Information Collection

Regulation Automated Trading

IC 219116 under ICR 201511-3038-002 · OMB 3038-0112.

Documents and Forms

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Document Name	Document Type

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IC Title:

Regulation Automated Trading

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 40.23(c) and 40.23(d) 17 CFR 1.83(a) and (b) 17 CFR 1.83(c) and (d)

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 492

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Requested	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	4,428	4,428
Annual IC Time Burden (Hours)	72,480	72,480
Annual IC Cost Burden (Dollars)	2,447,010	2,447,010

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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