Information Collection

Form N-CEN

IC 217464 under ICR 201507-3235-005 · OMB 3235-0729.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0729 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC (UNKNOWN) Form N-CEN	Form and Instruction
SEC (UNKNOWN) FORM N-CEN N-CEN.pdf	Form and Instruction
secsorn6.pdf SEC SORN6	IC Document
EDGAR PIA_Redacted.pdf EDGAR PIA	IC Document

Information Collection (IC) Details

View Information Collection (IC)

IC Title:

Form N-CEN

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 274.150

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC (UNKNOWN)	FORM N-CEN	N-CEN.pdf		Yes	Yes	Fillable Fileable Signable

Federal Enterprise Architecture Business Reference Module

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: Periodic Reports Filed under the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of 1940 and Investment Advisers Act of

FR Citation: 41 FR 41550

Number of Respondents: 3,146

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Requested	Change Due to Adjustment in Agency Estimate
Annual Number of Responses for this IC	3,146	3,146
Annual IC Time Burden (Hours)	59,900	59,900
Annual IC Cost Burden (Dollars)	19,078,150	19,078,150

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
SEC SORN6	secsorn6.pdf	07/22/2015
EDGAR PIA	EDGAR PIA_Redacted.pdf	07/22/2015

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.