Attachment N: Pesticide Submission Portal (PSP) Screenshots, Instructions and Guidance

0277.17_Attachment N-Pesticide Submission Portal (PSP); Instructions, Screenshots and Related Guidance.pdf

Application for New and Amended Pesticide Registration (Renewal)

Attachment N: Pesticide Submission Portal (PSP) Screenshots, Instructions and Guidance

OMB: 2070-0060

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OPP Pesticide Submission Portal (PSP) User Guide Version 1.1

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CDX Pesticide Submissions Portal
(PSP) Registration User Guide
Environmental Protection Agency
Office of Pesticide Programs

Table of Contents
Table of Contents......................................................................................................................... i
List of Exhibits ............................................................................................................................ iii
1

Introduction ........................................................................................................................1
1.1

Purpose ........................................................................................................................1

1.2

Topics Covered ............................................................................................................1

1.3

Application Support ......................................................................................................1

2

System Requirements ........................................................................................................3
2.1

Supported Browsers .....................................................................................................3

2.2

Screen Resolution ........................................................................................................3

3

CDX Main Navigation .........................................................................................................4
3.1

Overview ......................................................................................................................4

3.2

CDX Homepage ...........................................................................................................4

4

CDX Core Registration for Primary Submitters .................................................................16
4.1

PSP User Roles..........................................................................................................16

4.2

Terms and Conditions.................................................................................................16

4.3

Program Service .........................................................................................................18

4.4

Role Access (Primary Submitter) ................................................................................20

4.5

Logging in to MyCDX for New Users ..........................................................................28

5

Additional Verification .......................................................................................................31
5.1

Identity Verification Process........................................................................................31

5.2

CDX Electronic Signature Agreement (ESA) .............................................................. 35

5.3

RMAM Approval .........................................................................................................41

5.4

Registration Notifications ............................................................................................42

5.5

Access PSP................................................................................................................44

6

Managing User and Organization Information ..................................................................45
6.1

Managing Organization Information ............................................................................45

6.2

Add PSP to an existing CDX Account .........................................................................50

6.3

Organization Information ............................................................................................54

7

Manage Program Services and Add Additional EPA OPP Company Numbers ................. 58

8

PSP Role Sponsorship .....................................................................................................60
8.1

Role Sponsorship .......................................................................................................60

8.2

Role Sponsorship/Invitation ........................................................................................60

8.3

Finalizing the Role Sponsorship Process ....................................................................77

OPP CDX Pesticide Submission Portal Registration User Guide

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9

Appendix A - Definitions, Acronyms, and Abbreviations ...................................................83

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List of Exhibits
Exhibit 3-1: CDX Homepage Screen (Scroll 1) ............................................................................5
Exhibit 3-2: CDX Homepage Screen (Scroll 2) ............................................................................6
Exhibit 3-3: About CDX Screen (Scroll 1) ....................................................................................7
Exhibit 3-4: About CDX Screen (Scroll 2) ....................................................................................8
Exhibit 3-5: Recent Announcements Screen ...............................................................................9
Exhibit 3-6: Terms and Conditions Screen (Scroll 1) .................................................................10
Exhibit 3-7: Terms and Conditions Screen (Scroll 2) .................................................................11
Exhibit 3-8: Terms and Conditions Screen (Scroll 3) .................................................................12
Exhibit 3-9: Help Screen ...........................................................................................................13
Exhibit 3-10: Contact Us (Scroll 1) ............................................................................................14
Exhibit 3-11: Contact Us (Scroll 2) ............................................................................................15
Exhibit 4-1: CDX Terms and Conditions Screen ........................................................................17
Exhibit 4-2: Program Service Screen ........................................................................................19
Exhibit 4-3: Program Service Screen (Filtered View) .................................................................20
Exhibit 4-4: Select Role .............................................................................................................21
Exhibit 4-5: Enter Company Number .........................................................................................22
Exhibit 4-6: Company Search Results .......................................................................................23
Exhibit 4-7: User and Organization Screen (Scroll 1) ................................................................25
Exhibit 4-8: User and Organization Screen (Scroll 2) ................................................................26
Exhibit 4-9: User and Organization Screen - Organization Information ...................................... 27
Exhibit 4-10: Confirmation Email ...............................................................................................28
Exhibit 4-11: CDX Login Screen ................................................................................................29
Exhibit 4-12: Resend Verification Email Screen ........................................................................30
Exhibit 4-13: Validation Code Not Found Screen ......................................................................30
Exhibit 5-1: CDX Registration: Additional Verification Screen....................................................32
Exhibit 5-2: LexisNexis Data Collection Pop-Up Window ..........................................................33
Exhibit 5-3: LexisNexis Results Screen .....................................................................................34
Exhibit 5-4: LexisNexis Continuing Without Verification Screen ................................................34
Exhibit 5-5: Electronic Signature Agreement Screen .................................................................35
Exhibit 5-6: eSIG-PIN Entry CROMERR 20-5-1 Question/Answer Screen ................................ 37
Exhibit 5-7: Electronic CDX ESA Screen ...................................................................................38
Exhibit 5-8: CROMERR eSignature Widget (Screen 1) .............................................................39
Exhibit 5-9: CROMERR eSignature Widget (Screen 2) .............................................................40

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Exhibit 5-10: Paper CDX ESA Pop-Up Window.........................................................................41
Exhibit 5-11: CDX Registration – Role Activation Email ............................................................42
Exhibit 5-12: CDX Registration – Role Status Change Email ....................................................43
Exhibit 5-13: Access PSP .........................................................................................................44
Exhibit 6-1: My Profile Screen Exhibit 6-2 shows a screen capture of the ‘Modify
User/Organization Information’ screen (Scroll 1): .............................................................46
Exhibit 6-2: Modify User/Organization Information Screen (Scroll 1) ......................................... 47
Exhibit 6-3: Modify User/Organization Information Screen (Scroll 2) ......................................... 48
Exhibit 6-4: Modify User/Organization Information Screen (Scroll 3) ......................................... 49
Exhibit 6-5 MyCDX Screen........................................................................................................51
Exhibit 6-6: Manage Program Services Screen .........................................................................52
Exhibit 6-7: Program Service Screen ........................................................................................53
Exhibit 6-8: Role Access Screen ...............................................................................................54
Exhibit 6-9: Organization Information Screen ............................................................................55
Exhibit 6-10: Electronic Signature Agreement Screen ...............................................................56
Exhibit 6-11: Application Profile Settings Screen .......................................................................57
Exhibit 7-1: Manage Program Services Screen .........................................................................58
Exhibit 7-2: Deactivation Confirmation Pop-up Window.............................................................59
Exhibit 8-1 Role Sponsorship Screen ........................................................................................60
Exhibit 8-2: Role Sponsorship/Invitation Screen ........................................................................61
Exhibit 8-3: Role Sponsorship Review Screen ..........................................................................62
Exhibit 8-4: Email Confirmation Pop-Up Window.......................................................................63
Exhibit 8-5: CDX Role Sponsorship Request Email – Authorized Agent .................................... 64
Exhibit 8-6: Copy of CDX Role Sponsorship Request Email – Primary Submitter ..................... 64
Exhibit 8-7: Sponsorship Information – Log-In Screen...............................................................65
Exhibit 8-8: Sponsorship Information Screen ............................................................................66
Exhibit 8-9: Account Registration Screen ..................................................................................67
Exhibit 8-10: Role Access Screen .............................................................................................68
Exhibit 8-11: Request Role Access Search Results Screen ......................................................69
Exhibit 8-12: Account Registration screen (scroll 1) ..................................................................70
Exhibit 8-13: Account Registration screen (scroll 2) ..................................................................71
Exhibit 8-14: CDX Role Sponsorship Request Email – Primary Submitter................................. 72
Exhibit 8-15: Copy of CDX Role Sponsorship Request Email – Authorized Agent.................... 72
Exhibit 8-16: Role Sponsorship Login Screen ...........................................................................73

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Exhibit 8-17: Role Sponsorship Review Screen ........................................................................74
Exhibit 8-18: Electronic ESA (Scroll 1) ......................................................................................75
Exhibit 8-19: Electronic ESA (Scroll 2) ......................................................................................76
Exhibit 8-20: eSignature Widget Screen ....................................................................................76
Exhibit 8-21: Central Data Exchange Sponsorship Request Completed Email – Primary
Submitter ..........................................................................................................................77
Exhibit 8-22: CROMERR E-Signature Email .............................................................................77
Exhibit 8-23: Central Data Exchange Sponsorship Request Completed Email – Authorized
Agent................................................................................................................................78
Exhibit 8-24: Role Sponsorship Screen .....................................................................................79
Exhibit 8-25: Complete Account Screen ....................................................................................80
Exhibit 8-26: ‘Identity Verification’ Screen .................................................................................81
Exhibit 8-27: ‘MyCDX’ Inactive Authorized Agent Role ..............................................................82
Exhibit 8-28: ‘MyCDX’ Active Authorized Agent Role ................................................................82

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1

Introduction

The Central Data Exchange (CDX) is a web-based system used for various electronic
environmental data submissions to the United States Environmental Protection Agency (EPA).
CDX allows users submitting data to EPA to register for the specific program of interest. The
CDX system also allows for several offices within EPA to use a common framework where a
user can access several different flows to satisfy reporting requirements across multiple offices.
More information about CDX is available at www.epa.gov/cdx.
1.1

Purpose

The purpose of this document is to walk through the registration and user profile management
processes in CDX, specifically for Pesticide Submission Portal (PSP) workflow submissions.
The CDX modernization effort improves the user experience through an updated user interface,
as well as streamlined user registration processes for CDX web users, including the migration of
user accounts and profiles for users who currently use the system. This document will assist new
CDX users register with the CDX system as well as reacquaint existing users with new system
processes and registering for PSP.
1.2

Topics Covered

This document will cover the registration process and the MyCDX profile. The sections are
described below:
• Section 2 lists the system requirements. This section describes what a user needs to access
and interact with the system.
• Section 3 outlines the main CDX navigation. This section guides the user through the CDX
screens that do not require a user account.
• Section 4 describes the CDX core registration process. This section introduces a user to the
registration process.
• Section 5 describes the additional verification process that takes place for some roles.
• Section 6 details managing user and organization information within CDX.
• Section 7 describes how to manage program services and add EPA OPP Company Numbers.
• Section 8 explains the role sponsorship process.
1.3

Application Support

Help can be accessed by using the following options:
• By Telephone:
Person-to-person telephone support is available from 8:00 am to 6:00 pm eastern standard
time/eastern daylight time (EST/EDT). Call the CDX Help Desk’s toll-free line at 888-8901995 or 970-494-5500 for callers from Puerto Rico and Guam.
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• By Email:
Send an email to Technical Support at [email protected] with “Technical Support” in the
‘Subject’ line.
• By Chat:
Click the ‘Chat with the CDX Help Desk’ link on the ‘Contact Us’ page to generate a web
form to enter information regarding your help request.
• By Contact Form:
Enter information in the text fields under the ‘Contact Form’ section of the ‘Contact Us’
page.
• By Website:
Users can contact the CDX team from the ‘Contact Us’ screen at https://cdx.epa.gov/Contact
and read the help section at https://cdx.epa.gov/Help.

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2

System Requirements

To use CDX, the following are required:
• An e-mail account
• JavaScript enabled web browser
• Internet access
• Adobe Acrobat Reader 5.0 or higher
2.1

Supported Browsers

For optimal performance, it is recommended that you use Google Chrome to access the PSP
application. However, the following browsers are supported:
• Google Chrome
Go to the following link to download:

http://www.google.com/chrome
• Internet Explorer 11(Internet Explorer 10 and below are not supported)
Go to the following link to download:

http://windows.microsoft.com/en-US/internet-explorer/downloads/ie
• Mozilla Firefox 3.5 or above
Go to the following link to download:

http://www.mozilla.com/en-US/firefox/all-older.html
• Safari 4 or above
Go to the following link to download:

http://support.apple.com/kb/dl877
2.2

Screen Resolution

Screen resolution should be set to 1024 x 768 or greater.

OPP CDX Pesticide Submission Portal Registration User Guide

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3

CDX Main Navigation

The following section provides an overview of the pages that are accessible upon first navigating
to the CDX Homepage before beginning the registration process.
3.1

Overview

CDX is an application used by EPA programs and various stakeholders to manage environmental
data transmitted to EPA to meet EPA reporting requirements. As part of the CDX system, the
user registration component is used to facilitate user access to a program. Within the user
registration component, program offices have the ability to define the roles and information
required by new users to complete the registration process. Based on the program service and
role combinations, each program has different information that a user must provide. CDX
captures the requirements for each program service and role and prompts the user for only the
information required. Some roles do not require any additional information, whereas others
require identity proofing and/or additional information processing. The following sections will
walk through how a user will register for different program services.
3.2

CDX Homepage

The CDX homepage is the landing screen from which you have the ability to access and interact
with CDX. The CDX home screen can be accessed by the following link: https://cdx.epa.gov,
and provides the user with the following features:
• Log In: If you already have a CDX account, you may log into the system by entering your
user identification (ID) and password information and clicking the ‘Log In’ button located on
the right-hand side of the screen.
• Registration: If you do not have a CDX account, click the ‘Register with CDX’ button to
begin the registration process outlined later in this section.
• Welcome Announcement: This text area provides welcome text that is visible to all users
who visit CDX.
• Important Alerts: The alerts in the ‘Notices’ box that appear below the ‘Welcome
Announcement’ provide you with system or program-specific information. The ‘Notices’ box
will only appear if there are any alerts regarding CDX.
• Warning Notice and Privacy Policy: The ‘Warning Notice and Privacy Policy’ statements
are displayed on the CDX homepage providing you with a list of the terms of use for the
CDX system, whether you decide to log into, or register with the system.

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Exhibit 3-1 shows a screen capture of the ‘CDX Homepage’ screen (Scroll 1):

Exhibit 3-1: CDX Homepage Screen (Scroll 1)

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Exhibit 3-2 shows a screen capture of the ‘CDX Homepage’ screen (Scroll 2):

Exhibit 3-2: CDX Homepage Screen (Scroll 2)

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3.2.1

About CDX

From the CDX homepage, you can access the ‘About CDX’ screen from the tab labeled ‘About’
at the top of the screen. The ‘About CDX’ screen provides general information about the CDX
system requirements and procedures that site users should be aware of concerning regulation,
user information, and system information. Tabs are available across the top part of the CDX
homepage for a user to read information regarding specific CDX topics.
Exhibit 3-3 shows a screen capture of the ‘About CDX’ screen (Scroll 1):

Exhibit 3-3: About CDX Screen (Scroll 1)

Exhibit 3-4 shows a screen capture of the ‘About CDX’ screen (Scroll 2):
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Exhibit 3-4: About CDX Screen (Scroll 2)

3.2.2

Recent Announcements

From the CDX homepage, you can access the ‘Recent Announcements’ screen from the tab
labeled ‘Recent Announcements’ at the top of the screen. This page provides an extended list of
announcements, both current and archived. The most recent announcements are displayed as
important alerts on the homepage. If an alert on the homepage is too long, it will display in a
teaser format with a hyperlink to view more details. Upon clicking the hyperlink on the
homepage, the user will be directed to the ‘Recent Announcements’ screen to view the
announcement in its entirety. An ‘Older announcements’ link displays at the bottom of a set of
announcements to display announcements from the past six months.

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Exhibit 3-5 shows a screen capture of the ‘Recent Announcements’ screen:

Exhibit 3-5: Recent Announcements Screen

3.2.3

Terms and Conditions

From the CDX homepage, you can access the ‘Terms and Conditions’ screen from the tab
labeled ‘Terms and Conditions’ at the top of the screen. This page provides the terms and
conditions for use of the application. This includes EPA’s privacy statement, warning notice, and
user credential notices. Any user who registers for or has a CDX account is legally bound by
these conditions.

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Exhibit 3-6 shows a screen capture of the ‘Terms and Conditions’ screen (Scroll 1):

Exhibit 3-6: Terms and Conditions Screen (Scroll 1)

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Exhibit 3-7 shows a screen capture of the ‘Terms and Conditions’ screen (Scroll 2):

Exhibit 3-7: Terms and Conditions Screen (Scroll 2)

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Exhibit 3-8 shows a screen capture of the ‘Terms and Conditions’ screen (Scroll 3):

Exhibit 3-8: Terms and Conditions Screen (Scroll 3)

3.2.4

Help

This page provides multiple options for users to contact the CDX help desk. Users can contact
the help desk by phone or email. The contact information is for both domestic and international
end users (see Exhibit 3-9). Users also have the ability to send a message to EPA help desk via
the contact form. You may access the contact form by clicking the ‘Contact Us’ link above the
login section (see Exhibit 3-10 and Exhibit 3-11).

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Exhibit 3-9 shows a screen capture of the ‘Help’ screen:

Exhibit 3-9: Help Screen

Exhibit 3-10 shows a screen capture of the ‘Contact Us’ screen (Scroll 1):

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Exhibit 3-10: Contact Us (Scroll 1)

Exhibit 3-11 shows a screen capture of the ‘Contact Us’ screen (Scroll 2):

OPP CDX Pesticide Submission Portal Registration User Guide

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Exhibit 3-11: Contact Us (Scroll 2)

OPP CDX Pesticide Submission Portal Registration User Guide

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4

CDX Core Registration for Primary Submitters

To begin the registration process, click the ‘Register with CDX’ button that displays in the CDX
header on the main CDX navigation screens as listed in Section 3.
4.1

PSP User Roles

PSP supports two roles: Primary Submitter and Authorized Agent. Primary Submitters can
sponsor Authorized Agents to submit on their behalf. Authorized Agents must first be sponsored
by a Primary Submitter before they can register through CDX. Please refer to Section 4.1.1
below for more information about the different PSP roles. For more information about role
sponsorship please see Section 8.
4.1.1

Primary Submitter

Primary Submitters serve as the primary point of contact for a company. Primary Submitters
have the following attributes:
• Can sponsor Authorized Agents to submit on their behalf.
• Can revoke an Authorized Agent’s access to the PSP application.
• Can see all packages created for their company. However, to view the details of these
packages, they must obtain the passphrase used to encrypt the package. Note: A passphrase
is needed to view all created packages. Neither Primary Submitters nor Authorized Agents
may view the details of a package without the package’s passphrase.
• Can prepare and submit packages on behalf of their organization.
• Can submit responses to DCIs.
• There can be multiple Primary Submitters for a company.
• Can add EPA companies and submit for multiple companies.
4.1.2

Authorized Agent

Authorized Agents have the following attributes:
• Must be sponsored by a Primary Submitter.
• Can only see the packages they created.
• Can submit responses to DCIs.
• Can prepare and submit packages on behalf of their organization.
• There can be multiple Authorized Agents for a company.
4.2

Terms and Conditions

After clicking the ‘Register with CDX’ button, the CDX ‘Terms and Conditions’ screen (see
Exhibit 4-1) displays the following terms and conditions:
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• Acceptance of warning and privacy policies.
• Choosing a complex password.
• Protecting your password.
• Notifying CDX of possible misuse of account.
• Limiting distribution of CDX software.
• Agreement to notify CDX of changes in duties.
You can accept the terms and conditions by selecting the ‘I Accept’ radio button and clicking the
‘Proceed’ button. You can also cancel the registration by selecting the ‘I Decline’ radio button
and clicking the ‘Proceed’ button or by clicking the ‘Cancel’ button. Once you have accepted the
registration agreement, the application redirects you to proceed with the registration process. If
you do not agree to the terms and conditions, you will not be able to continue with the
registration process.
Exhibit 4-1 shows a screen capture of the CDX ‘Terms and Conditions’ screen:

Exhibit 4-1: CDX Terms and Conditions Screen

Navigation: Click the ‘I Accept’ radio button and click ‘Proceed’.

