Form FR Y-7Q FR Y-7Q Capital and Asset Report for Foreign Banking Organizatio

FR Y-7Q
OMB Number 7100-0125
Approval expires March 31, 2017
Page 1 of 3

SEE GENERAL INSTRUCTIONS FOR FILING FREQUENCY REQUIREMENTS.

Board of Governors of the Federal Reserve System

The Capital and Asset Report for
Foreign Banking Organizations—FR Y-7Q
This Report is required by law: Section 5(c) of the Bank Holding
Company Act (12 U.S.C. § 1844(c)) and sections 8(c) and 13 of
the International Banking Act (12 U.S.C. §§ 3106(c) and 3108).
The Capital and Asset Report for Foreign Banking Organizations
is to be prepared in accordance with the instructions provided by the

NOTE: The Capital and Asset Report for Foreign Banking
Organizations must be signed by an authorized officer of the foreign banking organization.

Federal Reserve System. The Federal Reserve may not conduct
or sponsor, and an organization is not required to respond to, a
collection of information unless it displays a currently valid OMB
control number.

Date of Report:
Month / Day / Year (FBOQ 9999)

I, the undersigned officer of the foreign banking organization
attest that the FR Y-7Q report for this report date has been prepared in conformance with the instructions issued by the Federal
Reserve System and is true and correct to the best of my knowledge and belief.

Printed Name of Officer (FBOQ C490)

Legal Name of Foreign Banking Organization (TEXT 9010)

Title of Officer (FBOQ C491)

Mailing Address of Foreign Banking Organization (TEXT 9110)

Signature of Officer

City (TEXT 9130)

Date of Signature (MM/DD/YYYY) (FBOQ J196)

Country (TEXT 9005)

Postal Code (TEXT 9220)

Person in the U.S. to whom questions about this report should be
directed:

Name / Title (FBOQ 8901)
Area Code / Phone Number (FBOQ 8902)

For Federal Reserve Bank Use Only
Top-tier FBO RSSD ID
Lower-tier FBO RSSD ID
C.I.

Area Code / FAX Number (FBOQ 9116)

S.F.

F.C.
E-mail Address of Contact (FBOQ 4086)

Public reporting burden for this information collection is estimated to average 1.75 hours for quarterly reporters and 1.5 hours for annual reporters, including the time to gather and maintain
data in the required form and to review instructions and complete the information collection. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden to: Secretary, Board of Governors of the Federal Reserve System, 20th and C Streets, NW, Washington, DC 20551, and to the Office of
Management and Budget, Paperwork Reduction Project (7100-0125), Washington, DC 20503.
12/2014

FR Y-7Q
Page 2 of 3

For Federal Reserve Bank Use Only
Top-tier FBO RSSD ID
C.I.

S.F.

F.C.

Part 1. Capital and Asset Information for the Top-tier Foreign Banking Organization
1. Is the foreign banking organization required by its home-country supervisor to calculate its capital ratios
using a risk-adjusted framework consistent with the Basel Capital Accord? .............................................

0=No FBOQ
1=Yes B162

1.

If the answer to line item 1 is "Yes," provide capital and asset information in U.S. dollars using the procedure consistent with the
risk-based framework required by the home-country supervisor. If the answer to line item 1 is "No," then provide the organization's
best approximation under the Basel Capital Accord of the capital and asset information requested in U.S. dollars.
U.S. Dollar Amounts in Millions
2. Tier 1 capital ......................................................................................................................
3. Total risk-based capital .........................................................................................................
4. Risk-weighted assets ...........................................................................................................
5. Total consolidated assets at the end of the reporting period..........................................................
6. Total combined assets of U.S. operations, net of intercompany balances and transactions
between U.S. domiciled affiliates, branches, and agencies...........................................................
7. Total U.S. non-branch assets ..............................................................................................

FBOQ

Tril

Bil

Mil

8274
3792

2.
3.
4.
5.

A223
2170
FBOD

2170
S292

6.
7.
Month Day

Year

FBOQ (MM) (DD) (YYYY)

8. Enter the as-of date for the financial data provided above ............................................................ C116

8.

12/2014

FR Y-7Q
Page 3 of 3

For Federal Reserve Bank Use Only
Top-tier FBO RSSD ID
Lower-tier FBO RSSD ID
C.I.

S.F.

F.C.

Part 2. Capital and Asset Information for the Lower-tier FBOs Operating a Branch, or Agency, or
Owning an Edge or Agreement Corporation, or a Commercial Lending Company Subsidiary in
the United States (where any FBO in the Organization's tiered structure has effectively elected
to be a financial holding company)1
General Information

Legal title of lower-tier FBO operating a branch, or an agency, or owning an Edge/
Agreement Corporation, or a commercial lending company subsidiary in the United
States

Country of lower-tier FBO operating a branch, or an agency, or owning an Edge/
Agreement corporation, or a commercial lending company subsidiary in the United
States

1. Is the reporting lower-tier FBO required by its home-country supervisor to calculate its capital ratios using a
risk-adjusted framework consistent with the Basel Capital Accord? ........................................................

0=No FBOQ
1=Yes B162

1.

If the answer to line item 1 is "Yes," provide capital and asset information in U.S. dollars using the procedure consistent with the
risk-based framework required by the home-country supervisor. If the answer to line item 1 is "No," then provide the organization's
best approximation under the Basel Capital Accord of the capital and asset information requested in U.S. dollars.
U.S. Dollar Amounts in Millions
2. Tier 1 capital ......................................................................................................................
3. Total risk-based capital .........................................................................................................
4. Risk-weighted assets ...........................................................................................................
5. Total consolidated assets at the end of the reporting period..........................................................

FBOQ

Tril

Bil

Mil

8274
3792
A223

2.
3.
4.
5.

2170
Month Day

Year

FBOQ (MM) (DD) (YYYY)

6. Enter the as-of date for the financial data provided above ............................................................

C116

6.

1. A separate version of Part 2 should be submitted for each of the top-tier reporter's lower-tier FBOs that meet these reporting requirements.

03/2014