BE-13c

Generic Clearance for Internet Nonprobability Panel Pretesting

be13-claim-fillable_NEW

2017 BE-13 Survey of New Foreign Direct Investment in the United States

OMB: 0607-0978

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FORM

BE-13 Claim for Exemption

OMB No. 0608-0035: Approval Expires 10/31/20 20

(REV. 01/2017)

MANDATORY — CONFIDENTIAL

SURVEY OF NEW FOREIGN DIRECT INVESTMENT IN THE UNITED STATES
FORM BE-13 Claim for Exemption
005

If you received a letter from BEA with a Lead ID, please enter it here:
Electronic filing:

Go to www.bea.gov/efile for details

Mail reports to:

U.S. Department of Commerce
Bureau of Economic Analysis
Direct Investment Division, BE-49(NI)
4600 Silver Hill Rd
Washington, DC 20233

Deliver reports to: U.S. Department of Commerce
Bureau of Economic Analysis
Direct Investment Division, BE-49(NI)
4600 Silver Hill Rd
Suitland, MD 20746
Fax reports to:

(301) 278-9504

Assistance:

E-mail: [email protected]
Telephone: (301) 278-9419
Copies of form: www.bea.gov/be13

3

Name and mailing address of U.S. Business Enterprise
010

Company Name

011

In Care Of

012

Attention

013

Street 1

014

Street 2

015

City

1

1

1

1

1

1

State
2

Zip
3

Country
4

Definitions:

Selected terms are defined on page 2.

Who must report:
A U.S. business enterprise, whether or not contacted by BEA, that met all requirements for filing
forms BE-13A, BE-13B, or BE-13D except the $3 million reporting threshold
A U.S. business enterprise that was contacted by BEA but does not meet the requirements for filing
forms BE-13A, BE-13B, or BE-13D

Due Date:
No later than 45 calendar days
after the transaction occurred
No later than 45 calendar days
after contacted by BEA

Purpose: The BE-13 survey collects data on the acquisition or establishment of U.S. business enterprises by foreign investors and the expansion of
existing U.S. affiliates of foreign companies to establish a new production facility. The data collected on the survey are used to measure the amount of
new foreign direct investment in the United States, assess the impact on the U.S. economy, and based on this assessment, make informed policy
decisions regarding foreign direct investment in the United States.
Authority: This survey is being conducted under the International Investment and Trade in Services Survey Act (P.L. 94-472, 90 Stat. 2059, 22 U.S.C.
3101-3108, as amended), hereinafter “the Act”, and the filing of reports is MANDATORY pursuant to Section 5(b)(2) of the Act (22 U.S.C. 3104). The
implementing regulations are contained in Title 15, CFR, Part 801.
Penalties: Whoever fails to report may be subject to a civil penalty of not less than $2,500, and not more than $32,500, and to injunctive relief
commanding such person to comply, or both. Whoever willfully fails to report shall be fined not more than $10,000 and, if an individual, may be
imprisoned for not more than one year, or both. Any officer, director, employee, or agent of any corporation who knowingly participates in such violation,
upon conviction, may be punished by a like fine, imprisonment, or both. (22 U.S.C. 3105.) Civil penalties are subject to inflationary adjustments. Those
adjustments are found in 15 CFR 6.4.
Notwithstanding any other provision of the law, no person is required to respond to, nor shall any person be subject to a penalty for failure to comply
with, a collection of information subject to the requirements of the Paperwork Reduction Act, unless that collection of information displays a currently
valid OMB Control Number.
Respondent burden: Public reporting burden for this BE-13 Claim for Exemption form is estimated to average 15 minutes per response, including
time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the
collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for
reducing burden, to: Director, Bureau of Economic Analysis (BE-1), U.S. Department of Commerce, Washington, DC 20230; and to the Office of
Management and Budget, Paperwork Reduction Project 0608-0035, Washington, DC 20503.
Confidentiality: The Act provides that your report to this Bureau is CONFIDENTIAL and may be used only for analytical or statistical purposes.
Without your prior written permission, the information filed in your report CANNOT be presented in a manner that allows it to be individually identified.
Your report CANNOT be used for purposes of taxation, investigation, or regulation. Copies retained in your files are immune from legal process.

