Information Collection

Rule 404: Books and Records to Be Made and Maintained by Funding Portals

IC 216557 under ICR 201511-3235-007 · OMB 3235-0727.

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Information Collection (IC) Details

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IC Title:	Rule 404: Books and Records to Be Made and Maintained by Funding Portals	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Unchanged

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 227.404

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: SEC-1	FR Citation: 41 FR 41550

Number of Respondents: 150	Number of Respondents for Small Entity: 90

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to New Statute
Annual Number of Responses for this IC	150	150
Annual IC Time Burden (Hours)	32,500	32,500
Annual IC Cost Burden (Dollars)	535,000	535,000

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