Form ATS-R - Quarterly Reports

Rule 301: Requirements for Alternative Trading Systems and Form ATS; ATS-R

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0509 can be found here:

Documents and Forms

Document Name Document Type
Form ATS-R Form ATS-R - Quarterly Reports Form and Instruction
ATS-R ATS-R formats-r.pdf www.sec.gov/about/forms/formats-r.pdf Form and Instruction

Information Collection (IC) Details

IC Title:	Form ATS-R - Quarterly Reports	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Unchanged

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 242.301

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	ATS-R	ATS-R	formats-r.pdf	http://www.sec.gov/about/forms/formats-r.pdf	Yes	No	Printable Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: SEC 2-Applications for Registration or Exemption under the Investment Company Act of 1940	FR Citation: 41 FR 4550

Number of Respondents: 95	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits, Not-for-profit institutions

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Previously Approved
Annual Number of Responses for this IC	380	380
Annual IC Time Burden (Hours)	1,520	1,520
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.