FORM

BE-13 Claim for Exemption

OMB No. 0608-0035: Approval Expires 10/31/20 20

(REV. 01/2017)

MANDATORY — CONFIDENTIAL

SURVEY OF NEW FOREIGN DIRECT INVESTMENT IN THE UNITED STATES
FORM BE-13 Claim for Exemption
005

If you received a letter from BEA with a Lead ID, please enter it here:
Electronic filing:

Go to www.bea.gov/efile for details

Mail reports to:

U.S. Department of Commerce
Bureau of Economic Analysis
Direct Investment Division, BE-49(NI)
4600 Silver Hill Rd
Washington, DC 20233

Deliver reports to: U.S. Department of Commerce
Bureau of Economic Analysis
Direct Investment Division, BE-49(NI)
4600 Silver Hill Rd
Suitland, MD 20746
Fax reports to:

(301) 278-9504

Assistance:

E-mail: [email protected]
Telephone: (301) 278-9419
Copies of form: www.bea.gov/be13

3

Name and mailing address of U.S. Business Enterprise
010

Company Name

011

In Care Of

012

Attention

013

Street 1

014

Street 2

015

City

1

1

1

1

1

1

State
2

Zip
3

Country
4

Definitions:

Selected terms are defined on page 2.

Who must report: A BE-13 Claim for Exemption must be filed if a U.S. business enterprise
(1) was contacted by BEA but does not meet the requirements for filing forms BE-13A, BE-13B, or BE-13D
(due no later than 45 calendar days after contact by BEA);
OR
(2) whether or not contacted by BEA, met all requirements for filing forms BE-13A, BE-13B, or BE-13D except the $3 million reporting threshold
(due no later than 45 calendar days after the transaction).
Purpose: The BE-13 survey collects data on the acquisition or establishment of U.S. business enterprises by foreign investors and the expansion of
existing U.S. affiliates of foreign companies to establish a new production facility. The data collected on the survey are used to measure the amount of
new foreign direct investment in the United States, assess the impact on the U.S. economy, and based on this assessment, make informed policy
decisions regarding foreign direct investment in the United States.
Authority: This survey is being conducted under the International Investment and Trade in Services Survey Act (P.L. 94-472, 90 Stat. 2059, 22 U.S.C.
3101-3108, as amended), hereinafter “the Act”, and the filing of reports is MANDATORY pursuant to Section 5(b)(2) of the Act (22 U.S.C. 3104). The
implementing regulations are contained in Title 15, CFR, Part 801.
Penalties: Whoever fails to report may be subject to a civil penalty of not less than $2,500, and not more than $32,500, and to injunctive relief
commanding such person to comply, or both. Whoever willfully fails to report shall be fined not more than $10,000 and, if an individual, may be
imprisoned for not more than one year, or both. Any officer, director, employee, or agent of any corporation who knowingly participates in such violation,
upon conviction, may be punished by a like fine, imprisonment, or both. (22 U.S.C. 3105.) Civil penalties are subject to inflationary adjustments. Those
adjustments are found in 15 CFR 6.4.
Notwithstanding any other provision of the law, no person is required to respond to, nor shall any person be subject to a penalty for failure to comply
with, a collection of information subject to the requirements of the Paperwork Reduction Act, unless that collection of information displays a currently
valid OMB Control Number.
Respondent burden: Public reporting burden for this BE-13 Claim for Exemption form is estimated to average 15 minutes per response, including
time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the
collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for
reducing burden, to: Director, Bureau of Economic Analysis (BE-1), U.S. Department of Commerce, Washington, DC 20230; and to the Office of
Management and Budget, Paperwork Reduction Project 0608-0035, Washington, DC 20503.
Confidentiality: The Act provides that your report to this Bureau is CONFIDENTIAL and may be used only for analytical or statistical purposes.
Without your prior written permission, the information filed in your report CANNOT be presented in a manner that allows it to be individually identified.
Your report CANNOT be used for purposes of taxation, investigation, or regulation. Copies retained in your files are immune from legal process.