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4.3

Program Service

The ‘Program Service’ screen is the first step in the registration process and is indicated in the
breadcrumb bar at the top of the page.
The ‘Program Service’ screen displays a list of available program services from which you can
choose (see Exhibit 4-2). You may filter the open program service list by typing the program
service name or other related program metadata in the text bar (see Exhibit 4-3). You can select a
program by clicking the program name (e.g. ‘PSP: Pesticide Submission Portal’). The selection
on this page will determine the information you must enter on subsequent pages.
The search component provides an enhanced search capability that instantly displays search
results as search criteria and keywords are entered by the user. For example, typing the word
‘psp’ will display ‘PSP: Pesticide Submission Portal’ in the search results. The system will take
you to the ‘Role Access’ screen once you select the program service.
Exhibit 4-2 shows a screen capture of the ‘Program Service’ screen:

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Exhibit 4-2: Program Service Screen

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Exhibit 4-3 shows a screen capture of a filtered view of the ‘Program Service’ screen:

Exhibit 4-3: Program Service Screen (Filtered View)

Navigation: Enter ‘PSP’ in the ‘Active Program Services List’ field and select ‘PSP: Pesticide
Submission Portal’.
4.4

Role Access (Primary Submitter)

The ‘Role Access’ screen is the second step in the registration process. It will be highlighted in
the top breadcrumb bar. Completed steps are indicated with a checkmark. You are also able to
navigate back to the first step by clicking the ‘Program Service’ step in the top breadcrumb bar.
The CDX application allows programs to define user roles that can be selected during
registration. After selecting ‘PSP: Pesticide Submission Portal’ on the ‘Program Service’ page,
the ‘Role Access’ screen will appear and will allow you to register for the Primary Submitter
role.
Select the ‘Primary Submitter’ role from the dropdown and click the ‘Request Role Access’
button.
After clicking the ‘Request Role Access’ button, a ‘Company Number’ field will appear. Enter
the EPA Office of Pesticide Programs (OPP) Company Number for the company you will be
submitting for and click the ‘Next’ button. If you do not know the EPA OPP Company Number
for your company, please follow this link for instructions on how to obtain a Company Number

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 http://www2.epa.gov/pesticide-registration/pesticide-registration-manual-how-obtaincompany-number-and-register-official.
If you entered a valid company number, an organization name and address will be returned for
the specified company number. If the organization you see is not the correct organization, you
may click the ‘click here’ link to re-enter a different company number. If the system cannot find
a company that matches the entered number, an error message will be displayed.
Exhibit 4-4 shows a screen capture for the first part of the ‘Role Access’ screen:

Exhibit 4-4: Select Role

Navigation: Select the ‘Primary Submitter’ role from the ‘Select Role’ dropdown. Click the
‘Request Role Access’ button.
Exhibit 4-5 shows a screen capture for the second part of the ‘Role Access’ screen:

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Exhibit 4-5: Enter Company Number

Navigation: Enter your company number and click the ‘Next’ button.
Exhibit 4-6 shows a screen capture for the last part of the ‘Role Access’ screen:

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Exhibit 4-6: Company Search Results

Navigation: Confirm the organization displayed on screen. If the organization displayed is
incorrect, click the ‘click here’ link to enter another company number. If the displayed
organization is correct, click the ‘Next’ button.
4.4.1

User and Organization Information

The ‘User and Organization’ screen is the third step in the registration process. It will be
highlighted in blue on the top breadcrumb bar. Completed steps are indicated with a checkmark.
The ‘Registration Information’ summary section is at the top and is updated with the selections
being made. You will also be able to navigate back to the previous steps by clicking the
corresponding step.
Both the user and organization information are captured on the same screen. The information
entered in this portion of the registration process is used to support account validation and
establish levels of assurance.

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All new CDX users will be required to activate their account after these registration steps by
following the instructions sent to the email address provided during the registration process for
their specified organization.
Since additional identity proofing is required, you will be prompted to either use LexisNexis
identity validation or sign a paper Electronic Signature Agreement (ESA). This prompt will
occur after your initial login to the system.
4.4.2

Part 1: User Information

The ‘User Information’ section collects the following information (see Exhibit 4-5):
• User ID (required)
• Title (required)
• First Name (required)
• Middle Initial
• Last Name (required)
• Suffix
• Password (required)
• Re-type Password (required)
• Security Question 1 (required)
• Security Answer 1 (required)
• Security Question 2 (required)
• Security Answer 2 (required)
• Security Question 3 (required)
• Security Answer 3 (required)
Please note that the user ID and password information may be requested for re-authentication
with features throughout CDX including any submission processes within PSP. The ‘Security
Question’ and ‘Security Answer’ fields are also used for re-authentication in the event you forget
your password and need to reset it.
When creating a user ID, it must abide by the following rules:
• Must be at least 8 characters.
• No special characters may be used with the exception of ‘_,’ ‘@,’ and ‘.’.
When creating a password, it must abide by the following rules:
• Must be at least 8 characters.
• Must be no more than 15 characters.
• Must contain one uppercase letter, one lowercase letter, and one number.
• May not begin with a number.
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• May not be the same as your user ID.
• May not contain the word ‘Password’.
• May not contain any special characters or spaces.
• Must be changed every 90 days.
Exhibit 4-7 shows a screen capture of the ‘User and Organization’ screen:

Exhibit 4-7: User and Organization Screen (Scroll 1)

Navigation: Enter information into all required fields.

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Exhibit 4-8: User and Organization Screen (Scroll 2)

4.4.3

Part 2: Organization Information

The ‘Organization Information’ section displays the information of the company selected. This
information is taken from OPP’s system and cannot be modified. Enter information into the
‘Email’ and ‘Phone Number’ fields and click the ‘Submit Request for Access’ button to proceed.
Exhibit 4-9 shows a screen capture of the ‘Organization Information’ section of the ‘User and
Organization’ screen:

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Exhibit 4-9: User and Organization Screen - Organization Information

Navigation: Enter information into the ‘Email’ and ‘Phone Number’ fields. Click the ‘Submit
Request for Access’ button.
4.4.4

Confirmation Email

Once you have submitted your core registration information and reached the ‘Confirmation’
screen, an email will be sent to the email address you entered for the organization that you
registered for on the ‘User and Organization’ screen (see Exhibit 4-10). The email will contain
the account confirmation and the additional instructions. Once you receive the email, click the
activation link. The link will take you to the CDX login screen where you will be asked to enter
your user ID and password.

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Exhibit 4-10 shows a screen capture of the Confirmation Email:

Exhibit 4-10: Confirmation Email

4.5

Logging in to MyCDX for New Users

Once you have clicked the activation link in the confirmation email, you will be taken to the
CDX login screen (see Exhibit 4-11). If you try to log in prior to clicking the confirmation link,
you will be taken to the user account completion screen where you can request another
verification email to be sent to the email address on file (see Exhibit 4-12). If you enter the
wrong validation code, or if the validation code has expired, an on-screen message will appear
notifying you to contact the CDX Help Desk (see Exhibit 4-13).
After the correct information is accurately entered, you will be taken to the next screen to
complete PSP’s registration requirements.

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Exhibit 4-11 shows a screen capture of the ‘CDX Login’ screen:

Exhibit 4-11: CDX Login Screen

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Exhibit 4-12 shows a screen capture of the ‘Resend Verification Email’ screen:

Exhibit 4-12: Resend Verification Email Screen

Exhibit 4-13 shows a screen capture of the ‘Validation Code Not Found’ screen:

Exhibit 4-13: Validation Code Not Found Screen

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5

Additional Verification

After you log into CDX from the activation link, you will be redirected to the screens for the
additional information required for your PSP role.
5.1

Identity Verification Process

You will be given the option to use the electronic identity verification process (see Exhibit 5-1)
or the paper identity verfication process. The CDX registration process provides an electronic
identity verification service through LexisNexis, which is a third-party service that verifies a
user's identity. If you choose to proceed with the electronic verification process, click the check
box and click the ‘Proceed to Verification’ button.
The LexisNexis service will launch a new window, which navigates a user away from CDX to
collect additional Personally Identifiable Information (PII) that CDX does not store or use. If you
choose not to utilize LexisNexis and click the ‘sign the paper form’ link (see Exhibit 5-1), CDX
will proceed to the paper processing option and instruct you to print, sign, and mail identity
proofing documentation.
The ‘LexisNexis Data Collection’ window will display fields for a user to enter in PII
information (see Exhibit 5-2). You must provide the necessary PII for LexisNexis to complete
the identity validation.
You will be redirected back to CDX after submitting the information and one of the following
scenarios will occur:
1. You successfully validate to the minimum standards. After clicking the ‘Continue’
button, the system will direct you to set your 20-5-1 questions and allow you to
electronically sign the ESA (see Section 5.2.1).
2. You unsuccessfully validate to the minimum standards after clicking the ‘Continue’
button. If your user identity proofing failed, you can only sign the paper ESA.
3. You choose to sign the paper ESA by clicking the ‘Continue’ button without submitting
the LexisNexis form and clicking the paper ESA link (see Exhibit 5-3).
4. You choose to discontinue the registration process by clicking the ‘Cancel’ button on the
‘Additional Verification’ screen (see Exhibit 5-1). You will be sent the paper ESA in
your MyCDX inbox. You must contact the CDX helpdesk for further information to
obtain access to the program role requested.

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Exhibit 5-1 shows a screen capture of ‘CDX Registration: Additional Verification’ screen:

Exhibit 5-1: CDX Registration: Additional Verification Screen

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Exhibit 5-2 shows a screen capture of the ‘LexisNexis Data Collection’ pop-up window:

Exhibit 5-2: LexisNexis Data Collection Pop-Up Window

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Exhibit 5-3 shows a screen capture of the ‘LexisNexis Results’ screen:

Exhibit 5-3: LexisNexis Results Screen

Exhibit 5-4 shows a screen capture of the ‘LexisNexis Results (without Verification)’ screen:

Exhibit 5-4: LexisNexis Continuing Without Verification Screen

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Exhibit 5-5 shows a screen capture of the ‘Electronic Signature Agreement’ screen:

Exhibit 5-5: Electronic Signature Agreement Screen

5.2

CDX Electronic Signature Agreement (ESA)

If you do not have a current ESA, you will be prompted to sign an ESA, which can be signed
electronically or manually. The following sections provide more detail about each option.
5.2.1

Electronic CDX Electronic Signature Agreement (ESA)

CDX provides twenty questions to choose from which will help validate your identity. You will
be prompted to enter Cross-Media Electronic Reporting Regulation (CROMERR) questions after
you have successfully passed LexisNexis identity proofing or have been approved via the help
desk.

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You will choose five questions and provide answers for each. You will not be allowed to select
and provide duplicate questions or answers. The questions that you select should be easy for you
to remember, but difficult for someone else to guess. You will be required to answer one of these
five questions upon submitting any packages within PSP. You will be prompted with a question
randomly chosen by the system during the signing process. Important: It is important that your
remember the answers to these five questions. If you forget the answers and lock your account
after three unsuccessful tries, you will have to call the CDX Help Desk to reset the answers.
If you pass LexisNexis validation and choose to sign the ESA electronically, the system will
verify that the CROMERR 20-5-1 questions and answers have been set. If the questions and
answers were previously set, you will be directed to a page to view the ESA. If these have not
been set, you will be directed to a page to provide five questions and answers before proceeding
to the ESA page (see Exhibit 5-6). The questions must be completed before you can
electronically sign the ESA. Click the ‘Save Answers’ button after providing the questions and
answers. You will receive an email confirmation of your 20-5-1 questions to both your provided
email address and MyCDX inbox. Important: For security purposes, the answers to these
questions will not be sent to your MyCDX inbox or email address. It is important that your
remember the answers to these five questions. If you forget the answers and lock your account
after three unsuccessful tries, you will have to call the CDX Help Desk to reset the answers.
After you complete the 20-5-1 question process, review the ESA, and click the ‘Sign
Electronically’ button, the system will launch the CDX CROMERR widget. As part of the CDX
CROMERR widget process, you will be required to re-validate your user ID and password,
provide the answer to one of the 20-5-1 questions, and officially sign the ESA (see Exhibit 5-7,
Exhibit 5-8, and Exhibit 5-9).
When you officially sign the ESA, a copy of the ESA, along with your electronic signature, is
stored in the CDX CROMERR archives. A copy of the ESA is also sent to your MyCDX inbox.
If you choose the paper ESA process, the questions will not be displayed in CDX until your
program service role has been activated. After your role has been activated, you will be
prompted to provide your questions and answers before being able to navigate to the ‘MyCDX’
landing page.

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Exhibit 5-6 shows a screen capture of the ‘CROMERR 20-5-1 Question and Answer’ on the
‘eSIG-PIN Entry’ screen:

Exhibit 5-6: eSIG-PIN Entry CROMERR 20-5-1 Question/Answer Screen

Important: It is important that your remember the answers to these five questions. If you forget
the answers and lock your account after three unsuccessful tries, you will have to call the CDX
Help Desk to reset the answers.

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Exhibit 5-7 shows a screen capture of the ‘Electronic CDX ESA’ screen:

Exhibit 5-7: Electronic CDX ESA Screen

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Exhibit 5-8 and Exhibit 5-9 show screen captures of the ‘CROMERR eSignature Widget’ pop-up
window:

Exhibit 5-8: CROMERR eSignature Widget (Screen 1)

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Exhibit 5-9: CROMERR eSignature Widget (Screen 2)

5.2.2

Paper ESA

If you do not wish to leverage the LexisNexis process or are unable to be properly validated to
meet the minimum requirements, you will be required to follow the existing paper ESA process.
The paper process allows you to print the ESA, provide a wet ink signature, and mail the signed
ESA to EPA. A copy of the ESA form will be saved in your CDX ‘Inbox’ for future reference
and reprinting.

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Exhibit 5-10 shows a screen capture of the ‘Paper CDX ESA’ pop-up window:

Exhibit 5-10: Paper CDX ESA Pop-Up Window

5.3

RMAM Approval

For PSP, a user must wait for a RMAM, an individual responsible for the approval of program
service role access requests, to grant access to the role. In this case, the user will not be able to
do anything beyond entering registration information. If you have any issues waiting for the
approval, you will need to reach out to the point of contact for PSP.

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5.4

Registration Notifications

After completing the registration process, you will receive confirmation of successful registration
(see Exhibit 5-11). If you choose the paper ESA option, you will receive a confirmation email
when your role has been approved (see Exhibit 5-12).
Exhibit 5-11 shows a screen capture of a ‘CDX Registration’ email after you have successfully
registered with CDX:

Exhibit 5-11: CDX Registration – Role Activation Email

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Exhibit 5-12 shows a screen capture of the ‘CDX Registration’ email after you have changed a
role status or have successfully created an account with CDX and are awaiting approval:

Exhibit 5-12: CDX Registration – Role Status Change Email

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5.5

Access PSP

Once your account has been activated, you can access PSP via the ‘Primary Submitter’ or
‘Authorized Agent’ role link within the ‘Role’ column on the ‘MyCDX’ page (see
Exhibit 5-13 below).

Exhibit 5-13: Access PSP

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6

Managing User and Organization Information

Once you have entered registration information and activated the user account, you may perform
various functions such as adding additional organizations to a username, modifying user
information, or adding additional program services to a username.
6.1

Managing Organization Information

If necessary, a user is able to add additional organizations that may be associated with a
username. The new organization will then be added to the ‘Organization Details’ section. During
subsequent logins, a user will be able to select the organization for which they would like to
submit for.
To add additional organizations to a username, click the ‘Modify User / Organization
Information’ button on the ‘My Profile’ tab that displays after logging in. A user can then choose
to either search for an existing organization to add or request a new organization to be added.
Note: When searching for the organization, please note that the organization ID is a CDX
specific identifier; it is not the OPP Company Number. If a user chooses to add a new
organization, populate the required organization contact information and click the ‘Submit
Request for Access’ button.
The additional organization then displays in the ‘Organization Details’ section of the ‘My
Profile’ page.

