Form N-8A (17 CFR 274.10) under the Investment Company Act of 1940: Notification of Registration of Investment Companies

Form N-8A under the Investment Company Act of 1940: Notification of Registration of Investment Companies

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0175 can be found here:

Documents and Forms

Document Name Document Type
Form SEC 1102 Form N-8A (17 CFR 274.10) under the Investment Company Act of 1940: Notification of Registration of Investment Companies Form and Instruction
SEC 1102 Form N-8A formn-8a.pdf www.sec.gov/about/forms/formn-8a.pdf Form and Instruction
EDGAR PIA_Redacted.pdf EDGAR PIA IC Document
secsorn2.pdf SEC SORN 2 IC Document

Information Collection (IC) Details

IC Title:	Form N-8A (17 CFR 274.10) under the Investment Company Act of 1940: Notification of Registration of Investment Companies	Agency IC Tracking Number:	270-135

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 274.10

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC 1102	Form N-8A	formn-8a.pdf	http://www.sec.gov/about/forms/formn-8a.pdf	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: Applications for Registration or Exemption under the Investment Company Act of 1940.	FR Citation: 41 FR 5318

Number of Respondents: 92	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	92	-38	130
Annual IC Time Burden (Hours)	92	-38	130
Annual IC Cost Burden (Dollars)	41,308	-16,282	57,590

Documents for IC

Title	Document	Date Uploaded
EDGAR PIA	EDGAR PIA_Redacted.pdf	01/05/2016
SEC SORN 2	secsorn2.pdf	01/05/2016

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.