Rule 17a-25: Contact Info

Rule 17a-25, Electronic Submission of Securities Trading Data by Exchange Members, Brokers, and Dealers.

OMB: 3235-0540

IC ID: 190767

Documents and Forms
Document Name
Document Type
IC Document
Information Collection (IC) Details

View Information Collection (IC)

Rule 17a-25: Contact Info 270-482
 
No Modified
 
Mandatory
 
17 CFR 240.17a-25

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

Enforcement Files  67 FR 48497

8 0
   
Private Sector Businesses or other for-profits
 
   99 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 8 0 0 -492 0 500
Annual IC Time Burden (Hours) 2 0 0 -123 0 125
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

Title Document Date Uploaded
SEC SORN 42 secsorn42.pdf 02/22/2016
            Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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