Information Collection

Rule 30b1-9 and Form N-PORT (Liquidity Section)

IC 219119 under ICR 201511-3235-011 · OMB 3235-0735.

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
EDGAR PIA_Redacted.pdf EDGAR PIA	IC Document
secsorn6.pdf SORN 6	IC Document

Information Collection (IC) Details

View Information Collection (IC)

IC Title:

Rule 30b1-9 and Form N-PORT (Liquidity Section)

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 274.150

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Federal Enterprise Architecture Business Reference Module

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: Periodic Reports Filed under the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of 1940 and Investment Advisers Act of

FR Citation: 41 FR 41550

Number of Respondents: 8,734

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Requested	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	104,808	104,808
Annual IC Time Burden (Hours)	79,436	79,436
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
EDGAR PIA	EDGAR PIA_Redacted.pdf	11/30/2015
SORN 6	secsorn6.pdf	11/30/2015

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.