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Exhibit 6-1 shows a screen capture of the ‘My Profile’ screen:

Exhibit 6-1: My Profile Screen

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Exhibit 6-2 shows a screen capture of the ‘Modify User/Organization Information’ screen (Scroll
1):

Exhibit 6-2: Modify User/Organization Information Screen (Scroll 1)

Exhibit 6-3 shows a screen capture of the ‘Modify User/Organization Information’ screen (Scroll
2):

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Exhibit 6-3: Modify User/Organization Information Screen (Scroll 2)

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Exhibit 6-4 shows a screen capture of the ‘Modify User/Organization Information – Add
Organization’ screen (Scroll 3):

Exhibit 6-4: Modify User/Organization Information Screen (Scroll 3)

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6.2

Add PSP to an existing CDX Account

Users may need to submit forms under several different program services. The following
sections provide more details regarding how multiple program services can be added.
6.2.1

Adding Program Services

You may add a program service, such as PSP, and associate a program service with a current
organization or a new organization.
CDX provides twenty questions to choose from which will help validate your identity. You will
be prompted to enter CROMERR questions after you have successfully passed LexisNexis
identity proofing or have been approved via the help desk.
You will choose five questions and provide answers for each. You will not be allowed to select
and enter duplicate questions or answers. The questions that you select should be easy for you to
remember, but difficult for someone else to guess. You will be required to answer one of these
five questions upon submitting any forms that utilize the CROMERR widget for electronic
signatures. You will be prompted with a question randomly chosen by the system during the
signing process.
If you pass LexisNexis validation and choose to sign the ESA electronically, the system will
verify that the CROMERR 20-5-1 questions and answers have been set (see Section 5.2.1). If the
questions and answers were previously set, you will be directed to a page to view the ESA (see
Exhibit 6-10). If these have not been set, you will be directed to a page to provide five questions
and answers before proceeding to the ESA page. The questions must be completed before you
can electronically sign the CDX ESA or sponsor letter. You must click the ‘Save Answers’
button after providing the questions and answers. You will receive an email confirmation of your
20-5-1 questions to both your provided email address and CDX inbox.
After you complete the 20-5-1 question process, review the ESA, and click the ‘Sign
Electronically’ button, the system will launch the CDX CROMERR widget. As part of the CDX
CROMERR widget process, you will be required to re-validate your user ID and password,
provide the answer to one of the questions, and officially sign the ESA.
When you officially sign the ESA, a copy of the ESA, along with your electronic signature, is
stored in the CDX CROMERR archives. A copy of the ESA is also sent to your CDX inbox.
If you choose the paper ESA process, the questions will not be displayed in CDX until your
program service role has been activated. After your role has been activated, you will be
prompted to provide your questions and answers before being able to navigate to the ‘MyCDX’
landing page.
Important: If you have already passed identity proofing with another program service and
organization, you will not have to pass LexisNexis verification again. You will instead be
navigated to signing an ESA for the new organization and role (see Exhibit 6-10). After signing
the ESA, you will be able to access PSP.
Important: If you are adding PSP to an organization for which you have already signed an ESA,
you may not have to sign an ESA again (since the identity proofing requirements for each

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program service may be the same). In this case, after clicking the 'Submit Request for Access'
button on the 'Organization Information' screen (see Exhibit 6-9), you will be navigated to the
'Manage Program Services' screen. You will receive a message stating that the program service
has been successfully added to your organization, and you will be able to access PSP.
Exhibit 6-5 shows a screen capture of the ‘MyCDX’ screen:

Exhibit 6-5 MyCDX Screen

Navigation: Click the ‘Manage Your Program Services’ button.

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Exhibit 6-6 shows a screen capture of the ‘Manage Program Services’ screen:

Exhibit 6-6: Manage Program Services Screen

Navigation: Click the ‘Add Program Service’ button.

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Exhibit 6-7 shows a screen capture of the ‘Program Service’ screen:

Exhibit 6-7: Program Service Screen

Navigation: Search for PSP and select it in the search results.
6.2.2

Request Role Access

After selecting PSP on the ‘Program Service’ screen, the next step will be to select ‘Primary
Submitter’ as the role. Again, you may only register as a Primary Submitter; the Authorized
Agent role must receive a sponsorship request and cannot register through this method.
After selecting your role, click the ‘Request Role Access’ button and then enter the EPA OPP
Company Number that you will submit for.

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Exhibit 6-8 shows a screen capture of the ‘Role Access’ screen:

Exhibit 6-8: Role Access Screen

Navigation: Select ‘Primary Submitter’ from the ‘Select Role’ dropdown and click the ‘Request
Role Access’ button. Enter the correct OPP company number on the subsequent screen and click
‘Next.’
6.2.3

Organization Information

The ‘Organization Information’ screen is the last step in adding a new program service. The
organization information is read-only and cannot be edited. Note: The ‘ZIP/Postal Code’ field is
the only part of the organization information that is editable. You may change the zip code if it
does not pass validation when clicking the ‘Submit Request for Access’ button. Please ensure
you enter a valid zip code. Enter your information into the ‘Emal’ and ‘Phone Number’ fields.
After all required fields have been completed, click the ‘Submit Request for Access’ button to
complete your request.

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Exhibit 6-9 shows a screen capture of the ‘Organization Information’ screen:

Exhibit 6-9: Organization Information Screen

Navigation: Enter your information into the ‘Email’ and ‘Phone Number’ fields and click the
‘Submit Request for Access’ button.

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Exhibit 6-10 shows a screen capture of the ‘Electronic Signature Agreement’ screen:

Exhibit 6-10: Electronic Signature Agreement Screen

Navigation: Click the ‘Sign Electronically’ button and go through the electric signature process.

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Exhibit 6-11 shows a screen capture of the ‘Application Profile Settings’ screen that is displayed
if a user is registered for multiple organizations under the same program service:

Exhibit 6-11: Application Profile Settings Screen

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7

Manage Program Services

You can access the ‘Manage Program Services’ screen by clicking the hyperlink above the table
listing your program service roles on the ‘MyCDX’ tab (see Exhibit 7-1).
The ‘Manage Program Services’ link allows you view all of your roles in the system for your
specific organization as well as the current statuses of these roles (e.g., active, awaiting approval,
deactivated). You can also request to add new roles and program services to an existing
organization.
From this page, you will have the option to edit or deactivate the roles in the list. If you
deactivate a role in the list, you must provide confirmation in the pop-up window (see Exhibit
7-2). The ‘OK’ button will deactivate the chosen role. The ‘Cancel’ button will close the pop-up
box and no action will be taken. Once a role has been deactivated, it cannot be reactivated and
you will need to request to add the role to the program service again.
Exhibit 7-1 shows a screen capture of the ‘Manage Program Services’ screen:

Exhibit 7-1: Manage Program Services Screen

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Exhibit 7-2: Deactivation Confirmation Pop-up Window

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8

PSP Role Sponsorship

Primary Submitters can sponsor Authorized Agents to submit PSP packages on behalf of their
company. Sponsorship can only be initiated by the Primary Submitter, and both the Primary
Submitter and Authorized Agent will have to review and accept the sponsorship request.
8.1

Role Sponsorship

As a Primary Submitter, click the ‘Role Sponsorship’ tab to identify a new or current user who
will serve as an Authorized Agent.
The ‘Role Sponsorship’ screen displays various options available, including initiating the role
sponsorship process, approving/denying sponsorship requests, and viewing/modifying existing
privileges.
Exhibit 8-1 shows a screen capture of the ‘Role Sponsorship’ screen:

Exhibit 8-1 Role Sponsorship Screen

8.2

Role Sponsorship/Invitation

The ‘Role Sponsorship/Invitation’ screen is the next step in identifying a user to sponsor as an
Authorized Agent for PSP.
In the ‘Step 1: Recipient Information’ field, a Primary Submitter enters the email address of the
user to sponsor as an Authorized Agent.
In the ‘Step 2: Sponsorship Information’ field, a Primary Submitter selects PSP and selects
‘Authorized Agent’ from the ‘Role’ drop-down menu.
Click the ‘Submit’ button to navigate to the ‘Role Sponsorship Review’ screen (see Exhibit 8-3).

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Exhibit 8-2 shows a screen capture of the ‘Role Sponsorship/Invitation’ screen:

Exhibit 8-2: Role Sponsorship/Invitation Screen

8.2.1

Role Sponsorship Review

The ‘Role Sponsorship Review’ screen displays the details of the role sponsorship, including the
program service, user role, and email address of the identified Authorized Agent.
The Primary Submitter will indicate whether the provided email address is correct or incorrect
and provide updates if necessary.
To proceed with the role sponsorship process, select the ‘Yes, the provided email address is
correct’ radio button and click the ‘Submit’ button. If you select the ‘No, the provided email
address is incorrect and must be updated’ radio button, click the ‘Back’ button and re-enter the
agent/consultant user information. A pop-up window displays to confirm the email address of the
specified Authorized Agent (see Exhibit 8-4). You must enter the email address of the specified
Authorized Agent before the application generates the email invitation. Multiple confirmations
are required to confirm email address accuracy.

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Click the ‘Confirm’ button to generate an email that will be sent to the identified Authorized
Agent. The Authorized Agent will receive an email to review or cancel the sponsorship request
(see Exhibit 8-5). As a Primary Submitter, you will be sent a copy of this email for your records
(see Exhibit 8-6). Click the ‘review this sponsorship’ link within the email to generate the
‘Sponsorship Information’ screen. Click the ‘cancel this sponsorship request’ link within the
email to cancel the sponsorship request (see Exhibit 8-5).
Exhibit 8-3 shows a screen capture of the ‘Role Sponsorship Review’ screen:

Exhibit 8-3: Role Sponsorship Review Screen

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Exhibit 8-4 shows a screen capture of the ‘Email Confirmation’ pop-up window:

Exhibit 8-4: Email Confirmation Pop-Up Window

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Exhibit 8-5 shows a screen capture of the ‘CDX Role Sponsorship Request’ email that is
received by the Authorized Agent:

Exhibit 8-5: CDX Role Sponsorship Request Email – Authorized Agent

Exhibit 8-6 shows the copy of the request that is sent to the Primary Submitter:

Exhibit 8-6: Copy of CDX Role Sponsorship Request Email – Primary Submitter

8.2.2

Sponsorship Information

The ‘Sponsorship Information’ page displays when a potential Authorized Agent clicks the
‘review this sponsorship’ link within the Authorized Agent sponsorship email. A potential
Authorized Agent has the option to log into an existing account, or create a new account.
If a user chooses to create a new account, they should click the ‘Create New Account’ button on
the ‘Sponsorship Information – Log-In’ page (see Exhibit 8-7).
If a user chooses to log into an existing account, they should select the user ID from the ‘User
ID’ drop-down menu, enter the password, and click the ‘Log In’ button to log into their CDX
account. This displays an additional ‘Sponsorship Information’ page where a potential
Authorized Agent must approve or reject a CDX official’s request to view their contact
information; to sponsor them for the corresponding Authorized Agent role (see Exhibit 8-8).
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Exhibit 8-7 shows a screen capture of the ‘Sponsorship Information – Log-In’ screen:

Exhibit 8-7: Sponsorship Information – Log-In Screen

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Exhibit 8-8 shows a screen capture of the ‘Sponsorship Information’ screen:

Exhibit 8-8: Sponsorship Information Screen

After clicking the ‘Approve’ button, the Authorized Agent will be navigated to the ‘Account
Registration’ page where they will see a description of their role. The ‘Authorized Agent’ role
will be displayed in a read-only drop down box. The Authorized Agent should click the ‘Request
Role Access’ button (see Exhibit 8-9).
Exhibit 8-9 shows a screen capture of the ‘Account Registration’ screen:

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Exhibit 8-9: Account Registration Screen

After clicking the ‘Request Role Access’ button, the Authorized Agent will be navigated to the
‘Role Access’ screen. The Authorized Agent will be able to search by company number on this
screen. They should search by the same company number that the Primary Submitter is
sponsoring them for.
Important: Please ensure that you search by the exact same company number that the Primary
Submitter is sponsoring you for. The company number that the Primary Submitter sponsored you
for can be found on the previous screens (see Exhibit 8-8). It can also be found within the
various sponsorship emails.
Exhibit 8-10 shows a screen capture of the ‘Role Access’ screen:

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Exhibit 8-10: Role Access Screen

Enter an OPP Company Number and click the ‘Next’ button. After clicking the ‘Next’ button,
the Authorized Agent will be navigated to the search results for the ‘Role Access’ screen. Exhibit
8-11 shows a screen capture of the ‘Role Access’ search results screen.

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Exhibit 8-11: Request Role Access Search Results Screen

Confirm the read-only organization information displayed. If the organization information is
correct, click the ‘Next’ button. If the organization displayed is not correct, click the ‘Click here’
link in order to re-enter your Company Number.
After clicking the ‘Next’ button, the Authorized Agent will be navigated to the ‘Account
Registration’ screen. Exhibit 8-12 shows a screen capture of the ‘Account Registration’ screen
(scroll 1). Exhibit 8-13 shows a screen capture of the ‘Account Registration’ screen (scroll 2):

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Exhibit 8-12: Account Registration screen (scroll 1)

The ‘Account Registration’ screen displays the user and organization information of the
Authorized Agent.

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Exhibit 8-13: Account Registration screen (scroll 2)

The Authorized Agent should confirm all displayed information, enter any missing information
that is required, and click the ‘Submit Request for Access’ button.
After clicking the ‘Submit Request for Access’ button, emails will be sent to both the Authorized
Agent and Primary Submitter.
Exhibit 8-14 shows a screen capture of the ‘CDX Role Sponsorship Request’ email that is sent to
the Primary Submitter:

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Exhibit 8-14: CDX Role Sponsorship Request Email – Primary Submitter

Exhibit 8-15 shows the copy of the ‘CDX Role Sponsorship Request’ email that is sent to the
Authorized Agent:

Exhibit 8-15: Copy of CDX Role Sponsorship Request Email – Authorized Agent

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Exhibit 8-16 shows a screen capture of the ‘Role Sponsorship Login’ screen. The Primary
Submitter is navigated to this screen once they click the ‘review this sponsorship request’ link
within their email:

Exhibit 8-16: Role Sponsorship Login Screen

The Primary Submitter should enter their password on the ‘Role Sponsorship Login’ screen and
click the ‘Log In’ button to log into their CDX account. After logging in, the Primary Submitter
will be navigated to the ‘Role Sponsorship Review’ screen.

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Exhibit 8-17 shows a screen capture of the ‘Role Sponsorship Review’ screen:

Exhibit 8-17: Role Sponsorship Review Screen

Important: The Primary Submitter must select the EPA OPP company and role that they are
sponsoring the Authorized Agent for. This EPA OPP company and role should match what the
Authorized Agent entered when they accepted the sponsorship request. Do Not click the ‘Add a
New Role’ radio button. The Primary Submitter should only use the ‘Select an Existing Role’
radio button.
After choosing the correct company and role, the Primary Submitter should click the ‘Approve’
button.

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After clicking the ‘Approve’ button the Primary Submitter will have to sign an electronic ESA
(see Exhibit 8-18 and Exhibit 8-19).

Exhibit 8-18: Electronic ESA (Scroll 1)

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Exhibit 8-19: Electronic ESA (Scroll 2)

After Clicking the ‘Sign Electronically’ button and clicking ‘Accept’ in the pop-up window, the
Primary Submitter will be presented the ‘eSignature Widget’ screen.
The Primary Submitter will be required to log in to CDX, answer a secret question, and sign the
file by clicking the ‘Sign’ button.
Exhibit 8-20 shows a screen capture of the ‘eSignature Widget’ screen:

Exhibit 8-20: eSignature Widget Screen
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8.3

Finalizing the Role Sponsorship Process

After completing the ‘eSignature Widget Screen,’ the Primary Submitter will be navigated back
to the ‘Role Sponsorship’ tab within CDX. The Primary Submitter will also receive two emails.
One email will confirm that the Primary Submitter has successfully signed using the CROMERR
E-Signature process (see Exhibit 8-22). The other email will indicate that the sponsor letter for
the sponsorship request has been completed (see Exhibit 8-21).

Exhibit 8-21: Central Data Exchange Sponsorship Request Completed Email – Primary Submitter

Exhibit 8-22: CROMERR E-Signature Email

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The Authorized Agent will also receive an email indicating that the sponsor letter for the
sponsorship request has been completed (see Exhibit 8-23).

Exhibit 8-23: Central Data Exchange Sponsorship Request Completed Email – Authorized Agent

The Authorized Agent should click the ‘log in to complete your account registration’ link within
the email. After clicking this link, the Authorized Agent will be navigated to the ‘Role
Sponsorship’ screen (see Exhibit 8-24).

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Exhibit 8-24: Role Sponsorship Screen

After the Authorized Agent enters their password and clicks the ‘Log In’ button, they will be
navigated to the ‘Complete Account’ screen (see Exhibit 8-25).

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Exhibit 8-25: Complete Account Screen

After clicking the ‘Submit’ button, the Authorized Agent will be navigated to the ‘Identity
Verification’ screen (see Exhibit 8-26). Note: If the Authorized Agent has already passed
identity verification for another role, they will be navigated to the ‘CDX Registration: Additional
Verification’ screen to sign an ESA. For guidance on signing ESAs, please reference Section
5.2.

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Exhibit 8-26: ‘Identity Verification’ Screen

The Authorized Agent can either choose LexisNexis as a verification option or they can sign a
Paper ESA. For more information about identity verification, refer to Section 5.
The Authorized Agent will be navigated to the ‘MyCDX’ tab within CDX after going through
identity verification. If the Authorized Agent did not pass LexisNexis, they will see ‘PSP:
Pesticide Submission Portal’ under the ‘Program Service Name’ column and ‘Authorized Agent’
under the ‘Role’ column. The ‘Authorized Agent’ role in the ‘Role’ column will be plain text
and will not be clickable (see Exhibit 8-27). Once the Authorized Agent’s ESA has been
processed and approved, the Authorized Agent will be navigated to the ‘CDX Registration:
Additional Verification’ screen to sign an ESA upon logging in to CDX. For guidance on
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completing additional verifcation and signing ESAs, please reference Section 5.2. After
completion of the additional verification, the ‘Authorized Agent’ text will become a blue link
under the ‘Role’ column (see Exhibit 8-28).

