C 34-65543-sbse-c.pdf www.sec.gov Form

Information Collection (IC) Details

IC Title:	Gain Comfort for Certification through Internal Process	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Removed

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.15Fb2-1

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SBSE-C	FormSBSE-C	34-65543-sbse-c.pdf	http://www.sec.gov	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Business and Industry Development

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 28	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Program Change Due to New Statute	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	28	-28
Annual IC Time Burden (Hours)	4,900	-4,900
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.