Case Abstraction Form

Emergency Epidemic Investigation Data Collections - Expedited Reviews

Appendix 1. Case Abstraction Form

Undetermined transmission and risk factors for multidrug-resistant Mycobacterium tuberculosis among Tribal members - Arizona, 2016

OMB: 0920-1011

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Form Approved

OMB No. 0920-1011

Exp. Date 03/31/2017


Case Abstraction Form


Demographics

Question

Code

Variable

RVCT number



RVCT

Last Name



Lname

First Name



Fname

Alternate Names/Nicknames/Aliases:



Alias

Date of Birth (MM/DD/YY)



DOB

Age (years)



Age

Gender (1=Male, 2=Female, 3=Other, 99=missing)



Sex

Race/Ethnicity (1=Black, 2=White, 3=Hispanic/Latino, 4= American Indian/Alaskan Native, 5=Native Hawaiian/Pacific Islander, 6=Asian, 7=Other, 99=Missing) [Mark all that apply]


Race

Tribe

If American Indian, then specify tribe:


Tribe

Tribe A residence If lives on Tribe A reservation, specify which area:

1=northwest of Yuma, 2=southwest of Yuma, 3=south of Yuma


Residence

If lives elsewhere, specify



Other

Locating Information, if available:

Addresses: Phones:




How long at this address?


Be sure to list any other known addresses during last 3 years.


Country of Birth (1=United States, 2=Other [foreign-born], 99=missing)


If foreign-born, then specify country:


Birth



Country

Date of arrival (MM/DD/YY) For patients born outside the United States,
enter the date of arrival in the United States.


Arrival



TB Risk Factors

Question

Code

Variable

HIV infection (0=No, 1=Yes, 99=Unknown)



HIV

Diabetes (0=No, 1=Yes, 99=Unknown)



DM

If diabetic, most recent HbA1C



A1C

Chronic Renal Failure (0=No, 1=Yes, 99=Unknown)



ESRD

Immunosuppression other than HIV (e.g. organ transplant, chemotherapy, medications such as steroids, TNF blockers. 0=No, 1=Yes, 99=Unknown)


Immune

Mental illness (0=No, 1=Yes, 99=Unknown) (Axis I diagnosis not related to substance abuse, e.g. mood disorders, schizophrenia, anxiety disorders)


Mental

Injection drug use-recent

(Within 1 year of TB diagnosis. 0=No, 1=Yes, 99=Unknown)


IDU_rvct

Injection drug use-ever

(Prior to 1 year of TB diagnosis. 0=No, 1=Yes, 99=Unknown)


IDU_ever

Injection drug names

(open ended) list all drugs injected ever


IDU_list

Non-injection drug use-recent
(Within 1 year of TB diagnosis. 0=No, 1=Yes, 99=Unknown)


NIDU_rvct

Non-injection drug use-ever
(Prior to 1 year of TB diagnosis. 0=No, 1=Yes, 99=Unknown)


NIDU_ever

Non-Injection drug names

(open ended) list all non-injection drugs used ever


NIDU_list

Excess alcohol use-recent

(Within 1 year of TB diagnosis. 0=No, 1=Yes, 99=Unknown)


EtOH_rvct

Excess alcohol use-ever

(Prior to 1 year of TB diagnosis. 0=No, 1=Yes, 99=Unknown)


EtOH_ever

Smoking commercial tobacco regularly (i.e., most days) for at least 1 year at time of diagnosis (0=No, 1=Yes, 99=Unknown)


Tobacco

Homeless/unstable housing within 1 year of diagnosis?

(0=No, 1=Yes 99=Unknown)


Home1


Homeless/unstable housing >1 year before diagnosis?

(0=No, 1=Yes 99=Unknown)


Home2


Use of homeless shelter within 1 year of diagnosis? 0=No, 1=Yes 99=Unknown


Shelter1

Use of homeless shelter >1 year before diagnosis? 0=No, 1=Yes 99=Unknown


Shelter2

Shelter names

(open ended) list all homeless shelters used


Shelter_list

At least 1 night in correctional/detention facility within 1 year of diagnosis? (0=No, 1=Yes 99=Unknown)


Incarc1


At least 1 night in correctional/detention facility >1 year before diagnosis? (0=No, 1=Yes 99=Unknown)


Incarc2

Incarceration facility names

(open ended) list all correctional/detention facilities where stayed at least 1 night


Incarc_list

Residence in long term care facility within 1 year of diagnosis?

(0=No, 1=Yes 99=Unknown)


LTCF1

Residence in long term care facility>1 year before diagnosis?

(0=No, 1=Yes 99=Unknown)


LTCF2


If known exposure to TB case, exposure type:

(1=own household, 2=homeless shelter, 3=jail, 4=other household, 5=bar, 6= hotel, 7=Other: ______________)


List name of site if known:________________________



TBexp


ExpOth


ExpSite



TB Case Characteristics

Question

Code

Variable

How was case recognized or detected?