FORM

BE-13 Claim for Exemption

OMB No. 0608-0035: Approval Expires 10/31/20 20

(REV. 01/2017)

MANDATORY — CONFIDENTIAL

SURVEY OF NEW FOREIGN DIRECT INVESTMENT IN THE UNITED STATES
FORM BE-13 Claim for Exemption
005

If you received a letter from BEA with a Lead ID, please enter it here:
Electronic filing:

Go to www.bea.gov/efile for details

Mail reports to:

U.S. Department of Commerce
Bureau of Economic Analysis
Direct Investment Division, BE-49(NI)
4600 Silver Hill Rd
Washington, DC 20233

Deliver reports to: U.S. Department of Commerce
Bureau of Economic Analysis
Direct Investment Division, BE-49(NI)
4600 Silver Hill Rd
Suitland, MD 20746
Fax reports to:

(301) 278-9504

Assistance:

E-mail: [email protected]
Telephone: (301) 278-9419
Copies of form: www.bea.gov/be13

3

Name and mailing address of U.S. Business Enterprise
010

Company Name

011

In Care Of

012

Attention

013

Street 1

014

Street 2

015

City

1

1

1

1

1

1

State
2

Zip
3

Country
4

Definitions:

Selected terms are defined on page 2.

Who must report: A BE-13 Claim for Exemption must be filed if a U.S. business enterprise
(1) was contacted by BEA but does not meet the requirements for filing forms BE-13A, BE-13B, or BE-13D; or
(2) whether or not contacted by BEA, met all requirements for filing forms BE-13A, BE-13B, or BE-13D except the $3 million reporting threshold.
Due Date: No later than 45 calendar days (1) after contacted by BEA or (2) after the transaction occurred.

Purpose: The BE-13 survey collects data on the acquisition or establishment of U.S. business enterprises by foreign investors and the expansion of
existing U.S. affiliates of foreign companies to establish a new production facility. The data collected on the survey are used to measure the amount of
new foreign direct investment in the United States, assess the impact on the U.S. economy, and based on this assessment, make informed policy
decisions regarding foreign direct investment in the United States.
Authority: This survey is being conducted under the International Investment and Trade in Services Survey Act (P.L. 94-472, 90 Stat. 2059, 22 U.S.C.
3101-3108, as amended), hereinafter “the Act”, and the filing of reports is MANDATORY pursuant to Section 5(b)(2) of the Act (22 U.S.C. 3104). The
implementing regulations are contained in Title 15, CFR, Part 801.
Penalties: Whoever fails to report may be subject to a civil penalty of not less than $2,500, and not more than $32,500, and to injunctive relief
commanding such person to comply, or both. Whoever willfully fails to report shall be fined not more than $10,000 and, if an individual, may be
imprisoned for not more than one year, or both. Any officer, director, employee, or agent of any corporation who knowingly participates in such violation,
upon conviction, may be punished by a like fine, imprisonment, or both. (22 U.S.C. 3105.) Civil penalties are subject to inflationary adjustments. Those
adjustments are found in 15 CFR 6.4.
Notwithstanding any other provision of the law, no person is required to respond to, nor shall any person be subject to a penalty for failure to comply
with, a collection of information subject to the requirements of the Paperwork Reduction Act, unless that collection of information displays a currently
valid OMB Control Number.
Respondent burden: Public reporting burden for this BE-13 Claim for Exemption form is estimated to average 15 minutes per response, including
time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the
collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for
reducing burden, to: Director, Bureau of Economic Analysis (BE-1), U.S. Department of Commerce, Washington, DC 20230; and to the Office of
Management and Budget, Paperwork Reduction Project 0608-0035, Washington, DC 20503.
Confidentiality: The Act provides that your report to this Bureau is CONFIDENTIAL and may be used only for analytical or statistical purposes.
Without your prior written permission, the information filed in your report CANNOT be presented in a manner that allows it to be individually identified.
Your report CANNOT be used for purposes of taxation, investigation, or regulation. Copies retained in your files are immune from legal process.

