Information Collection

Form ATS - Periodic Amendments to Update Information

IC 194918 under ICR 201507-3235-003 · OMB 3235-0509.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0509 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form Form ATS Form ATS - Periodic Amendments to Update Information	Form and Instruction
Form ATS Form ATS formats.pdf www.sec.gov/about/forms/formats.pdf	Form and Instruction

IC Title:

Form ATS - Periodic Amendments to Update Information

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Unchanged

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 242.301

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	Form ATS	Form ATS	formats.pdf	http://www.sec.gov/about/forms/formats.pdf	Yes	No	Printable Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: SEC 2-Applications for Registration or Exemption under the Investment Company Act of 1940

FR Citation: 41 FR 4550

Number of Respondents: 95

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits, Not-for-profit institutions

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Requested	Previously Approved
Annual Number of Responses for this IC	190	190
Annual IC Time Burden (Hours)	1,140	1,140
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.