Exhibit 8-27: ‘MyCDX’ Inactive Authorized Agent Role

Exhibit 8-28: ‘MyCDX’ Active Authorized Agent Role

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9

Appendix A - Definitions, Acronyms, and Abbreviations
Acronym

Full Name

CDX

Central Data Exchange

EPA

Environmental Protection Agency

PSP

Pesticdie Submission Portal

ID

User identification

OPP

Office of Pestice Programs

ESA

Electronic Signature Agreement

RMAM

Registration Maintenance Account Manager

PII

Personally Identifiable Information

CROMERR

Cross-Media Electronic Reporting Regulation

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Pesticide Submissions Portal (PSP)
User Guide
Environmental Protection Agency
Office of Pesticide Programs

Table of Contents
Table of Contents......................................................................................................................... i
List of Exhibits ............................................................................................................................ iii
1

Introduction ........................................................................................................................1
1.1

2

Purpose ........................................................................................................................1
System Requirements ........................................................................................................3

2.1
3

Supported Browsers .....................................................................................................3
PSP Functionality ...............................................................................................................4

3.1

PSP User Roles............................................................................................................4

3.2

Access PSP Application ...............................................................................................4

3.3

PSP ‘Home’ Screen ......................................................................................................6

3.4

Access the PSP User Guide .........................................................................................8

4

Generate Root MRIDs ........................................................................................................9

5

Prepare a Package for Submission Using PSP ................................................................11
5.1

Create Package ..........................................................................................................11

5.2

Create Passphrase .....................................................................................................11

5.3

Navigation Tree ..........................................................................................................12

5.4

Application Footer.......................................................................................................13

5.5

‘Package Info’ Screen .................................................................................................15

5.6

‘Documents for the Package’ Screen ..........................................................................18

5.7

Application Info Screen ...............................................................................................21

5.8

Documents for the Application Screen ........................................................................ 23
Distributor Product Applications........................................................................................29

6
6.1
7

Adding Distributor Products to Your Package .............................................................29
Batch Upload....................................................................................................................37

7.1

Upload Packages in the XML e-Submission Format ...................................................37

7.2

Upload e-Dossier Builder Packages ...........................................................................39

8

Continue Saved Packages ...............................................................................................41
8.1

Enter Passphrase Screen ...........................................................................................41

9

Validate ............................................................................................................................43

10

Submit Package to EPA via CDX .....................................................................................44

10.1

Submitter Information Screen .....................................................................................44

10.2

Submission Process: Validate Screen ........................................................................44

10.3

Submission Process: PDF Generation Screen ...........................................................45

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10.4
11

Check Package Status and Download Copy of Record ....................................................49

11.1
12

Submission Process: ‘Cross-Media Electronic Reporting Regulation (CROMERR)
Submission’ Screen. ...................................................................................................46
‘Copy of Record’ Screen .............................................................................................50

Respond to DCIs ..............................................................................................................52

12.1

DCI List Screen ..........................................................................................................52

12.2

DCI Acknowledgement ...............................................................................................53

12.3

90-Day Response .......................................................................................................56

12.4

GDCI 90-Day Response .............................................................................................56

12.5

PDCI 90-Day Response .............................................................................................70

12.6

Submit Data................................................................................................................77

12.7

DCI Copy of Record ...................................................................................................80

13

Appendix A - Definitions, Acronyms, and Abbreviations ...................................................83

14

Appendix B – Admin Number Information .........................................................................84

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List of Exhibits
Exhibit 3-1: CDX Home Screen .................................................................................................. 5
Exhibit 3-2: MyCDX Screen and Role Link ................................................................................. 5
Exhibit 3-3: Choosing the Organization Name and Company Role/Pesticide Company Number 6
Exhibit 3-4: PSP Home Screen .................................................................................................. 7
Exhibit 3-5: PSP User Guide Link............................................................................................... 8
Exhibit 4-1: Generate Root MRIDs ............................................................................................. 9
Exhibit 4-2: Generate Root MRIDs - Results .............................................................................10
Exhibit 4-3: Example Root MRIDs Email ...................................................................................10
Exhibit 5-1: Create New Package Option ..................................................................................11
Exhibit 5-2: Create Passphrase Screen.....................................................................................12
Exhibit 5-3: Navigation Tree ......................................................................................................13
Exhibit 5-4: Application Footer – Save ......................................................................................13
Exhibit 5-5: Application Footer – Preview ..................................................................................14
Exhibit 5-6: Application Footer – Validate ..................................................................................14
Exhibit 5-7: Application Footer – Submit....................................................................................14
Exhibit 5-8: Application Footer – Help Links ..............................................................................15
Exhibit 5-9: Package Info Screen ..............................................................................................16
Exhibit 5-10: Choose and Save Applications .............................................................................17
Exhibit 5-11: Completed Package Info Screen ..........................................................................18
Exhibit 5-12: Documents for the Package Screen .....................................................................20
Exhibit 5-13: Documents for the Package Table........................................................................21
Exhibit 5-14: Application Info Screen.........................................................................................23
Exhibit 5-15: Documents for the Application Screen ..................................................................25
Exhibit 5-16: Documents for the Application Table ....................................................................26
Exhibit 5-17: Proceeding to the Next Application Info Screen ....................................................27
Exhibit 5-18: ‘Documents for the Application’ Table ..................................................................28
Exhibit 6-1: Adding a Distributor Product to a Package .............................................................29
Exhibit 6-2: Initial Distributor Product Application Info Screen ...................................................30
Exhibit 6-3: New Distributor Product Application Info Screen ....................................................31
Exhibit 6-4: Add Alternate Distributor Name to an Existing Distributor Product: First Option......33
Exhibit 6-5: Add Alternate Distributor Name to an Existing Distributor Product: Second Option 33
Exhibit 6-6: Cancel a Distributor Product (Including All Distributor Product Names for This
Product) Application Info Screen ...............................................................................................34

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Exhibit 6-7: Cancel a Single Distributor Product Name Application Info Screen ........................35
Exhibit 6-8: Reinstate a Cancelled Distributor Product Application Info Screen .........................36
Exhibit 7-1: Selecting ‘Upload XML e-Submission Packages’ Option ........................................37
Exhibit 7-2: Navigate the Upload XML e-Submission Packages Screen ....................................38
Exhibit 7-3: Selecting ‘Upload eDossier Builder Packages’ Option ............................................39
Exhibit 7-4: Navigate the Upload e-Dossier Builder Packages Screen ......................................40
Exhibit 8-1: Continue Saved Packages Screen .........................................................................41
Exhibit 8-2: Enter Passphrase Screen .......................................................................................42
Exhibit 8-3: Package Info Screen ..............................................................................................42
Exhibit 9-1: PSP Package Validation Pop-Up Window ..............................................................43
Exhibit 10-1: Submitter Information Screen ...............................................................................44
Exhibit 10-2: Validation Passed .................................................................................................45
Exhibit 10-3: PDF Generation ...................................................................................................46
Exhibit 10-4: CROMERR Screen ..............................................................................................47
Exhibit 10-5: Package Transmission Email ...............................................................................48
Exhibit 11-1: Package Status Screen ........................................................................................49
Exhibit 11-2: Navigate the CROMERR Screen ..........................................................................50
Exhibit 11-3: Copy of Record Screen ........................................................................................51
Exhibit 12-1: Data Call-In Link ...................................................................................................52
Exhibit 12-2: DCI List Screen ....................................................................................................53
Exhibit 12-3: Start DCI Acknowledgement Link .........................................................................53
Exhibit 12-4: DCI Acknowledgment Screen ...............................................................................54
Exhibit 12-5: ‘Pending’ DCI Acknowledgement..........................................................................55
Exhibit 12-6: DCI Acknowledgement Email ...............................................................................55
Exhibit 12-7: GDCI Navigation Tree ..........................................................................................56
Exhibit 12-8: GDCI 90-Day Response Submission Screen........................................................58
Exhibit 12-9: Navigate the GDCI 90-Day Response Submission Screen ...................................58
Exhibit 12-10: GDCI Voluntary Cancellation ..............................................................................60
Exhibit 12-11: GDCI Generic Data Exemption ...........................................................................60
Exhibit 12-12: GDCI Agree to Satisfy Data Requirements .........................................................61
Exhibit 12-13: GDCI Response to Guidelines Not Needed ........................................................62
Exhibit 12-14: ‘Copy Response Code to Other Guidelines’ Button ............................................63
Exhibit 12-15: Agreement to Cost Share ...................................................................................64
Exhibit 12-16: Reuse Document Option ....................................................................................65

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Exhibit 12-17: Reused Document in the Documents Table .......................................................65
Exhibit 12-18: Submitting Existing Data ....................................................................................66
Exhibit 12-19: Citing a Study .....................................................................................................67
Exhibit 12-20: Additional Email Recipients ................................................................................68
Exhibit 12-21: DCI List After Submission ...................................................................................69
Exhibit 12-22: GDCI 90-Day Response Email Notification .........................................................69
Exhibit 12-23: PDCI Navigation Tree.........................................................................................70
Exhibit 12-24: PDCI Voluntary Cancellation ..............................................................................71
Exhibit 12-25: PDCI Response to Guidelines Not Needed ........................................................72
Exhibit 12-26: MUP Option ........................................................................................................73
Exhibit 12-27: EUP Option ........................................................................................................73
Exhibit 12-28: ‘Submit Data’ Link...............................................................................................77
Exhibit 12-29: Data Submission Screen ....................................................................................78
Exhibit 12-30: Data Submissions ..............................................................................................79
Exhibit 12-31: Submit Data (Previous Submission Successful) .................................................80
Exhibit 12-32: ‘Copy of Record’ Icons .......................................................................................81
Exhibit 12-33: CROMERR Copy of Record Screen ...................................................................81
Exhibit 12-34: Copy of Record Screen ......................................................................................82
Exhibit 14-1 Admin Number Examples ......................................................................................85
Exhibit 14-2 File Symbol ...........................................................................................................85

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1

Introduction

The United States Environmental Protection Agency (EPA) Office of Pesticide Programs (OPP)
developed the Pesticide Submission Portal (PSP) application to allow registrants to electronically
submit pesticide application packages to EPA. PSP allows registrants to create and submit
packages electronically. Applications for pesticide registration can be submitted, including
forms, studies, and draft product labeling. Applicants need not submit multiple electronic copies
of any pieces of their applications. In PR Notice 2011-3, EPA made clear that the requirement to
submit multiple copies of data is applicable only to paper submissions. Similarly, EPA interprets
the requirement to submit five copies of draft labeling in 40 CFR 152.50(e) to apply only to
applications made on paper. As electronic submissions are easily reproducible, EPA will accept
electronic applications containing one copy of all the required elements.
EPA encourages electronic submissions for the following regulatory actions:
• Product Registration – Section 3
o New pesticide active ingredients
o New pesticide products containing already-registered pesticide active ingredients
o FIFRA 6(a)(2) study submissions
o Amendments to registered pesticide products.
• Experimental Use Permit – Section 5
• Petitions for food tolerance
• Distributor products
• Notifications
• Inert Ingredient Request
• Pre-Application
A package created within PSP consists of all documents and metadata required by EPA to
properly process the package. Users may also upload and submit packages created in the eSubmission XML format or the EPA e-Dossier Builder format.
In addition to preparing packages, users may also respond to Data Call-Ins (DCIs). DCI
Acknowledgements, 90-Day Responses, and Data Submissions can be submitted through the
portal. Both Generic Data Call-Ins (GDCIs) and Product-Specific Data Call-Ins (PDCIs) are
supported.
1.1

Purpose

The purpose of this document is to provide instructions on how to use the PSP application. This
document provides guidance on how to properly prepare a package for submission to EPA.
After reviewing this document, users will be able to:
• Access the PSP application via the Central Data Exchange (CDX)

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• Generate root master record identification numbers (MRIDs)
• Navigate the PSP application and prepare packages for submission
• Upload batch packages in the e-Submission XML format
• Upload and modify packages created with e-Dossier Builder
• Submit packages to EPA for processing
• Respond to DCIs by submitting DCI Acknowledgements, 90-Day Responses, and Data
Submissions.

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2

System Requirements

To use the PSP application the following are required:
• An e-mail account
• A supported web browser with Java Script enabled and pop-up blockers disabled
• Internet access
• CDX username and password
2.1

Supported Browsers

For optimal performance, it is recommended that you use Google Chrome to access the PSP
application. However, the following browsers are supported:
• Google Chrome 44 or above
o Go to the following link to download:
http://www.google.com/chrome
• Internet Explorer 11 (Internet Explorer 10 and below are not supported)
o Go to the following link to download:
http://windows.microsoft.com/en-US/internet-explorer/downloads/ie
• Mozilla Firefox 3.5 or above
o Go to the following link to download:
http://www.mozilla.com/en-US/firefox/all-older.html
• Safari 4 or above
o Go to the following link to download:
http://support.apple.com/kb/dl877

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3

PSP Functionality

This section describes:
• The PSP User Roles
• How to access the PSP application
• How to navigate the PSP ‘Home’ screen
• How to access the PSP User Guide
3.1

PSP User Roles

Users can access the PSP application as one of two roles - Primary Submitter and Authorized
Agent. As a Primary Submitter, you can view all packages and DCIs created for your company,
sponsor and maintain Authorized Agent users’ access to the PSP application, prepare and submit
packages, and respond to DCIs.
As an Authorized Agent, you can only see the packages you created and are unable to sponsor
other users’ access to the PSP application. Authorized Agents may prepare and submit packages
and respond to DCIs.
For more information about user roles and CDX registration, please refer to the ‘OPP CDX
Pesticide Submission Portal Registration User Guide’ below:
https://cdx.epa.gov/content/documents/PSP/OPP_CDX_Pesticide_Submission_PortalRegistratio
n_UserGuidev1.0p.pdf
3.2

Access PSP Application

To access the CDX ‘Home’ page, navigate to https://cdx.epa.gov/.
Exhibit 3-1 below shows a screen capture of the ‘CDX ‘Home’ screen.

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Exhibit 3-1: CDX Home Screen

Navigation: Enter a valid User ID and Password into the ‘User ID’ and ‘Password’ fields, and
click the ‘Log In’ button.
After logging in, you will be navigated to the ‘MyCDX’ page. This page lists the program
services with which you are associated as well as your status and role(s) for those services. If you
are registered for the PSP application, you will see ‘PSP: Pesticide Submission Portal’ in the
services list. ‘Primary Submitter’ and/or ‘Authorized Agent’ will appear as a blue link under the
‘Role’ column as shown in Exhibit 3-2 below.

Exhibit 3-2: MyCDX Screen and Role Link

Navigation: Click a blue role link under the ‘Role’ column to enter the PSP application as that
role.
Note: If you are associated with multiple companies, you will have to choose the organization
name and company role/pesticide company number for which you are submitting. In this case,
dropdown boxes will display upon clicking the ‘Role’ link. If you are not associated with
multiple companies, proceed to the next section.

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Exhibit 3-3 below displays the organization name and company role/pesticide company number
dropdown boxes that appear when you are associated with multiple companies. The pesticide
company number is located next to the role within the ‘Program Client ID’ dropdown box. In
this case, ‘456’ is the pesticide company number.

Exhibit 3-3: Choosing the Organization Name and Company Role/Pesticide Company Number

Navigation: Choose the organization name, company role/number, and then click the ‘Proceed’
button to enter the PSP application. After clicking ‘Proceed,’ you will be navigated to the PSP
‘Home’ screen.
3.3

PSP ‘Home’ Screen

The PSP ‘Home’ screen, shown in Exhibit 3-4, is the first screen within the PSP application. It
provides you with links and tabs to access various screens within the application. To navigate to
any of these screens, click the blue screen link or the screen tab located within the application
header. The links and tabs provide the same functionality.
Your name, company, and role are displayed as a link in the application header. Clicking this
link will log you out of both the PSP application and CDX. ‘CDX Links’ are displayed in the
application footer. Clicking this link will display a list of CDX resources to which you may
navigate. The CDX Helpdesk number is displayed next to ‘CDX Links.’
The PSP ‘Home’ Screen contains the following links:
• ‘Create New Package’ – Clicking this link will navigate you to the ‘Create Passphrase’
screen. After creating a passphrase for your package, you will be navigated to the ‘Package
Info’ screen where you can begin the package creation process. For more information about
creating packages, refer to Section 5.
• ‘Continue Saved Packages’ – Clicking this link will navigate you to the ‘Continue Saved
Packages’ screen. This screen lists in-progress packages with the ‘Awaiting User
Completion’ status. For more information about continuing saved packages, refer to Section
7.
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• ‘Package Status’ – Clicking this link will navigate you to the ‘Package Status’ page. This
screen lists packages submitted to EPA. For more information about checking a package’s
status, refer to Section 10.
• ‘Upload XML e-Submission Packages’ – Clicking this link will navigate you to the
‘Upload XML e-Submission Packages’ screen. This screen allows you to upload and submit
a package created using your company’s IT systems in the e-Submission XML format. This
page accepts zip files that contain an e-Submission XML and is meant for single application
submissions. For more information about uploading XML e-Submission packages, refer to
Section 6.1.
• ‘Upload e-Dossier Builder Packages’ – Clicking this link will navigate you to the ‘Upload a
Package Created by e-Dossier Builder’ screen. This screen allows you to upload and modify
a package created using e-Dossier Builder. For more information about uploading e-Dossier
Builder Packages, refer to Section 6.2.
• ‘Data Call-In’ – Clicking this link will navigate you to the ‘DCI List’ screen. This screen
allows you to submit DCIs and check their statuses.
• ‘Generate Root MRIDs’ – Clicking this link will navigate you to the ‘Generate Root
MRIDs’ screen where you can generate root MRIDs for use in study documents. A valid
MRID is required for each ‘Study’ document type in a package. For more information about
generating root MRIDs, refer to Section 4.

Exhibit 3-4: PSP Home Screen

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3.4

Access the PSP User Guide

Users can access this user guide at any time within PSP’s various screens. To access the user
guide, click the ‘Help’ tab in the application header and click the ‘Pesticide Submissions Portal
User Guide’ link. Exhibit 3-5 below displays a screen capture of the location of the user guide
link within the ‘Generate Root MRIDs’ screen.

Exhibit 3-5: PSP User Guide Link

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4

Generate Root MRIDs

EPA uses MRIDs to track and manage information submitted to the pesticide program. An
MRID is a unique, eight-digit number assigned to each study submitted to EPA. The first six
digits are referred to as the root MRID. To submit a package through the PSP application that
will include a study, you must use a root MRID that was previously provided or generate a new
root MRID through the PSP application.
When using MRIDs please keep the following in mind:
• The first MRID always ends in '00' and must be assigned to the transmittal document that
describes the purpose of the submission and lists all of the included studies by title and
MRID.
• MRIDs ending in '01' through '99' are available for assignment to supporting studies.
• If a submission includes more than 99 studies, you will need more than one root MRID.
• List studies on the transmittal document in MRID order without any breaks in sequence.
• Do not use MRIDs from the same root MRID for different submissions.
• Print the MRID ending in '00" on the upper right corner of page one of the transmittal
document.
• Print each study's MRID on the upper right corner of the title page (page one).
You can access the ‘Generate Root MRIDs’ screen by clicking the ‘Generate Root MRIDs’ link
on the PSP ‘Home’ screen or by clicking the ‘Generate Root MRIDs’ tab in the application
header.
After clicking the ‘Generate Root MRIDs’ link, you will be navigated to the ‘Generate Root
MRIDs’ screen. A text box labeled ‘Number of Root MRIDs’ will be displayed. Enter the
necessary number of Root MRIDs and click the ‘Generate Root MRIDs’ button. Each root
MRID can be used by up to ninety-nine (99) study documents in a single application.
Exhibit 4-1 below displays a screen capture of the ‘Generate Root MRIDs’ screen.

Exhibit 4-1: Generate Root MRIDs

Navigation: Enter the amount of necessary Root MRIDs and click the ‘Generate Root MRIDs’
button; a pop-up will display as the root MRIDs are generated. After system processing, the
newly generated root MRIDs are displayed on screen. Record these root MRIDs, as you will
need them later during the package creation process. The system will also send an email to the

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email account associated with your CDX account containing the generated root MRIDs. You can
press the ‘Reset’ button to clear this screen of entries and generate additional root MRIDs.
Exhibit 4-2 below displays the root MRID generation results. Exhibit 4-3 below displays the
MRID results email that is sent to the user.