(1=symptoms, 2=contact investigation, 3=routine TB screening by healthcare provider, 4=incidental finding by healthcare provider, 5=other, 99=unknown)


Caserec

Cough (0=not present 1= present, 99=unknown)



Cough

Fever (0=not present 1= present, 99=unknown)



Fever

Night Sweats (0=not present 1= present, 99=unknown)



Sweats

Weight Loss (0=not present 1= present, 99=unknown)



Weight

Other TB Symptoms (list)



OthSx

Date of first symptom onset (Enter the first date the patient began experiencing symptoms in the format MM/DD/YY)


DateSx

Site of disease

(1=pulmonary, 2=extrapulmonary, 3=both pulmonary and extrapulmonary)


TBSite

Diagnostic CXR result (1=Negative, 2=Abnormal, possibly TB, 3=Abnormal, not consistent with TB, 4=Unknown [not completed or not available])


CXRrslt

Diagnostic chest radiograph (CXR) result date (Enter the date of the patient’s most recent CXR completed as part of current diagnostic workup leading to patient’s current diagnosis of TB. MM/DD/YY)


CXRdate

Cavitary disease on CXR? (0=No, 1=Yes, 99=Unknown)



CavCXR

Cavitary disease on CT? (0=No, 1=Yes, 99=Unknown)


CavCT

Sputum AFB smear positive disease? (0=No, 1=Yes, 2=Sputum never submitted)



Sputum

Sputum smear converted to negative (0=No, 1=Yes <2 months of treatment, 2=Yes >2 months of treatment, 3=Unknown/NA)


Smearconv


Other site AFB smear positive? (0=No, 1=Yes, 99=Unknown)

Specify Site:__________________


OthSmear

OthSite

Culture-confirmed disease? (0=No, 1=sputum only, 2=non-sputum specimen, 3=both sputum and non-sputum specimens, 4=specimens never submitted, 99=Unknown)


Culture

If culture confirmed, list GENType



GENType

Culture converted to negative (0=No, 1=Yes <2 months of treatment, 2=Yes >2 months of treatment, 3=Unknown/NA)


Cxconv


Diagnosis date (MM/DD/YY) (the earliest date of the following: positive smear, positive culture, positive PCR test, or abnormal chest x-ray/CT scan)


Dxdate

Drug susceptibility based on molecular testing

(1=Pan-susceptible, 2=INH resistance, 3=rifampin resistance, 4=multiple resistance, including MDR TB, 88=pending, 99=unknown)


Suscept_Mol

Drug susceptibility based on culture
(1=Pan-susceptible, 2=INH resistance, 3=rifampin resistance, 4=multiple resistance, including MDR TB, 88=pending, 99=unknown)


Suscept_DST

INH resistance level (highest concentration at which isolate is resistant)



INHR

RIF resistance level (highest concentration at which isolate is resistant)



RIFR

Specify any other detected resistance



Oth_R

Diagnostic TST result (Enter the patient’s TST result, if completed as part of the diagnostic workup leading to the patient’s current diagnosis of TB. 1=negative, 2=positive, 3=positive with conversion [>10mm increase in last 2 years], 4=not done due to prior positive TST, 5=not done for other reason, 99=result unknown)


TST

Diagnostic TST reading (mm reading)



TSTmm

Diagnostic TST date (MM/DD/YY)



TSTdate

Diagnostic QFT result (Enter the patient’s qualitative QFT result, if completed as part of the diagnostic workup leading to the patient’s current diagnosis of TB. 1=negative, 2=positive, 3=indeterminate, 4=not done, 99=unknown)


QFT

Diagnostic QFT value (result-nil). (Enter the quantitative result of the patient’s current QFT result, 99=Unknown. Leave blank if not performed.)


QFTvalue

Diagnostic QFT date (MM/DD/YY)



QFTdate

Diagnostic T.Spot result (Enter the patient’s qualitative result, if completed as part of the diagnostic workup leading to the patient’s current diagnosis of TB. 1=negative, 2=positive, 3=indeterminate, 4=borderline, 5=not done, 99=unknown)


TSpot

Diagnostic T.Spot value (Enter the quantitative result of the patient’s current result, 99=Unknown. Leave blank if not performed.)


TSpotvalue

Diagnostic T.Spot date (MM/DD/YY)



TSpotdate

Treatment (1=On treatment, 2=Completed full treatment, 3=Completed partial treatment, 4=Died during treatment, 5= Died before treatment, 6=died after treatment, 7=awaiting treatment initiation, 8=refused treatment, 99=Unknown)


TBrx




Start date of initial TB treatment

(Enter the date of antituberculosis medication in the format MM/DD/YY.)


TBRxdate

If applicable, date of change to MDR TB regimen

(Enter the date of antituberculosis medication in the format MM/DD/YY.)


MDRRxdate

List MDR TB regimen



MDRregimen

Date of treatment completion if done (Enter the date of antituberculosis medication in the format MM/DD/YY.)


