Fingerprinting Requirements

Rule 17f-2(a): Fingerprinting Requirements for Securities Professionals

OMB: 3235-0034

IC ID: 34097

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Fingerprinting Requirements
 
No Modified
 
Mandatory
 
17 CFR 240.17f-2(a)

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

4,500 0
   
Individuals or Households
 
   80 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 300,700 0 0 -249,300 0 550,000
Annual IC Time Burden (Hours) 150,350 0 0 -124,650 0 275,000
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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