Exhibit 4-2: Generate Root MRIDs - Results

Exhibit 4-3: Example Root MRIDs Email

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5

Prepare a Package for Submission Using PSP

This section describes the process to prepare a package for submission using the PSP application.
If you plan to include study documents in your package, please refer to Section 4 for instructions
on how to generate Root MRIDs.
5.1

Create Package

You can begin the package creation process by clicking the ‘Create New Package’ link on the
‘Home’ page. You can return to the PSP ‘Home’ screen at any time by clicking the ‘Portal’ link
at the top left of the screen.
Exhibit 5-1 below displays this option on the PSP ‘Home’ screen.

Exhibit 5-1: Create New Package Option

Navigation: Click the ‘Create New Package’ link to navigate to the ‘Create Passphrase’ screen
and create a package.
5.2

Create Passphrase

A passphrase protects your package from unauthorized disclosure while it is being prepared and
encrypts your package at both rest and submission. To associate a passphrase with a submission,
enter a passphrase that is at least 8 characters long. To protect your package, your passphrase
should contain a combination of letters and numbers. The passphrase you create may include
spaces, but should not contain special characters (for example, +, and *). You can associate the
same passphrase with multiple submissions.
You are responsible for remembering the passphrase and distributing it to only authorized
persons for the package.

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Important: If you forget the passphrase, you will be unable to access the package. If you lose or
forget the passphrase, you must create a new package and passphrase. For security reasons, the
system administrator does not have access to the passphrase and will not be able to retrieve it or
reset it to a new one. Exhibit 5-2 below displays a screen capture of the ‘Create Passphrase’
screen.

Exhibit 5-2: Create Passphrase Screen

Navigation: Create a passphrase and click the ‘Next’ button to navigate to the ‘Package Info’
screen.
5.3

Navigation Tree

The navigation tree is located on the left side of each screen. The bottom portion of the
navigation tree contains tips (contextually based on the current screen) to guide you through the
package creation process. You can perform the following functions using the navigation tree:
• Collapse and Expand folders: Each section of the package falls under a collapsible folder
within the navigation tree, which allows you to save space or easily view items in the
navigation tree. When a folder is expanded, you can click the folder title link to collapse that
section of the navigation tree. When a folder is collapsed, you can click the folder title link to
expand that section of the navigation tree.
• Navigate between screens: You can use the navigation tree to navigate between the various
screens within the PSP application. You can click the screen title link to navigate to the
selected screen. Important: You are required to save all information entered on a particular
screen before navigating to the next screen or all entered information will be lost. A prompt
will appear after you click a link in the navigation tree indicating, ‘Are you sure you want to
leave the current page? Any unsaved changes will be lost.’ If you click the ‘OK’ button, you
will be taken to the requested screen without saving any of the data in the previous screen. If

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you click the ‘Cancel’ button, the prompt will close and you will not be taken to the
requested screen.
The navigation tree on the left side of the screen will update once applications have been added
to your package. The application name within the navigation tree can be clicked to hide or
unhide the associated application.
Exhibit 5-3 below displays the navigation tree.

Exhibit 5-3: Navigation Tree

5.4

Application Footer

The application footer is located at the bottom of each screen. You can perform the following
functions using the application footer:
The following exhibits, Exhibit 5-4, Exhibit 5-5, Exhibit 5-6, and Exhibit 5-7 show the different
screen captures for the application footer:
• Save: You can click the ‘Save’ icon at any stage of completing a package. After you click the
‘Save’ icon, the data entered on the screen will save. The ‘Save’ function does not validate
any data entered.

Exhibit 5-4: Application Footer – Save

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• Preview: You can click the ‘Preview’ icon at any stage of completing a package to preview
the submission. After you click the ‘Preview’ icon, a pop-up will display a PDF
representation of the package.

Exhibit 5-5: Application Footer – Preview

• Validate: You can click the ‘Validate’ icon at any stage of completing a package to check
for certain types of errors in a submission. A validation pop-up window generates when you
click the ‘Validate’ icon. The pop-up window displays a report of all validation errors
relating to a failed validation. Please refer to Section 8 if you need guidance about the
validation process.

Exhibit 5-6: Application Footer – Validate

• Submit: You can click the ‘Submit’ icon to submit the package after you have completed all
required sections. After you click the ‘Submit’ icon and press ‘OK’ in the pop-up window
that generates, you will be brought to the ‘Submitter Information’ screen. Refer to Section 9
for guidance on the submission process.

Exhibit 5-7: Application Footer – Submit

• Help Links: You can click any of the Help links, located within the ‘CDX Links’ dropdown
at the bottom of each screen, at any stage of completing a package.
If you click the ‘CDX Homepage’ link, you will be taken to the CDX Homepage at:
•

http://www.epa.gov/cdx/

If you click the ‘MyCDX Homepage’ link, you will be taken to the CDX Login at:
•

https://dev.epacdx.net/CDX/MyCDX

If you click the ‘EPA Homepage’ link, you will be taken to the EPA Homepage at:
•

http://www.epa.gov/

If you click the ‘Terms and Conditions’ link, you will be taken to the CDX Terms and
Conditions screen at:
•

https://cdx.epa.gov/Terms

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If you click the ‘Privacy Notice’ link, you will be taken to the CDX Privacy and Security
Notice screen at:
•

https://cdx.epa.gov/privacy.asp

Exhibit 5-8 below shows the screen capture of the application footer ‘Help’ links:

Exhibit 5-8: Application Footer – Help Links

5.5

‘Package Info’ Screen

The ‘Package Info’ screen (see Exhibit 5-9) allows you to record information about your package
as well as add applications to your package. The navigation tree on the left side of the screen will
populate as applications are added to your package. You can click any link in the navigation tree
to navigate to that portion of your package. All fields marked with a red asterisk are required.
The following fields are displayed on the ‘Package Info’ screen:
• Package Name: Enter a name for the package. This is a required field.
• Description: Enter a description for the package. This is an optional field.
• Is this PRIA: Designate if the package is subject to Pesticide Registration Improvement
Extension Act (PRIA) fees. This is an optional field.
• Company Name: The name of the company for which you are submitting. This field is not
editable and is pulled from CDX.
To add applications to your package, click the ‘Add Application’ button and then click the check
box next to one or more of the regulatory types listed below:
• Distributor Product
• Experimental Use Permit – Section 5
• Inert Ingredient Request
• Pre-Application
• Product Registration – Section 3
• Tolerance Petition

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Clicking a Regulatory Type check box will reveal its associated Application Type(s). You can
click the checkbox next to an Application Type to select it. Multiple Regulatory and Application
types can be selected on this screen. After clicking an application check box, you will be able to
designate how many applications of that type will be included in your package.
Important: The Distributor Product regulatory type follows a different workflow than the other
regulatory types. The selection of different application types for Distributor Products takes place
on the ‘Application Info’ screen. Please see Section 6 for guidance on preparing Distributor
Product applications.
Exhibit 5-9 below displays a screen capture of the ‘Package Info’ screen.

Exhibit 5-9: Package Info Screen

Navigation: Fill out all necessary fields on the ‘Package Info’ screen. Click the ‘Add
Application’ button.

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Exhibit 5-10 below displays the process of adding and saving applications to your package.

Exhibit 5-10: Choose and Save Applications

Navigation: Select Regulatory type(s) and Application Type(s). After selecting an Application
Type, enter the number of that type of application that will be in your package and click the
‘Save’ button.

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Exhibit 5-11 below displays a screen capture of the completed ‘Package Info’ screen.

Exhibit 5-11: Completed Package Info Screen

Navigation: After saving the applications to your package, a table will appear on screen
displaying the ‘Application Name,’ ‘Regulatory Type,’ ‘Application Type,’ and ‘Action(s)’
columns. You can delete applications from your package by clicking the red ‘x’ icon in the
‘Actions’ column. You will have to confirm deletion via a pop-up window before the application
will be deleted. Clicking the blue link under the ‘Application Name’ column will take you to the
‘Application Info’ screen for that application. The application names default to a placeholder
name that you may change on their respective ‘Application Info’ screen. You can add more
applications by clicking the ‘Add Application’ button. After entering all requisite information on
the ‘Package Info’ screen and adding all applications, click the ‘Next’ button to navigate to the
‘Documents for the Package’ screen.
5.6

‘Documents for the Package’ Screen

The ‘Documents for the Package’ screen (see Exhibit 5-12) allows you to upload and attach
package-level documents to your package. You will also be able to associate information with
each uploaded document by filling out the requisite fields. Several validation rules are in place
for this screen to ensure data quality and prevent errors.
Click the ‘Add’ button to enter information and upload documents. After clicking the ‘Add’
button, the fields become editable. Fill out all necessary fields and click the ‘Browse…’ button to
select and upload a document. Click the ‘Save’ button to save your changes.
Important: At least one package-level document is required. Document file names should not
exceed 255 characters. Examples of package-level documents include:

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• Submission Cover Letters
• Transmittal Documents
• Payment Receipts
The following fields are displayed on the ‘Document for the Package’ screen:
• Package Name: The name given to a package. This field is not editable.
• Document Type: Select the document type for the uploaded file. This is a required field.
• Document Upload: Click the ‘Browse…’ button and select a file to upload. Empty files,
duplicate file names, and .exe files are not allowed into the system. Document file names
should not exceed 255 characters. This is a required field.
• Document Date: Specify a date, such as the creation date, to link to a document. This is an
optional field.
• Document Group: Enter a group to which the document is related. This is an optional field.
• Admin Number: Enter the Admin Number, Registration Number, or special local need
(SLN) number. Please refer to Appendix B – Admin Number for more information about
admin numbers.
• Contains CBI?: Indicate whether the document contains confidential business information
(CBI). This is a required field. For document types that should not include CBI, a read-only
text will display the following, “Please do not include CBI in the upload for this document
type.”
• Comment: Add comments to the document being submitted. This is an optional field.
• Document Title – Only visible when the ‘Other’ Document Type is selected. Enter a title for
the document. This is an optional field.
Exhibit 5-12 below displays a screen capture of the ‘Documents for the Package’ screen.

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Exhibit 5-12: Documents for the Package Screen

Navigation: Click the ‘Add’ button to upload a document and enter all required information.
Click the ‘Save’ button after entering all requisite information. After clicking ‘Save,’ the
uploaded document is displayed in a table at the top of the screen.
Exhibit 5-13 below displays the table that appears on the ‘Documents for the Package’ screen
once documents are added.

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Exhibit 5-13: Documents for the Package Table

Navigation: You can remove uploaded documents by clicking the red ‘x’ icon in the ‘Actions’
column of this table. To edit the details of a document, click the blue link in the ‘Document
Type’ column. You can add as many documents as needed by clicking the ‘Add’ button again.
After uploading all necessary documents, click the ‘Next’ button to navigate to the ‘Application
Info’ screen for the first application in your package.
5.7

Application Info Screen

The ‘Application Info’ screen (see Exhibit 5-14) allows you to enter information about an
application included in your package. The fields on this screen are generated based on the
application type selected on the ‘Package Info’ screen. Not all fields will be shown for each
Application Type and Regulatory Type combination.
The following fields are displayed on the ‘Application Info’ screen:
• Application Name: Enter the name for the application. The system will assign a default
name if no name is specified. This is a required field.
• Initial Submission: Select whether the application is an initial submission. This is a required
field.
• Description: Enter a description for the application. The copy icon next to the ‘Description’
field allows you to copy the package description text that was entered on the ‘Package Info’
screen. This is an optional field.

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• Admin Number: Enter the Admin Number, Registration Number, or SLN number. This is a
required field. Please refer to Appendix B – Admin Number for more information about
Admin Number.
• Regulatory Type: The Regulatory Type of the application. This field is not editable.
• Application Type: The Application Type of the application. This field is not editable.
• Product Name: Enter the name of the product. This is a required field.
• Ingredient Name: Enter the name of the ingredient. This is a required field.
• Parent Section 3 No.: Enter the Parent Section 3 Registration Number associated with MeToo, SLN, Distributor Product, or another type of registration. This is a required field.
• Product/Risk Manager: Select the risk manager for the selected Regulatory Type and
Application Type combination. The ‘Product/Risk Manager’ dropdown is populated based on
the chosen application and regulatory type. This is a required field.
• Me-Too Indicator: Enter a “final” Me-Too Indicator for particular Regulatory Type –
Application Type combinations. This is a required field.
• Petition Type: Enter a final Petition Type for a particular Regulatory Type – Application
Type combination. This is a required field.
• Fast Track: Enter a “final” Fast Track Indicator for particular Regulatory Type –
Application Type combinations. This is a required field.
• Remarks: Provide questions, notes, or other remarks. This field is optional.
• Mark for Review: The ‘Mark for Review’ check box allows you to mark a page so that it
can be returned to at a later time. Clicking this check box highlights the screen in red within
the navigation tree and you will have to uncheck this option before you can pass validation of
the package. This field is optional.
Exhibit 5-14 below displays a screen capture of the ‘Application Info’ screen.

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Exhibit 5-14: Application Info Screen

Navigation: After entering all required information, press the ‘Next’ button to navigate to the
‘Documents for the Application’ screen for the associated application.
5.8

Documents for the Application Screen

The ‘Documents for the Application’ screen (see Exhibit 5-15) allows you to upload and attach
documents to an application within a package. You will also be able to associate information
with each uploaded document by filling out the requisite fields. Fields are displayed based on the
chosen document type and sub-type. Not all fields will be shown for each document type and
sub-type combination.
Important: At least one application-level document is required for each application. Document
file names should not exceed 255 characters. Examples of application-level documents include:
• Forms
• Labels
• Studies
Important: If you would like to add a study document to an application, proceed to Section
5.8.1 below and return to this section. Once you have filled out the information for all of your
applications, proceed to Section 9.
The following fields are displayed on the ‘Documents for the Application’ screen:
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• Package Name: The name given to the package. This field is not editable.
• Application Name: The name given to the application. This field is not editable.
• Document Type: Select the document type for the uploaded file. This is a required field.
• Document Sub-Type: Select the document sub-type for the uploaded file. Available subtypes are based on the document type chosen. This is a required field.
• Document Upload: Click the ‘Browse…’ button and select a file to upload. Empty files,
duplicate file names, and .exe files are not allowed into the system. Document file names
should not exceed 255 characters. This is a required field.
• Document Title: Enter the title of the document. This is an optional field.
• Document Author: Enter the name of the person who generated the contents of the
document. If there are multiple authors, use commas to separate the names. This is an
optional field.
• Document Date: Enter a date, such as the creation date, to be linked to the document. This
can be either a required or optional field based on the document type and document sub-type.
• Document Group: Enter the document group to which the document is related. This is an
optional field.
• Contains CBI?: Indicate whether the document contains CBI. This is a required field. For
document types that should not include CBI, a read-only text will display the following,
“Please do not include CBI in the upload for this document type.”
• Page Count: Enter the number of pages in a study. This is a required field.
• Doc MRID: A MRID Number associated with a particular application cannot be reused with
any other application or packages. Please refer to Section 4 for information about how to
generate root MRIDs. A basic validation, ensuring that the MRID is an eight-digit number, is
performed on this field. The MRID is also validated against the backend at submission. This
is a required field for study documents.
• Lab Report Number: Enter the internal identification number for a study used by the lab
that produced the study. This is an optional field.
• Guideline Number: Enter the “Guideline Number” associated with a study. This is an
optional field.
• Comment: Enter comments about the document. This is an optional field.
Exhibit 5-15 below displays a screen capture of the ‘Documents for the Application’ screen.

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Exhibit 5-15: Documents for the Application Screen

Navigation: Click the ‘Add’ button to enter information and upload documents. After clicking
the ‘Add’ button, the fields become editable. Different fields will display based upon the chosen
document type and sub-type. Fill out all necessary fields and click the ‘Browse…’ button to
select and upload a document. Click the ‘Save’ button to save your changes.
Exhibit 5-16 below displays a screen capture of the ‘Documents for the Application’ table.

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Exhibit 5-16: Documents for the Application Table

Navigation: After clicking the ‘Save’ button, the uploaded document is displayed in a table at
the top of the screen. As with the ‘Package Info’ screen, you can click the red ‘x’ icon in the
‘Actions’ column of this table to remove any uploaded documents. You can also click the blue
link in the ‘Document Type’ column to edit the details of that document. You can add as many
documents as needed by clicking the ‘Add’ button again.

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Exhibit 5-17 below displays the ‘Next’ button, which allows the user to proceed to the next
‘Application Info’ Screen.

Exhibit 5-17: Proceeding to the Next Application Info Screen

Navigation: After uploading all the necessary documents, click the ‘Next’ button to navigate to
the ‘Application Info’ screen for the next application in your package. If there are no subsequent
applications to edit, the button will read ‘Submit.’ Proceed to Section 9 if you see a ‘Submit’
button.
Note: You will have to progress through the ‘Application Info’ and ‘Documents for the
Application’ screen for each application in your package. You should not start the submission
process until you have filled out the information for all of your applications.

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5.8.1

Adding a Study Document on the Documents for the Application Screen

If you would like to add a study document to an application, navigate to that application by
clicking its ‘Application Documents’ link within the navigation tree. Click the ‘Add’ button and
enter data into all the requisite fields. Choosing the ‘Study’ document type will display the ‘Doc
MRID’ field. You will need a six-digit root MRID for each application in your package. If you
need guidance on generating a root MRID, please refer to Section 4 at the beginning of this
document.
Note:
• A root MRID can only be used in a single application. Documents within different
applications cannot use the same root MRID.
• Eight-digit MRIDs must be unique for all ‘Study’ sub-type documents in a package. ‘Study
Profile’ and ‘Supplemental Study Data’ sub-type documents can share the same eight-digit
MRID and should carry the MRID of the parent study.
When entering a MRID, enter the six-digit root followed by a two-digit sequential number for
each document uploaded. For example, when adding the first study document, you would append
the digits ‘01’ to the root MRID 333049. For the next study document (assuming that the
document sub-type is ‘Study’) you would append ‘02’ to the 333049 root MRID. As such, the
first document would have a MRID of 33304901, and the second document would have a MRID
of 33304902.

Exhibit 5-18 below displays study documents that have been saved to an application.

