Dealer Policies and Procedures

Rule 15b9-1 – Exemption for Certain Exchange Members

OMB: 3235-0743

IC ID: 219959

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Dealer Policies and Procedures
 
No New
 
Mandatory
 
17 CFR 240.15b9-1

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

100 11
   
Private Sector Businesses or other for-profits
 
   0 %

  Requested Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 100 0 100 0 0 0
Annual IC Time Burden (Hours) 10,133 0 10,133 0 0 0
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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