Rule 17a-7; Records of non-resident brokers or dealers.

Rule 17a-7; Records of non-resident brokers or dealers.

OMB: 3235-0131

IC ID: 34418

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Rule 17a-7; Records of non-resident brokers or dealers. TM-270-0131
 
No Modified
 
Mandatory
 
17 CFR 240.17a-7

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

45 0
   
Private Sector Businesses or other for-profits
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 45 0 0 -6 0 51
Annual IC Time Burden (Hours) 45 0 0 -6 0 51
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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