Exhibit 5-18: ‘Documents for the Application’ Table

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6

Distributor Product Applications

This section describes how to prepare the five types of Distributor Product applications that PSP
supports. The five types of Distributor Product applications are as follows:
• New Distributor Product
• Add Alternate Distributor Name to an Existing Distributor Product
• Cancel a Single Distributor Product (Including All Distributor Product Names for This
Product)
• Cancel a Single Distributor Product Name
• Reinstate a Cancelled Distributor Product
6.1

Adding Distributor Products to Your Package

To add Distributor Products to your package, navigate to the ‘Package Info’ screen. Once on the
‘Package Info’ screen, click the ‘Add Application’ button. Click the check box next to the
‘Distributor Product’ Regulatory Type. Enter the number of Distributor Product Applications
you will require and press the ‘Save’ button. Once saved, the Distributor Product will appear in a
table on the ‘Package Info’ screen. The application will also appear in the navigation tree.
Exhibit 6-1 below displays adding a Distributor Product Regulatory Type to a package.

Exhibit 6-1: Adding a Distributor Product to a Package

Navigation: Select the check box next to ‘Distributor Product’ and indicate the required number
of applications in the text box. Click the ‘Save’ button once finished. Navigate to the
‘Application Info’ screen for your Distributor Product via the navigation tree.
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Once on the ‘Application Info’ screen for your Distributor Product, you will see the following
fields:
• Regulatory Type: The regulatory type of the application. This field is not editable.
• Basic Product Registration No: The Basic Product Registration Number of the Distributor
Product. It is also known as the Parent Section 3 Number. This field is required.
• Distributor Company Number: The company number of the Distributor. This field is
required.
• Application Type: The type of application. There are five potential Distributor Product
application types. This field is required.
Fields will dynamically change based on the chosen Distributor Product application type.
Exhibit 6-2 below displays the initial Distributor Product ‘Application Info’ screen before any
applications are chosen.

Exhibit 6-2: Initial Distributor Product Application Info Screen

Navigation: Enter all required information and choose a Distributor Product application type.
Once all information is entered and a Distributor Product type is chosen, the screen will darken
and a spinning status wheel will appear. The system will generate and display a list of active and
inactive Distributor Product names based on the entered information and application type.
Note: The system will validate your current company number with the entered ‘Basic Product
Registration No’ to ensure that you are accessing PSP with the correct submitting organization.

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Note: A list of Distributor Product names will be generated for all Distributor Product
application types except for ‘New’ Distributor Products.
6.1.1

New Distributor Products

After entering the ‘Basic Product Registration No’ and ‘Distributor Company Number’ on the
‘Application Info’ screen, choose the ‘New Distributor Product’ option from the ‘Application
Type’ dropdown.
Once the ‘New Distributor Product’ option is chosen, additional fields will appear on screen.
The additional fields are as follows:
• Application Name: The name of the application. You can change the name of the
application for easier identification. A default name will be generated by the system. This
field is required.
• Distributor Product Name: The name of the Distributor Product. This field is required.
• Description: Description of the application. This field is optional.
• Remarks: Allows the user to provide questions, notes, or other remarks. This field is
optional.
Exhibit 6-3 below displays a screen capture of the ‘Application Info’ screen for the ‘New
Distributor Product’ application type.

Exhibit 6-3: New Distributor Product Application Info Screen
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Navigation: Enter information into all required fields and click the ‘Next’ button.
Note: The ‘Documents for the Application’ screen functions the same for all
regulatory/application types. For assistance with completing the ‘Documents for the Application’
screen, please refer to Section 5.8.
6.1.2

Add Alternate Distributor Name to an Existing Distributor Product

After entering the ‘Basic Product Registration No’ and ‘Distributor Company Number’ on the
‘Application Info’ screen, choose the ‘Add Alternate Distributor Name to an Existing Distributor
Product’ option from the ‘Application Type’ dropdown.
The screen will darken and a spinning status wheel will appear. Once the system has finished
processing, a list of Distributor Product Names will appear on screen along with their status.
Additional fields will also appear on screen. The additional fields are as follows:
• Application Name: The name of the application. You can change the name of the
application for easier identification. A default name will be generated by the system. This
field is required.
• Distributor Product Name: The name of the Distributor Product. This field is required.
You have two options on this screen.
1. You may choose to enter a new Distributor Product name (indicated by the ‘Use New
Distributor Product Name’ radio button). After reviewing the table, enter a new
Distributor Product name in the ‘Distributor Product Name’ field.
2. Use an inactive Distributor Product name (indicated by the ‘Use Inactive Distributor
Product Name’ radio button). Upon selecting this radio button option, the table will
update and only display Distributor Products names with an ‘Inactive’ status. Select the
radio button next to the name you would like to use.
Exhibit 6-4 below displays the ‘Use New Distributor Product Name’ radio button.

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Exhibit 6-4: Add Alternate Distributor Name to an Existing Distributor Product: First Option

Navigation: Enter a name into the ‘Distributor Product Name’ field and click the ‘Next’ button.
Exhibit 6-5 below displays the ‘Use Inactive Distributor Product Name’ radio button option.

Exhibit 6-5: Add Alternate Distributor Name to an Existing Distributor Product: Second Option

Navigation: Select a Distributor Product Name and click the ‘Next’ button.
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6.1.3

Cancel a Distributor Product (Including All Distributor Product Names for This
Product

After entering the ‘Basic Product Registration No’ and ‘Distributor Company Number’ on the
‘Application Info’ screen, choose the ‘Cancel a Distributor Product (Including All Distributor
Product Names for This Product)’ option from the ‘Application Type’ dropdown.
The screen will darken and a spinning status wheel will appear. Once the system has finished
processing, a list of active Distributor Product Names will appear on screen. An additional field
will also appear on screen. The additional field is as follows:
• Application Name: The name of the application. You can change the name of the
application for easier identification. A default name will be generated by the system. This
field is required.
Text above the table will read: “These Distributor Product Names will be deleted together with
the Distributor Product:”
Exhibit 6-6 below displays the ‘Cancel a Distributor Product (Including All Distributor Product
Names for This Product)’ application type.

Exhibit 6-6: Cancel a Distributor Product (Including All Distributor Product Names for This
Product) Application Info Screen

Navigation: Confirm the list of Distributor Product names and click the ‘Next’ button.

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6.1.4

Cancel a Single Distributor Product Name

After entering the ‘Basic Product Registration No’ and ‘Distributor Company Number’ on the
‘Application Info’ screen, choose the ‘Cancel a Single Distributor Product Name’ option from
the ‘Application Type’ dropdown.
The screen will darken and a spinning status wheel will appear. Once the system has finished
processing, a list of active Distributor Product Names will appear on screen. An additional field
will also appear on screen. The additional field is as follows:
• Application Name: The name of the application. You can change the name of the
application for easier identification. A default name will be generated by the system. This
field is required.
Text above the table will read: “Please select an active Distributor Product Name you would like
to cancel:”
Exhibit 6-7 below displays the ‘Cancel a Single Distributor Product Name’ application type.

Exhibit 6-7: Cancel a Single Distributor Product Name Application Info Screen

Navigation: Select the radio button next to the active Distributor Product Name that you would
like to cancel. Click the ‘Next’ button.

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6.1.5

Reinstate a Cancelled Distributor Product

After entering the ‘Basic Product Registration No’ and ‘Distributor Company Number’ on the
‘Application Info’ screen, choose the ‘Reinstate a Cancelled Distributor Product’ option from the
‘Application Type’ dropdown.
The screen will darken and a spinning status wheel will appear. Once the system has finished
processing, a list of inactive Distributor Product Names will appear on screen. An additional
field will also appear on screen. The additional field is as follows:
• Application Name: The name of the application. You can change the name of the
application for easier identification. A default name will be generated by the system. This
field is required.
Text above the table will read: “Please select one or more inactive Distributor Product Name(s)
you would like to reinstate along with the Distributor Product:”
Exhibit 6-8 below displays the ‘Reinstate a Cancelled Distributor Product’ application type.

Exhibit 6-8: Reinstate a Cancelled Distributor Product Application Info Screen

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7

Batch Upload

The batch upload functionality of the PSP application allows you to upload packages created
using the e-Dossier Builder application or your company’s IT systems in the XML e-Submission
format.
7.1

7.1.1

Upload Packages in the XML e-Submission Format

Home screen

To upload a package created using your company’s IT systems in the XML e-Submission
format, click the ‘Upload XML e-Submission Packages’ link on the ‘Home’ screen.
Exhibit 7-1 below displays the ‘Upload XML e-Submission Packages’ option on the ‘Home’
screen.

Exhibit 7-1: Selecting ‘Upload XML e-Submission Packages’ Option

Navigation: Click the ‘Upload XML e-Submission Packages’ link on the home screen.
7.1.2

Upload Packages Screen

Click the ‘Browse…’ button to upload a package created using your company’s IT systems in
the XML e-Submission format.

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Important: Please ensure that files within your package do not contain special characters. Also,
the XML within your package should have an e-PRISM prefix as the first part of the file name.
After uploading the package, press the ‘Submit’ button to submit the package to OPP. You will
be navigated to the ‘Create Passphrase’ screen to create a passphrase that will encrypt your
uploaded package.
Important: If you forget the passphrase, you will be unable to access the package. If you lose or
forget the passphrase, you must create a new package and passphrase. For security reasons, the
system administrator does not have access to the passphrase and will not be able to retrieve it or
reset it to a new one.
You will need this passphrase to access the copy of record for your batch upload. The
submission process will begin once you have created the passphrase. If you need assistance
creating a passphrase, please reference Section 5.2 above. If you need assistance with the
package submission process, please refer to Section 10. If your package does not pass validation,
you will have to make modifications to the package contents and XML and then resubmit via the
‘Upload XML e-Submission Packages’ option.
Exhibit 7-2 below displays a screen capture of the ‘Upload XML e-Submission Packages’
screen.
Note: This screen will provide you a link to the correct page for uploading e-Dossier packages if
you mistakenly upload an e-Dossier package.

Exhibit 7-2: Navigate the Upload XML e-Submission Packages Screen

Navigation: Click the ‘Browse…’ button and upload a package created using your company’s
IT systems in the XML e-Submission format. After the package is uploaded, click the ‘Submit’
button to start the submission process.
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7.2

7.2.1

Upload e-Dossier Builder Packages

Home Screen

To upload a package created using the e-Dossier Builder, click the ‘Upload eDossier Builder
Packages’ link on the ‘Home’ screen.
Exhibit 7-3 below displays the ‘Upload eDossier Builder Packages’ options on the ‘Home’
screen.

Exhibit 7-3: Selecting ‘Upload eDossier Builder Packages’ Option

Navigation: Click the ‘Upload eDossier Builder Packages’ link on the ‘Home’ screen.
7.2.2

Upload eDossier Builder Packages Screen

Click the ‘Browse…’ button to upload a package created using the e-Dossier Builder. After
uploading the package, press the ‘Submit’ button.
Important: Please ensure that files within your package do not contain special characters. Also,
your package should contain a main.xml file, which eDossier Builder automatically creates upon
finalizing a package.
You will be navigated to the ‘Create Passphrase’ screen to create a passphrase that will encrypt
your uploaded package. You will need this passphrase to access your package.

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Important: If you forget the passphrase, you will be unable to access the package. If you lose or
forget the passphrase, you must create a new package and passphrase. For security reasons, the
system administrator does not have access to the passphrase and will not be able to retrieve it or
reset it to a new one.
If you need assistance creating a passphrase, please reference Section 5.2. Uploaded e-Dossier
Builder packages are converted into an online PSP form after being submitted. After creating a
passphrase for your package, all package data will populate onto the necessary PSP application
and you will be navigated to the ‘Package Info’ screen to name your package. You may then
proceed with package validation and submission as you would with a package created using the
PSP application. If you need assistance with package creation and submission, please reference
Section 5 and Section 10, respectively.
Note: This screen will provide you a link to the correct page for uploading packages created by
your company’s IT systems in the XML e-Submission format if you mistakenly upload the
wrong package type.
Exhibit 7-4 below displays a screen capture of the ‘Upload eDossier Builder Packages’ screen.

Exhibit 7-4: Navigate the Upload e-Dossier Builder Packages Screen

Navigation: Click the ‘Browse…’ button and upload a package created using the e-Dossier
Builder application. After the package is uploaded, click the ‘Submit’ button. You will be
navigated to the ‘Create Passphrase’ screen.

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8

Continue Saved Packages

You can return to a saved package at any time via the ‘Continue Saved Packages’ screen. This
option is located on the ‘Home’ screen and within the ‘Packages’ dropdown in the application
header.
The ‘Continue Saved Packages’ screen allows you to view and access all packages with a status
of ‘Awaiting User Completion.’ All packages, which have not yet been submitted, will have this
status. You can create a new package from this screen by clicking the ‘Create New Package’
button. You can also delete packages by clicking the ‘Delete’ icon in the ‘Actions’ column. To
access a package, click the blue link within the ‘Package ID’ column to navigate to the ‘Enter
Passphrase’ screen for that package.
Exhibit 8-1 below displays a screen capture of the ‘Continue Saved Packages’ screen.

Exhibit 8-1: Continue Saved Packages Screen

Navigation: Click the blue link in the ‘Package ID’ column to navigate to the ‘Enter Passphrase’
screen for the selected package. After entering the passphrase you will be able to continue
editing the package. Click the ‘Create New Package’ button to start the package creation process
for a new package. You can remove packages on this screen by clicking the ‘Remove’ icon in the
‘Actions’ column.
8.1

Enter Passphrase Screen

To edit a package you must first enter the passphrase that was used to encrypt that package. The
‘Enter Passphrase’ screen allows you to enter the passphrase associated with the submission.
Exhibit 8-2 below displays a screen capture of the ‘Enter Passphrase’ screen.
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Exhibit 8-2: Enter Passphrase Screen

Navigation: Enter the passphrase that you originally created and associated with the package
and click the ‘Next’ button to navigate to the ‘Package Info’ screen, seen below in Exhibit 8-3.

Exhibit 8-3: Package Info Screen

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9

Validate

You can click the ‘Validate’ icon at any stage of completing a PSP package. The ‘PSP Package
Validation’ pop-up window is displayed when you click the ‘Validate’ icon. The ‘PSP Package
Validation’ pop-up window displays a report of all validation errors. During the validation
process, the application validates each screen of the PSP package to find missing and invalid
data.
Validation Errors: Errors can be fixed by clicking the error link. The links will display the
Screen Title Name (e.g., Package Info) and the associated error. After you click a link, the main
application screen will display the section where the error occurred so you can easily fix the
error. Once you have fixed the error, click the ‘Validate’ icon again to refresh the ‘PSP Package’
pop-up window. If the information you fixed passes validation, the error will be removed from
the ‘PSP Package Validation’ pop-up window. You must fix all validation errors in order to
submit the package.
You can close the ‘PSP Package Validation’ pop-up window by clicking the ‘X’ button located
at the top right of the window.
Exhibit 9-1 below shows the screen capture for the ‘PSP Package Validation’ pop-up window:

Exhibit 9-1: PSP Package Validation Pop-Up Window

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10

Submit Package to EPA via CDX

Both Primary Submitters and Authorized Agents have the ability to sign and submit a PSP
package to EPA. Once you complete all required information and pass validation, the system will
allow you to submit.
10.1

Submitter Information Screen

Click the ‘Submit’ icon located in the application footer of the PSP application to access the
‘Submitter Information’ screen. The system requires you to review your contact information
provided during CDX registration and serves as a reminder for which company you are
submitting.
Exhibit 10-1 displays a screen capture of the ‘Submitter Information’ screen.

Exhibit 10-1: Submitter Information Screen

Navigation: Click the ‘Validate’ button, the screen will darken and a spinning status wheel will
appear while your package is checked for validation errors and viruses. After the validation
process completes, you will be navigated to the ‘Submission Process: Validate’ screen.
10.2

Submission Process: Validate Screen

The ‘Submission Process: Validate’ screen notifies you if your package contains validation
errors. If validation errors or viruses are found within your package, the screen will display a red
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‘X’ icon and text on the screen will read: “Validation errors and/or viruses were found.” A popup window containing a list of validation errors will also appear. All validation errors must be
resolved before a package can be successfully submitted. For more information about validation,
refer to Section 9. If your package passes validation, the screen will display a green
‘Checkmark’ icon and text on the screen will read: “No validation errors were found. No viruses
were found.”
Exhibit 10-2 below displays the screen capture for when no viruses or validation errors are
found.

Exhibit 10-2: Validation Passed

Navigation: Click the ‘Continue’ button to proceed to the ‘Submission Process: PDF
Generation’ screen.
10.3

Submission Process: PDF Generation Screen

Exhibit 10-3 below displays a screen capture of the ‘Submission Process: PDF Generation’
screen.

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Exhibit 10-3: PDF Generation

Navigation: Click the ‘View PDF’ button to see a PDF representation of your package and its
contents. After viewing and/or printing the PDF, you can click the ‘Continue’ button to proceed
to the ‘Cross-Media Electronic Reporting Regulation (CROMERR) Submission’ screen.
10.4

Submission Process: ‘Cross-Media Electronic Reporting Regulation (CROMERR)
Submission’ Screen.

EPA’s Cross-Media Electronic Reporting Rule (CROMERR) provides the legal framework for
electronic reporting under EPA’s regulatory programs. CROMERR sets performance-based,
technology-neutral system standards and provides a streamlined, uniform process for Agency
review and approval of electronic reporting. The CROMERR program ensures the enforceability
of regulatory information collected electronically by EPA and EPA’s state, tribal, and local
government partners.
On this screen you will enter your CDX credentials, answer a 20-5-1 question associated with
your CDX account, and certify your submission. For additional information about the 20-5-1
questions, please refer to the CDX PSP Registration User Guide. If your package is successfully
submitted, you will receive a ‘Success’ confirmation. You will also receive an email from the
CDX Help Desk once your package has been successfully transmitted to OPP.
Exhibit 10-4 below displays a screen capture of the ‘CROMERR Submission’ screen.

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Exhibit 10-4: CROMERR Screen

Navigation: After successfully submitting your package, click the ‘Finish’ button to proceed to
the ‘Package Status’ page, where you can view the details of submitted packages. Exhibit 10-5
below displays a sample package transmission email.

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Exhibit 10-5: Package Transmission Email

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11

Check Package Status and Download Copy of Record

The ‘Package Status’ screen allows you to check the status and details of your submitted
packages. You can check the tracking numbers of your applications on this screen, as well as
download a copy of record for your package. You can filter the packages on this screen by using
the ‘Submission Type’ and ‘Submission Status’ dropdowns. The status and submission date are
also shown. You will have to enter the passphrase used to encrypt the package, your CDX
password, and the answer to a 20-5-1 secret question to access the copy of record.
Refer to the ‘Package Status Legend’ within Exhibit 11-1 for the meanings of the different
statuses.

