Information Collection

Regulation Establishing and Governing the Duties of Swap Dealers and Major Swap Dealers

IC 195311 under ICR 201601-3038-004 · OMB 3038-0084.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0084 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form 8-R Individual Application Template with Instructions Regulation Establishing and Governing the Duties of Swap Dealers and Major Swap Dealers	Form and Instruction
8-R Individual Application Template with Instructions Form 8-R doc.pdf	Form and Instruction

IC Title:

Regulation Establishing and Governing the Duties of Swap Dealers and Major Swap Dealers

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 23.601 17 CFR 23.603 17 CFR 23.600

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	8-R				Yes	Yes	Fillable Fileable

Line of Business: General Government

Subfunction: Executive Functions

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 105

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	1,995	-380	2,375
Annual IC Time Burden (Hours)	120,592	-22,971	143,563
Annual IC Cost Burden (Dollars)	0	-14,356,875	14,356,875

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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