18cfr 131.52 (2015)

CFR-2015-title18-vol1-sec131-52.pdf

FERC-516, (Final Policy Statement in PL15-3) Electric Rate Schedules and Tariff Filings

18CFR 131.52 (2015)

OMB: 1902-0096

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Federal Energy Regulatory Commission
(l) Net cost to the company for securities with a stated interest or dividend
rate.
[Order 575, 60 FR 4855, Jan. 25, 1995]
EFFECTIVE DATE NOTE: At 70 FR 35375, June
20, 2005, § 131.50 paragraphs (a) and (b) were
revised, effective at the time of the next efiling release during the Commission’s next
fiscal year. For the convenience of the user,
the revised text follows:
§ 131.50 Report of proposals received.
(a) No later than 30 days after the sale or
placement of long-term debt or equity securities or the entry into guarantees or assumptions of liabilities (collectively referred
to as ‘‘placement’’) pursuant to authority
granted under Part 34 of this chapter, the applicant must file, in electronic format, a
summary of each proposal or proposals received for the placement. The proposal or
proposals accepted must be indicated. The
information to be filed must include:
(1) Par or stated value of securities;
(2) Number of units (shares of stock, number of bonds) issued;
(3) Total dollar value of the issue;
(4) Life of the securities, including maximum life and average life of sinking fund
issue;
(5) Dividend or interest rate;
(6) Call provisions;
(7) Sinking fund provisions;
(8) Offering price;
(9) Discount or premium;
(10) Commission or underwriter’s spread;
(11) Net proceeds to company for each unit
of security and for the total issue;
(12) Net cost to the company for securities
with a stated interest or dividend rate.
(b) This report must be filed with the Commission as prescribed in § 385.2003 of this
chapter and as indicated in the instructions
set out in this report. This report is an electronic file that is classified as a ‘‘qualified
document’’ in accordance with § 385.2003(c)(1)
and (2). As a qualified document, no paper
copy version of the filing is required unless
there is a request for privileged or protected
treatment or the document is combined with
another
document
as
provided
in
§ 385.2003(c)(3) or (4).

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§ 131.51

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[Reserved]

lpowell on DSK54DXVN1OFR with $$_JOB

§ 131.52 Certificate of concurrence.
(See §§ 35.1 through 35.21 of this chapter.)
This is to certify thatlllllllll
(Name of public utility concurring)
assents to and concurs in the rate schedule
(rate schedule supplement) described below,

§ 131.70
which thellllllllllllll (Name
of public utility filing rate schedule) has
filed, and hereby files this certificate of concurrence in lieu of the filing of the rate
schedule (rate schedule supplement) specified.
(Here give exact description of rate schedule
or supplement, including F.E.R.C. number)
———————————————————————
(Name of public utility)
By llllllllllllllllllllll
———————————————————————
(Title)
Dated lllllllll 19ll.
[Order 141, 12 FR 8591, Dec. 19, 1947, as
amended by Order 271, 28 FR 11404, Oct. 24,
1963; Order 541, 57 FR 21734, May 22, 1992;
Order 714, 73 FR 57533, Oct. 3, 2008]

§ 131.53

[Reserved]

§ 131.70 Form 12 of application by State
and municipal licensees for exemption from payment of annual
charges.
(See § 11.6 of this chapter.) Application by State and municipal licensees
for exemption from payment of annual
charges must be prepared on this form.
The form specifies that in filing application for exemption, the following
data and schedules shall be submitted:
1. Name and address of correspondent;
2. Basis for claimed exemption;
3. Generating plants owned or operated by
licensee;
4. Transmission lines and distribution
lines;
5. KWH of power generated, purchased and
interchanged;
6. Power sold or otherwise disposed of
(kwh);
7. Power interchange (in detail);
8. Statement of unusual conditions attending the disposition of electric power;
9. Book cost of electric property;
10. Operating revenues;
11. Operating expenses and other deductions from revenues;
12. Affidavit.
[Order 143, 13 FR 6682, Nov. 13, 1948, as
amended by Order 756, 77 FR 4894, Feb. 1,
2012]

12 Copies of this form may be obtained upon
request from the Federal Energy Regulatory
Commission.

535

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