Exhibit 11-1: Package Status Screen

Navigation: Clicking the ‘Show Detail’ button next to the application number will display the
tracking numbers associated with the applications in a submitted package. Clicking the ‘Copy of
Record’ button in the ‘Actions’ column will allow you to download a copy of record for your

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application. Click the ‘Copy of Record’ button to proceed to the ‘Cross-Media Electronic
Reporting Regulation (CROMERR)’ screen shown in Exhibit 11-2.

Exhibit 11-2: Navigate the CROMERR Screen

Navigation: Enter the correct data into the fields and click the ‘Next’ button to proceed to the
‘Copy of Record’ screen.
11.1

‘Copy of Record’ Screen

The ‘Copy of Record’ screen allows you to download a copy of record for your package as well
as download copies of files within your package. Click the ‘Download Document’ icon within
the ‘Actions’ column to download the requisite materials.
Exhibit 11-3 below displays a screen capture of the ‘Copy of Record’ screen.

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Exhibit 11-3: Copy of Record Screen

Navigation: Click the ‘Download Document’ icon within the ‘Actions’ column to download
copies of the materials within your package.

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12

Respond to DCIs

PSP allows users to see and respond to both GDCIs and PDCIs that OPP has assigned for
specific chemicals and products. Through PSP, users can review DCI information and submit
DCI Acknowledgements, 90-Day Responses, and Data Submissions. Users will also be able to
download a copy of record for their responses. Note: You will receive a notification email from
OPP when a DCI is awaiting your completion in PSP. To access your DCIs, click on the ‘Data
Call-In’ link on the PSP ‘Home’ screen. Upon clicking the link, you will be navigated to the
‘DCI List’ screen. Exhibit 12-1 below displays the ‘Data Call-In’ link on the PSP ‘Home’ page.

Exhibit 12-1: Data Call-In Link

Navigation: Click the ‘Data Call-In’ link on the PSP ‘Home’ screen.
12.1

DCI List Screen

The ‘DCI List’ screen allows you to see the details and statuses of DCIs that have been assigned
to your company. The type of DCI (PDCI or GDCI) is indicated as the first part of the ‘DCI
Number.’ You may go back to the ‘Home’ screen by clicking the ‘Portal’ link at the top left of
the screen. The list of DCIs can be sorted by the various columns. They may also be filtered
using the drop down filters available above the list. Once any portion of a DCI is submitted, a
‘Show Detail’ icon will appear next to the DCI number. This icon will reveal the tracking
numbers associated with the DCI. Please see the screenshot below for reference. Using the filters
and sorting feature will allow you to manage and customize your displayed list of DCIs. The
‘DCI Acknowledgement,’ ‘90-Day Response,’ and ‘Data Submission’ columns can have any of
the statuses indicated in the ‘Data Call-In & Response Legend.’ These statuses indicate which
point you are at within the DCI submission process. Exhibit 12-2 below displays the ‘DCI List’
screen.

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Exhibit 12-2: DCI List Screen

Navigation: Review the DCI information on screen. If necessary, sort or filter the list of DCIs.
12.2

DCI Acknowledgement

The DCI acknowledgement is a simple form that allows you to confirm you have received the
DCI from OPP and will submit the requisite data. To begin a DCI Acknowledgement, click the
‘Start DCI Acknowledgement’ link in the list as seen in Exhibit 12-3 below.

Exhibit 12-3: Start DCI Acknowledgement Link

Navigation: Click the ‘Start DCI Acknowledgement’ link.
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After clicking the link, you will be navigated to the ‘DCI Acknowledgement’ screen, seen in
Exhibit 12-4 below. You will see a list of DCI information displayed on screen, as well as two
checkboxes on the right side of the screen. Click the first checkbox to acknowledge receipt of the
DCI. The second checkbox is optional; it allows you to indicate whether you are an agent for the
specified company. After clicking the first checkbox, a blue ‘Submit’ button will appear on
screen. Click this ‘Submit’ button once you are ready to begin the submission process.
Note: The process of completing the DCI Acknowledgement form is the same for both GDCIs
and PDCIs.

Exhibit 12-4: DCI Acknowledgment Screen

Navigation: Click the first checkbox and the second checkbox (optional). Click the ‘Submit’
button to begin the submission process.
After clicking ‘Submit,’ click ‘OK’ in the pop-up window that appears. The submission process
for DCIs is identical to the one for submitting PSP packages. Please refer to Section 10 for
assistance with the submission process. Once you have finished the submission process, you will
be navigated back to the ‘DCI List’ screen. The DCI Acknowledgement you submitted will have
a status of ‘In Transmission’ under the ‘DCI Acknowledgement’ column. There will also be a
green ‘Copy of Record’ icon next to the status. Important: You will not be able to start the 90Day Response until the DCI Acknowledgement status changes to ‘Pending.’ When the status of
the DCI Acknowledgement changes to ‘Pending,’ the ‘Start 90-Day Response’ link will appear
in the ‘90-Day Response’ column. The timing of these status changes will vary. Exhibit 12-5
below demonstrates the ‘DCI List’ screen with the ‘Pending’ DCI Acknowledgement.

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Exhibit 12-5: ‘Pending’ DCI Acknowledgement

You will also receive a notification email from the CDX Help Desk indicating that your DCI
Acknowledgement was successfully transmitted to OPP as seen in Exhibit 12-6 below.

Exhibit 12-6: DCI Acknowledgement Email

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12.3

90-Day Response

The 90-Day Response allows you to review and respond to studies/guidelines as outlined in the
DCI. After indicating whether or not you will satisfy the DCI data requirements, you will get the
opportunity to respond to each guideline and provide additional documents/data as necessary.
The following sections detail 90-Day Responses for both PDCIs and GDCIs. To start a 90-Day
Response, click the ‘Start 90-Day Response’ link under the ‘90-Day Response’ column as seen
in Exhibit 12-5 above. You will have to create a passphrase for your 90-Day Response; please
refer to Section 5.2 for assistance with creating a passphrase.
12.4

GDCI 90-Day Response

The following sections detail the process of completing and submitting a GDCI 90-Day Response. GDCIs
may contain multiple EPA Registration Numbers. Unlike PDCIs, GDCIs contain a single list of
guidelines regardless of the number of EPA Registration Numbers. If you choose to cancel or claim a
generic data exemption for ALL EPA Registration Numbers, you will not have to respond to any
associated guidelines. Otherwise, any guideline responses you indicate will be applied to all the EPA
Registration Numbers for which you have agreed to satisfy data requirements. Please refer to the
subsequent GDCI sections for more details.

12.4.1

GDCI 90-Day Response Submission Screen

After clicking the ‘Start 90-Day Response’ link, you will be navigated to the ‘90-Day Response
Submission’ screen. This screen contains summary information about the DCI. You can also
upload DCI-level documents on this screen. A navigation tree is also present, pictured below in
Exhibit 12-7.

Exhibit 12-7: GDCI Navigation Tree

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The following fields are displayed on the ‘90-Day Response Submission’ screen:
• Company Name: The name of the company for which the DCI was issued. This field is not
editable.
• Company Address: The address of the company for which the DCI was issued. This field is
not editable.
• DCI Number: The DCI number. This field is not editable.
• DCI Type: Indicates whether the DCI is a GDCI or PDCI. This field is not editable.
• Issued Date: The date the DCI was issued. This field is not editable.
• 90-Day Deadline: The 90-Day deadline of the DCI. This field is not editable.
• CRM: The Chemical Review Manager. This field is not editable.
• Chemical Name: The name of the chemical associated with the DCI. This field is not
editable.
• Chemical Number: The number of the chemical associated with the DCI. This field is not
editable.
The ‘Summary of the DCI’ table on the right side of the screen displays the EPA Product
Registration Numbers and Guideline Requirement Numbers associated with the DCI.
The document upload section contains the following document types:
• Correspondence
o Submission Cover Letter
o Voluntary Cancellation / Use Deletion
o Time Extension Request
• Study
o

Transmittal Document

Please note: If you upload any study documents, you must have a corresponding Transmittal Document
uploaded at the DCI level. If you upload studies in subsequent data submissions, you must have a new
transmittal document for each of those data submissions.

Exhibit 12-8 displays the ’90-Day Response Submission’ screen.

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Exhibit 12-8: GDCI 90-Day Response Submission Screen

Review all displayed information and upload DCI level documents if necessary. To upload
documents, click the ‘Add DCI Level Document’ button. After clicking the button, choose a
‘Document Type’ and ‘Document Subtype’ and upload files by clicking the ‘Browse…’
button. You may also enter comments if desired. After selecting a document for upload, click
the ‘Save’ button. Any uploaded documents will display in the documents table in the center of
the screen. You may remove any uploaded documents by clicking the red ‘Delete’ icon in the
‘Action(s)’ column. Refer to Exhibit 12-9 below.

Exhibit 12-9: Navigate the GDCI 90-Day Response Submission Screen

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Navigation: Review the displayed information and upload DCI level documents if desired. Click
the ‘Next’ button.
Note: For information about the ‘Save,’ ‘Preview,’ ‘Validate,’ and ‘Submit’ buttons in the
application footer, proceed to Section 5.4. Otherwise, proceed to the next section.
12.4.2

GDCI EPA Product Registration Screen

This screen contains basic information about an EPA Registration Number. On this screen, you
may choose one of three radio button options. Select a radio button option for each EPA
Registration Number (if more than one) before proceeding to the ‘Requirement Status &
Registrant Response’ section.
The following information is displayed on the ‘EPA Product Registration’ screen:
• EPA Registration Number: The EPA Registration Number associated with the DCI. This
field is not editable.
• Product Name: The Name of the product associated with the DCI. This field is not editable.
The following radio button options are available:
• I wish to cancel this product registration voluntarily: Selecting this option will cause a
file upload section to appear.
Exhibit 12-10 below demonstrates this selection. A document must be uploaded to support
the cancellation. Click the ‘Add Document’ button, choose a ‘Document Type’ and
‘Subtype,’ and upload a document via the ‘Browse…’ button. Any uploaded documents will
appear in the documents table in the center of the screen. You can delete added documents by
clicking the red ‘Delete’ icon in the ‘Action(s)’ column. The document types are as follows:
o Correspondence


Company Letter



General Correspondences

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Exhibit 12-10: GDCI Voluntary Cancellation

Navigation: Upload a supporting document and click the ‘Next’ button to respond to the other
registration numbers (if any).
• I am claiming a Generic Data Exemption because I obtain the active ingredient from
the source EPA registration number listed below: Selecting this option will cause a
‘Source EPA Registration Number’ text box to appear. Exhibit 12-11 below demonstrates
this selection. You may enter multiple Source EPA Registration Numbers by clicking the
blue ‘Add Another Source EPA Registration Number’ link. You may delete any added
numbers by clicking the red ‘Delete’ icon next to the text box. After you have finished
adding numbers, click the ‘Next’ button.

Exhibit 12-11: GDCI Generic Data Exemption
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Note: All entered Source EPA Registration Numbers will be validated during submission or
when you press the ‘Validate’ button in the Application Footer.
Navigation: Enter all required ‘Source EPA Registration Numbers’ and click the ‘Next’ button
to respond to the other registration numbers (if any).
• I agree to satisfy Generic Data requirements as indicated on the attached form entitled
“Requirements Status and Registrant’s Response”: Selecting this option requires no
additional data. Exhibit 12-12 below demonstrates this selection. After selecting this option,
click the ‘Next’ button; you can continue navigating through the DCI.

Exhibit 12-12: GDCI Agree to Satisfy Data Requirements

Navigation: After selecting this option, click the ‘Next’ button to respond to the other
registration numbers (if any).
Note: If an option has been selected for all EPA Registration Numbers, click the ‘Next’ button to
proceed to the ‘Requirement Status & Registrant’s Response’ section (Section 12.4.3).
Important: Your responses to the guidelines in the ‘Requirement Status & Registrant’s
Response’ section will only apply to the EPA Registration Numbers for which you agreed to
satisfy the Generic Data requirements (third radio button). If you select the first or second radio
button for ALL EPA Product Registration Numbers, you will not have to fill out responses for
any of the guidelines. In this case, a gray strikethrough line will appear in the navigation tree and
red text will appear on the guideline pages. See Exhibit 12-13 below for reference.

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Exhibit 12-13: GDCI Response to Guidelines Not Needed

Navigation: Since no guidelines require a response, you may click the ‘Additional Contact’
button to specify additional email recipients for DCI email updates, or the ‘Submit’ button to
begin the submission process.
12.4.3

GDCI Requirements Status and Registrant’s Response Screen

This screen contains information about a Guideline Number within the DCI. On this screen, you
may choose a response from the ‘Registrant Response’ dropdown. After selecting a response,
additional fields or a document upload section may appear so that you can submit data to support
your response. You may also enter comments about the response into the ‘Comments’ text box.
You must respond to all guidelines before submitting the 90-Day Response.
The following information is displayed on the ‘Requirements Status and Registrant’s Response’
screen:
• GuideLine Number: The Guideline Number associated with the DCI. This field is not
editable.
• Study Title: The study associated with the guideline. This field is not editable.
• Target Submission Date: The targeted date for submission. This field is not editable.
• Protocol: The protocol for the guideline. This field is not editable.
• Use Pattern: The use pattern for the guideline. This field is not editable.
• Test Substance: The test substance for the guideline. This field is not editable.
• Time Frame (month): The time frame for the guideline. This field is not editable.

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You may select a response for the guideline via the ‘Registrant Response’ drop down. You can
also copy a response to all guidelines within a DCI by clicking the blue icon next to the
‘Registrant Response’ drop down and clicking ‘OK’ in the pop-up window. This will ensure that
all guidelines have the selected response applied to them. You can later change the response for
the affected guidelines if you wish. See Exhibit 12-14 below.

Exhibit 12-14: ‘Copy Response Code to Other Guidelines’ Button

The possible responses for ‘Registrant Response’ are:
• Developing Data: Selecting this response indicates that you will provide study data at a later
date. There is no document upload or data required as part of the 90-Day Response
submission for this response. If you choose ‘Developing Data,’ you can click ‘Next’ to
proceed to the next guideline.
• Agreement to Cost Share: This response requires at least one ‘General Correspondence’
document upload. When selecting a response that requires a file upload, there are two radio
buttons available. The ‘Add New Document’ radio button should be used when you want to
upload a new document to the response. Click the ‘Add New Document’ radio button. The
document types are as follows:
o Form


Form 8570-32 Certification of Attempt to Enter into an Agreement with
other Registrants for Development of Data.

o Correspondence


General Correspondences

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Select the ‘Correspondence’ document type and the ‘General Correspondences’ subtype.
Enter any comments if necessary. Upload a document via the ‘Browse…’ button. Click the
‘Save’ button. The uploaded document will appear in the documents table in the center of the
screen. You may delete an uploaded document by clicking the red ‘Delete’ icon in the
‘Action(s)’ column. After uploading a document, you will not be able to change your
‘Registrant Response’ selection. You will have to delete all uploaded documents before you
can change your response. See Exhibit 12-15 below.

Exhibit 12-15: Agreement to Cost Share

Navigation: Click the ‘Add New Document’ radio button. Select a document type and
subtype and upload a document via the ‘Browse…’ button. Click the ‘Save’ button and click
‘Next’ if you are finished uploading documents to the response. Clicking ‘Next’ will navigate
you to the next guideline in the DCI.
The ‘Use Previously Uploaded Document’ radio button allows you to reference a document
that has already been uploaded so that it does not have to be uploaded again. Your response
codes must match between guidelines if you want to reuse documents. After selecting the
‘Use Previously Uploaded Document’ radio button, a drop down list of uploaded files will
appear within the file upload section. Simply select the document you would like to reuse
from the ‘Uploaded Documents’ section and click the ‘Reuse’ button. The referenced
document will appear in the documents table. You may remove the reference to an uploaded
document by clicking the yellow icon in the ‘Action(s)’ column. See Exhibit 12-16 and
Exhibit 12-17 below.

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Exhibit 12-16: Reuse Document Option

Exhibit 12-17: Reused Document in the Documents Table

Navigation: Click the ‘Use Previously Uploaded Document’ radio button. If any documents
are available for reuse, select the appropriate document from the ‘Uploaded Documents’ drop
down. If no documents are available for reuse, you will get an appropriate message. Click the
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‘Reuse’ button and click ‘Next’ if you are finished uploading documents to the response.
Clicking ‘Next’ will navigate you to the next guideline in the DCI.
• Offer to Cost Share: This response requires at least one ‘General Correspondence’ and one
‘Form 8570-32 (Certification of Attempt to Enter into an Agreement with other Registrants
for Development of Data)’ document upload. This response has the same document types as
‘Agreement to Cost Share.’ Upload the necessary documents and click the ‘Next’ button to
proceed to the next guideline.
• Submitting Existing Data: This response allows you to upload study documents. It features
the standard file upload feature, but also allows you to enter an MRID for your study via the
‘MRID’ field. For assistance with generating a root MRID, please refer to Section 4. The
document types are as follows:
o Study


Data Entry Spreadsheet Template (DEST)



Data Waiver Request



Protocol



Study



Study Profile



Supplemental Study Data



Transmittal Document



Water Monitoring Data

Upload all necessary documents and click the ‘Next’ button to proceed to the next guideline.
See Exhibit 12-18.
Note: The MRIDs you enter will be validated during submission or when you press the
‘Validate’ button within the application footer.

Exhibit 12-18: Submitting Existing Data
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Navigation: Upload all necessary documents, enter MRIDs, and click the ‘Next’ button to
proceed to the next guideline.
• Upgrading a Study: This response allows you to upload study documents. It features the
standard file upload feature, but also allows you to enter an MRID for your study via the
‘MRID’ field. For assistance with generating a root MRID, please refer to Section 4. This
response has the same document types and features as the ‘Submitting Existing Data’
response.
• Citing a Study: This response allows you to cite studies. It features an ‘MRID Number’ field
so that you may enter the MRID of the studies you are citing. You can click the ‘Cite an
additional MRID Number’ link to cite multiple studies. You can also delete MRIDs by
clicking the red ‘Delete’ icon next to the ‘MRID Number.’ See Exhibit 12-19 below.