Rxcomp


History of loss to follow-up or non-compliance during this TB treatment course (0= No, 1= Yes, 99=Unknown)


TBfu

If died, then enter date of death (MM/DD/YY)



Deathdate

If died, then enter cause of death



Deathcause



Previous TB episodes and LTBI history

Question

Code

Variable

Prior TB disease? (0=No, 1=Yes, 99=Unknown)



PrevTB

Year of previous diagnosis (YYYY)



Prevyr

If prior TB, exposure type (1=own household, 2=homeless shelter, 3=jail, 4=other household, 5=bar, 6= hotel, 7=Other: ______________)


PrevTBexp


PrevTBexpoth

If prior TB, drug susceptibility (1=Pan-susceptible, 2=INH resistance, 3=rifampin resistance, 4=multiple resistance, incl. MDR TB, 88=pending, 99=unknown)


Prevresist


If prior TB, Genotype (GENType)



PrevGENtype

TB treatment completed (0= No, 1= Yes, 2=In progress, 99=Unknown)



PrevTBRx

History of loss to follow-up or non-compliance during TB treatment (0= No, 1= Yes, 99=Unknown)


PrevTBfu

Previous positive test for LTBI
0= No, 1= Pos TST, 2=Pos IGRA, 99=Unknown)


HxLTBI

Previous TST result date (Enter the date of the patient’s most recent TST before any test conducted as part of current diagnostic workup leading to patient’s current diagnosis of TB. MM/DD/YY)


PrevTSTdate

Previous TST result (MM) (Enter the mm reading of the patient’s previous TST result. 99=Unknown)


PrevTSTmm

Previous TST interpretation (1=Negative, 2=Positive, 3=Unknown)



PrevTSTrslt

Previous QFT result date (Enter the date of the patient’s most recent QFT before any a test conducted as part of current diagnostic workup leading to patient’s current diagnosis of TB. MM/DD/YY)


PrevQFTdate

Previous QFT result (Enter value [result-nil]. 99= unknown)



PrevQFTnum

Previous QFT interpretation (1=Negative, 2=Convertor, 3=Unknown)


PrevQFTrslt

Diagnostic T.Spot result (Enter the patient’s qualitative result, if completed as part of the diagnostic workup leading to the patient’s current diagnosis of TB. 1=negative, 2=positive, 3=indeterminate, 4=not done, 99=unknown)


PrevTSpot

Diagnostic T.Spot value (Enter the quantitative result of the patient’s current result, 99=Unknown. Leave blank if not performed.)


PrevTSpotvalue

Diagnostic T.Spot date (MM/DD/YY)



PrevTSpotdate

Previous chest radiograph (CXR) result date (Enter the date of the patient’s most recent CXR before any CXR conducted as part of current diagnostic workup leading to patient’s current diagnosis of TB. MM/DD/YY)


DateprevCXR

Previous CXR result (1=Negative, 2=Abnormal, possibly TB, 3=Abnormal, not consistent with TB, 99=Unknown [not completed or not available])


PrevCXRrslt

Initiated treatment for LTBI?

0=offered but refused, 1=never offered by provider, 2=yes, initiated, 99=unknown


LTBIRxStart

Prior LTBI treatment completed 0= No, 1= Yes, 99=Unknown


HxLTBIRx



Infectious Period Determination

Question

Code

Variable

Date of infectious period beginning (format MM/DD/YY)

-For symptomatic patients, start the infectious period 3 months before “Date of symptom onset” recorded on page 2.

-For asymptomatic patients who have sputum smear-positive or cavitary disease, start the infectious period 3 months before the “Diagnosis date” recorded on page 2.

-For asymptomatic patients without sputum smear-positive or cavitary disease, start the infectious period 1 month before the “Diagnosis date” recorded on page 2


IPopen










Date of infectious period end (format MM/DD/YY)

For patients who are not isolated, the infectious period can be closed when the following three conditions are met:

  1. Treatment with an adequate regimen (based on drug susceptibility results) for 2 weeks, AND

  2. The patient shows clinical improvement, AND

  3. Three consecutive sputum smears are negative (which have been obtained at least 8 hours apart)


For patients who are isolated (e.g. in a hospital) until these three conditions are met, then use date of isolation as the end of the infectious period.


IPend











Public reporting burden of this collection of information is estimated to average 4 hours per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. An agency may not conduct or sponsor, and a person is not required to respond to a collection of information unless it displays a currently valid OMB control number. Send comments regarding this burden estimate or any other aspect of this collection of information including suggestions for reducing this burden to CDC/ATSDR Reports Clearance Officer; 1600 Clifton Road NE, MS D-74 Atlanta, Georgia 30333; ATTN: PRA (0920-1011)

File Typeapplication/msword
File TitleContact Investigation
AuthorDerrick Felix
Last Modified ByEaton, Danice (CDC/OPHSS/CSELS)
File Modified2016-05-05
File Created2016-05-05

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