Information Collection

Regulation Automated Trading

IC 219116 under ICR 201511-3038-002 · OMB 3038-0112.

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Information Collection (IC) Details

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IC Title:	Regulation Automated Trading	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 40.23(c) and 40.23(d) 17 CFR 1.83(a) and (b) 17 CFR 1.83(c) and (d)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 492	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	4,428	4,428
Annual IC Time Burden (Hours)	72,480	72,480
Annual IC Cost Burden (Dollars)	2,447,010	2,447,010

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.