Exhibit 12-19: Citing a Study

Navigation: Enter the necessary MRIDs and click the ‘Next’ button to proceed to the next
guideline.
• Deleting Uses: This response features the same file upload feature found in other responses.
The document type and subtype are as follows:
o Label


Draft

Upload the necessary documents and click the ‘Next’ button to proceed to the next guideline.
• Low Volume/Minor Use Waiver Request: This response features the same file upload
feature found in other responses. The document type and subtype are as follows:
o Correspondence
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

Waiver Request

Upload the necessary documents and click the ‘Next’ button to proceed to the next guideline.
• Waiver Request: This response features the same file upload feature found in other
responses. The document type and subtype is the same as the ‘Low Volume/Minor Use
Waiver Request’ response. Upload the necessary documents and click the ‘Next’ button to
proceed to the next guideline.
12.4.4

Additional Email Recipients and GDCI Submission Process

After all guidelines have been responded to, you may indicate additional email recipients on the
‘Additional Email Recipients’ screen. This screen allows you to indicate additional email
addresses to which DCI notification emails will be sent. By default, these emails are only sent to
the PSP account that performs the submissions. These emails will inform the recipients when 90Day Responses and Data Submissions are submitted to OPP.
Click the ‘Add a new email address’ link. An ‘Email Address’ text field will appear. Enter the
email address of the desired recipient. If you would like to add more than one email address,
click the 'Add a new email address’ link as many times as necessary. You can use the red ‘x’
icon in order to delete entered addresses.
Once you are finished entering email addresses, click the ‘Submit’ button to begin the
submission process. Press ‘OK’ in the pop-up that appears. See Exhibit 12-20 below.

Exhibit 12-20: Additional Email Recipients

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Please refer to Section 10 for assistance with the submission process. After you have
successfully submitted the DCI, you will be navigated back to the ‘DCI List’ screen. Your
submitted DCI will have a status of ‘In Transmission.’
Important: You will be able to submit data once your DCI ’90-Day Response’ status changes to
‘Successfully Transmitted to OPP.’ See Exhibit 12-21 below.

Exhibit 12-21: DCI List After Submission

In addition, you will receive an email stating that your 90-Day Response Submission was
successfully transmitted to OPP. An example of this email is seen below in Exhibit 12-22.

Exhibit 12-22: GDCI 90-Day Response Email Notification

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12.5

PDCI 90-Day Response

The following sections detail the process of completing and submitting a PDCI 90-Day
Response. PDCIs may contain multiple EPA Registration Numbers. Unlike GDCIs, the
guidelines are grouped under each EPA Registration Number. This allows you to respond to the
guidelines differently based on the EPA Registration Number provided.
If you choose to cancel a product registration, you will not have to fill out any of the guidelines
associated with that registration. However, the other product registrations and their guidelines
will remain unaffected. Please refer to the subsequent PDCI sections for more details.
12.5.1

PDCI 90-Day Response Submission Screen

After clicking the ‘Start 90-Day Response’ link, you will be navigated to the ‘90-Day Response
Submission’ screen. This screen contains summary information about the DCI. You can also
upload DCI-level documents on this screen. A navigation tree is also present, pictured below in
Exhibit 12-23.

Exhibit 12-23: PDCI Navigation Tree

Since the ’90-Day Response Submission’ screen is the same for both GDCIs and PDCIs, please
refer to Section 12.4.1 for a detailed description of the items on this page.
Navigation: Review the displayed information and upload DCI level documents if desired. Click
the ‘Next’ button.

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Note: For information about the ‘Save,’ ‘Preview,’ ‘Validate,’ and ‘Submit’ buttons in the
Application Footer, proceed to Section 5.4. Otherwise, proceed to the next section.
12.5.2

PDCI EPA Product Registration Screen

This screen contains basic information about an EPA Registration Number. On this screen, you
may choose one of three radio button options. Select a radio button option for each EPA
Registration Number (if more than one) before proceeding to the ‘Requirement Status &
Registrant Response’ section.
The following information is displayed on the ‘EPA Product Registration’ screen:
• EPA Registration Number: The EPA Registration Number associated with the DCI. This
field is not editable.
• Product Name: The Name of the product associated with the DCI. This field is not editable.
The following radio button options are available:
• I wish to cancel this product registration voluntarily: Selecting this option will cause a
file upload section to appear.
Exhibit 12-24 below demonstrates this selection. A document must be uploaded to support
the cancellation. Click the ‘Add Document’ button, choose a ‘Document Type’ and
‘Subtype’ and upload a document via the ‘Browse…’ button. Any uploaded documents will
appear in the documents table in the center of the screen. You can delete added documents by
pressing the red ‘Delete’ icon in the ‘Action(s)’ column. The document types are as follows:
o Correspondence


Company Letter



General Correspondences

Exhibit 12-24: PDCI Voluntary Cancellation

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Navigation: Upload a supporting document and click the ‘Next’ button.
Important: Selecting this option means that you will not have to respond to any of the
guidelines grouped under that specific EPA Product Registration Number. A gray strikethrough
line will appear in the navigation tree and red text will appear on the associated guideline pages.
See Exhibit 12-25 below for reference.

Exhibit 12-25: PDCI Response to Guidelines Not Needed

Navigation: Since no guidelines under this EPA Production Registration Number require a
response, you may click the ‘Next EPA Registration Number’ button to proceed to the next
registration number.
• My product is an MUP and I agree to satisfy the MUP requirements on the attached
form entitled “Requirements Status and Registrant’s Response: Selecting this option
requires no additional data. Exhibit 12-26 below demonstrates this selection. After selecting
this option, click the ‘Next’ button; you can continue navigating through the DCI.
• My product is an EUP and I agree to satisfy the EUP requirements on the attached
form entitled “Requirements Status and Registrant’s Response: Selecting this option
requires no additional data. Exhibit 12-26 below demonstrates this selection. After selecting
this option, click the ‘Next’ button; you can continue navigating through the DCI.

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Exhibit 12-26: MUP Option

Navigation: After selecting this option, click the ‘Next’ button to respond to the guidelines
within the DCI as seen below in Exhibit 12-27.

Exhibit 12-27: EUP Option

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Navigation: After selecting this option, click the ‘Next’ button to respond to the guidelines
within the DCI.
12.5.3

PDCI Requirements Status and Registrant’s Response Screen

This screen contains information about a Guideline Number within the DCI. On this screen, you
may choose a response from the ‘Registrant Response’ dropdown. After selecting a response,
additional fields or a document upload section may appear so that you can submit data to support
your response. You may also enter comments about the response into the ‘Comments’ text box.
You must respond to all guidelines before submitting the 90-Day Response.
The following information is displayed on the ‘Requirements Status and Registrant’s Response’
screen:
• GuideLine Number: The Guideline Number associated with the DCI. This field is not
editable.
• Study Title: The study associated with the guideline. This field is not editable.
• Target Submission Date: The targeted date for submission. This field is not editable.
• Protocol: The protocol for the guideline. This field is not editable.
• Use Pattern: The use pattern for the guideline. This field is not editable.
• Test Substance: The test substance for the guideline. This field is not editable.
• Time Frame (month): The time frame for the guideline. This field is not editable.
You may select a response for the guideline via the ‘Registrant Response’ drop down. You
may also copy a response to all guidelines under that EPA Product Registration Number by
clicking the blue icon next to the ‘Registrant Response’ drop down and clicking ‘OK’ in the
pop-up window. Please note that this will only copy the response to the guidelines grouped
under that particular EPA Product Registration Number. This will ensure that all guidelines
under a specific registration number have the selected response applied to them. You can later
change the response for the affected guidelines if you wish. See Exhibit 12-14 in the GDCI
section above for reference.
The possible responses for ‘Registrant Response’ are:
• Developing Data: Selecting this response indicates that you will provide study data at a later
date. There is no document upload or data required as part of 90-Day Response submission
for this response. If you choose ‘Developing Data,’ you can click ‘Next’ to proceed to the
next guideline.
• Agreement to Cost Share: This response requires at least one ‘General Correspondence’
document upload. When selecting a response that requires a file upload, there are two radio
buttons available. The ‘Add New Document’ radio button should be used when you want to
upload a new document to the response. Click the ‘Add New Document’ radio button. The
document types are as follows:
o Form
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

Form 8570-32 Certification of Attempt to Enter into an Agreement with
other Registrants for Development of Data.

o Correspondence


General Correspondences

Select the ‘Correspondence’ document type and the ‘General Correspondences’ subtype. Enter
any comments if necessary. Upload a document via the ‘Browse…’ button. Click the ‘Save’
button. The uploaded document will appear in the documents table in the center of the screen.
You may delete an uploaded document by clicking the red ‘Delete’ icon in the ‘Action(s)’
column. After uploading a document, you will not be able to change your ‘Registrant
Response’ selection. You will have to delete all uploaded documents before you can change
your response. See Exhibit 12-15 in the GDCI section above for an example. Exhibit 12-16 and
Exhibit 12-17 above also detail the ‘Use Previously Uploaded Document’ radio button.
• Offer to Cost Share: This response requires at least one ‘General Correspondence’ and one
‘Form 8570-32 (Certification of Attempt to Enter into an Agreement with other Registrants
for Development of Data)’ document upload. This response has the same document types as
‘Agreement to Cost Share.’ Upload the necessary documents and click the ‘Next’ button to
proceed to the next guideline.
• Submitting Existing Data: This response allows you to upload study documents. It features
the standard file upload feature, but also allows you to enter an MRID for your study via the
‘MRID’ field. For assistance with generating a root MRID, please refer to Section 4. The
document types are as follows:
o Study


Data Entry Spreadsheet Template (DEST)



Data Waiver Request



Protocol



Study



Study Profile



Supplemental Study Data



Transmittal Document



Water Monitoring Data

Upload all necessary documents and click the ‘Next’ button to proceed to the next guideline.
See Exhibit 12-18 in the GDCI section above for reference.
Note: The MRIDs you enter will be validated during submission or when you press the
‘Validate’ button within the Application Footer.
• Upgrading a Study: This response allows you to upload study documents. It features the
standard file upload feature, but also allows you to enter an MRID for your study via the
‘MRID’ field. For assistance with generating a root MRID, please refer to Section 4. This

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response has the same document types and features as the ‘Submitting Existing Data’
response.
• Citing a Study: This response allows you to cite studies. It features an ‘MRID Number’ field
so that you may enter the MRID of the studies you are citing. You can click the ‘Cite an
additional MRID Number’ link to cite multiple studies. You can also delete MRIDs by
clicking the red ‘Delete’ icon next to the MRID Number. See Exhibit 12-19 in the GDCI
section above for reference.
• Waiver Request: This response features the standard file upload feature. The document type
and subtype are as follows:
o Correspondence


Waiver Request

Upload the necessary documents and click the ‘Next’ button to proceed to the next guideline.
• Not Applicable: This response features the standard file upload feature. The document type
and subtype is the same as the ‘Waiver Request’ response. This response also features an
‘MRID’ field so that you may enter an MRID. Upload the necessary documents and click the
‘Next’ button to proceed to the next guideline.
12.5.4

Additional Email Recipients and GDCI Submission Process

After all guidelines have been responded to, you may indicate additional email recipients on the
‘Additional Email Recipients’ screen. This screen allows you to indicate additional email
addresses to which DCI notification emails will be sent. By default, these emails are only sent to
the PSP account that performs the submissions. These emails will inform the recipients when 90Day Responses and Data Submissions are submitted to OPP.
Click the ‘Add a new email address’ link. An ‘Email Address’ text field will appear. Enter the
email address of the desired recipient. If you would like to add more than one email address,
click the 'Add a new email address’ link as many times as necessary. You can use the red ‘x’
icon in order to delete entered addresses.
Once you are finished entering email addresses, click the ‘Submit’ button to begin the
submission process. Press ‘OK’ in the pop-up that appears. See Exhibit 12-20 in the GDCI
section above for reference.
Please refer to Section 10 for assistance with the submission process. After you have
successfully submitted the DCI, you will be navigated back to the ‘DCI List’ screen. Your
submitted DCI will have a status of ‘In Transmission.’ You will be able to submit data once your
DCI status changes to ‘Successfully Transmitted to OPP.’ See Exhibit 12-21 in the GDCI section
above for reference.
In addition, you will receive an email stating that your 90-Day Response Submission was
successfully transmitted to OPP. An example of this email is seen below in Exhibit 12-22.
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12.6

Submit Data

The ‘Submit Data’ feature of PSP allows you to submit additional documents after you have
submitted a 90-Day Response. These additional documents will support previous responses and
help satisfy guidelines. You may submit data at any point after submitting a 90-Day Response.
The ‘Submit Data’ feature functions the same for both GDCIs and PDCIs.
Navigate to the ‘DCI List’ screen. Before you can submit data, the status of your 90-Day
Response submission must be ‘Successfully Transmitted to OPP.’ Click the ‘Submit Data’ link
in the ‘Data Submission’ column. See Exhibit 12-28 below for reference.

Exhibit 12-28: ‘Submit Data’ Link

Navigation: Click the ‘Submit Data’ link.
After clicking the ‘Submit Data’ link, you will be navigated to the ‘Enter Passphrase’ screen.
Enter the passphrase that was used to encrypt your 90-Day Response submission. Refer to
Section 8.1 above if you need assistance with navigating this screen.
After entering the correct passphrase, you will be navigated to the ‘Data Submission’ screen. As
seen in Exhibit 12-29 below, this is the same screen you were first navigated to when starting the
90-Day Response. Notice that your previous response to the first EPA Product Registration
Number is saved; the guidelines are crossed out in the navigation tree.

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Exhibit 12-29: Data Submission Screen

Navigation: Add additional DCI Level Documents if desired by clicking the ‘Add DCI Level
Document’ button. Proceed to the next set of guidelines to submit additional documents.
The ‘Data Submission’ portion of PSP allows you to re-enter your 90-Day Response and upload
additional documents to satisfy guidelines. All previously entered data will be displayed.
However, you will not be able to change any of your responses as seen in Exhibit 12-30 below.
Any previously submitted documents will have a status of ‘Previously Submitted’ in the
‘Action(s)’ column. For assistance with uploading documents to a response, please refer to
Section 12.4.3 for GDCIs and Section 12.5.3 for PDCIs.

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Exhibit 12-30: Data Submissions

Navigation: Upload any additional documents and click the ‘Next’ button.
The submission process for a Data Submission is the same as the 90-Day Response. Please refer
to Section 10 for assistance with the PSP submission process. When you successfully submit a
Data Submission, the 90-Day Response copy of record is updated on the ‘DCI List’ screen. The
copy of record is additive, it will show all the documents submitted as part of the 90-Day
Response or subsequent Data Submissions. Please refer to Section 12.7 for assistance with
accessing the copy of record. You can make another data submission after your previous data
submission successfully transfers to OPP. However, you will not be able to submit additional
data until the status changes to ‘Submit Data (Previous Submission Successful).’ You can submit
data as many times as is necessary to satisfy all guidelines. See Exhibit 12-31 below.

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Exhibit 12-31: Submit Data (Previous Submission Successful)

Navigation: Click the ‘Submit Data (Previous Submission Successful)’ link to start another data
submission. You can do this as many times as necessary until all guidelines are satisfied.
12.7

DCI Copy of Record

Once you submit a DCI Acknowledgement or 90-Day Response, you will have the ability to
download a copy of record. To download a copy of record, click the green ‘Copy of Record’ icon
in either the ‘DCI Acknowledgement’ or ’90-Day Response’ column on the ‘DCI List’ screen.
See Exhibit 12-32 below for reference.

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Exhibit 12-32: ‘Copy of Record’ Icons

Navigation: Click the green ‘Copy of Record’ icon in the ‘DCI Acknowledgement or ’90-Day
Response’ column.
After clicking the ‘Copy of Record’ icon, you will be navigated to the ‘Cross-Media Electronic
Reporting Regulation (CROMERR)’ screen. You will have to enter the passphrase used to
encrypt the submission, your CDX password, and the answer to one of your secret questions to
see the copy of record. See Exhibit 12-33 below.

Exhibit 12-33: CROMERR Copy of Record Screen

Navigation: Enter the passphrase used to encrypt the submission, your CDX password, and the
answer to one of your secret questions. Click the ‘Next’ button.

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Note: Since DCI Acknowledgements do not require a passphrase, you will only have to enter
your CDX password and the answer to one of your secret questions.
After entering all the requisite information, you will be navigated to the ‘Copy of Record’ screen
as seen in Exhibit 12-34. Click the green ‘Download Document’ icon in the ‘Action(s)’ column
to download a copy of record for your submitted documents. You may also download a PDF
overview of your submission.

Exhibit 12-34: Copy of Record Screen

Navigation: Click the green ‘Download Document’ icons to download the associated
documents.

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13

Appendix A - Definitions, Acronyms, and Abbreviations
Acronym

Full Name

CBI

Confidential Business Information

CDX

Central Data Exchange

CoR

Copy of Record

CRM

Chemical Review Manager

DCI

Data Call-In

CROMERR

Cross-Media Electronic Reporting Regulation Security System

EPA

Environmental Protection Agency

IT

Information Technology

MRID

Master Record Identification Number

OPP

Office of Pesticide Programs

PDF

Portable Document Format

PRIA

Pesticide Registration Improvement Extension Act

PSP

Pesticide Submission Portal

SLN

Special Local Need

XML

Extensible Markup Language

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14

Appendix B – Admin Number Information

Admin Number Information
The EPA Registration Number (Admin Number) is required on all pesticide products. The
purpose of an Identification Number is to provide a unique product number for regular
registrations, distributor registrations, Special Local Needs registrations, and Experimental Use
Permits.
The EPA Registration Number indicates which company holds the registration for the pesticide
product, and in which sequence the product was submitted to EPA by the company.
Refer to Exhibit 14-1 below for examples of Admin Numbers. Please note the following:
• CompanyNum = Company Number
• xxSEQxx = Sequence
• Seq = Sequence
• ParentRegNum means = Parent Regulatory Number
• EUP = Experimental Use Permit
• IN = Inert Ingredient Request
• PA = Pre-Application

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Regulatory Action

Format

Product Registration – Section 3

Examples

CompanyNum-xxSEQxx

• 55050-1
• 334-165
• 334-ANA (Temporary File
Symbol before the product is
registered, see Exhibit 12-2)

Distributor Product

ParentRegNum-CompanyNum

• 2155-40-12319
• 3862-140-13103

Experimental Use Permit - Section
5

CompanyNum-EUP-xxSEQxx

• 44544-EUP-2
• 45054-EUP-1

Tolerance Petition

ParentRegNum-CompanyNum

• 3F1383
• 2G1214
• Possible 2nd characters:
E,F,G,H,T - based on the
Tolerance Petition type

Inert Ingredient Request

Pre-Application

As given below 2nd character being
E,F,G,H,T based on the tolerance
petition type

• IN-10606

CompanyNumPASeq

• 2382PA1

• IN-10559

• 54022PA16
Exhibit 14-1 Admin Number Examples

R

E

G

U

L

A

T

I

O

N

1

2

3

4

5

6

7

8

9

0

Exhibit 14-2 File Symbol

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