Rule 30b1-9 and Form N-PORT

Rule 30b1-9 and Form N-PORT (Derivatives Section)

Documents and Forms

Document Name Document Type
Form SEC [UNKNOWN] Rule 30b1-9 and Form N-PORT Form and Instruction
SEC [UNKNOWN] Form N-PORT ic-31933.pdf Form and Instruction
EDGAR PIA_Redacted.pdf EDGAR PIA IC Document

Information Collection (IC) Details

IC Title:	Rule 30b1-9 and Form N-PORT	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 274.150

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC [UNKNOWN]	Form N-PORT	ic-31933.pdf	TBD	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: Periodic Reports Filed under the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of 1940 and Investment Advisers Act of	FR Citation: 41 FR 41550

Number of Respondents: 1,676	Number of Respondents for Small Entity: 11

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Requested	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	20,112	20,112
Annual IC Time Burden (Hours)	14,667	14,667
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
EDGAR PIA	EDGAR PIA_Redacted.pdf	02/22/2016

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.