BE-13 Claim for Exemption
DEFINITIONS
Foreign when used in a geographic sense, means that which is situated
outside the United States or which belongs to or is characteristic of a
country other than the United States.

Affiliate means a business enterprise located in one country that is directly or
indirectly owned or controlled by an entity of another country to the extent of
10 percent or more of its voting stock for an incorporated business or an
equivalent interest for an unincorporated business, including a branch.
Affiliated foreign group means:
(1) the foreign parent;
(2) any foreign entity, proceeding up the foreign parent’s ownership chain,
that owns more than 50 percent of the entity below it up to and including that
entity which is not owned more than 50 percent by another foreign entity;
AND
(3) any foreign entity, proceeding down the ownership chain(s) of each of
these members, which is owned more than 50 percent by the entity above it.

Foreign parent means the FIRST entity incorporated outside the United
States, proceeding up a chain of ownership, that has 10 percent or more
voting interest (direct or indirect) in the U.S. affiliate.
Ultimate beneficial owner is the entity, proceeding up the ownership
chain, that is not more than 50 percent owned or controlled by another
entity.
U.S. affiliate means an affiliate located in the United States.

Associated group means two or more entities who, by the appearance of their Unites States when used in a geographical sense, means the 50 states,
actions, by agreement, or by an understanding, exercise their voting privileges the District of Columbia, the Commonwealth of Puerto Rico, and all
in a concerted manner to influence the management of a business enterprise.
territories and possessions of the United States.
Each of the following are deemed to be an associated group:
Voting interest is the percent of ownership in the voting securities of an
incorporated business enterprise or an equivalent interest in an
unincorporated business enterprise.

(1) Members of the same family,
(2) A business enterprise and one or more of its officers and directors,
(3) Members of a syndicate or joint venture, OR

Branch means the operations or activities conducted by an entity in a different
location in its own name rather than through an incorporated entity.

• In a general or limited partnership, voting interest is presumed to be
divided evenly between the general partners, and limited partners are
presumed to have zero voting interest, unless otherwise stated in the
partnership agreement.

Business enterprise means any organization, association, branch, or venture
that exists for profit making purposes or to otherwise secure economic
advantage, and ownership of any real estate that is not held for personal use.

• In the case of a limited liability corporation (LLC), voting interest is
presumed to be divided equally between the members (owners),
unless otherwise stated in the articles of organization or in the
operating agreement.

(4) An incorporated business enterprise and its domestic subsidiaries.

Entity is synonymous with “person,” as that term is used in the broad legal
sense, and means any individual, branch, partnership, associated group,
association, estate, trust, corporation, or other organization (whether or not
organized under the laws of any state), and any government (including a
foreign government, the United States Government, a state or local
government, and any agency, corporation, financial institution, or other entity or
inst umentality thereof, including a government-sponsored agency).

CONTACT INFORMATION
Provide information of person to consult about this report:
Name
1
020

Street 1

Telephone Number

1

2

021

Street 2

2

022

City
1

—

(—

— —) — — — - — — — —

Fax Number

1

State
2

Zip
3

—)

— — — - — — — —

(—

Extension
3

E-mail Address
4

023

NOTE: BEA uses a Secure Messaging System to correspond with you via encrypted message to discuss questions relating to this form. We may use
your e-mail address for survey-related announcements and to inform you about secure messages. When communicating with BEA by e-mail, please do
not include any confidential business or personal information.

CERTIFICATION
The undersigned official certifies that this report has been prepared in accordance with the applicable instructions, is complete, and is substantially
accurate including estimates that may have been provided.
Signature of Authorized Official

Date

Telephone Number
1

024

Name
1
	

Page 2

Title
2

—

(—

— —) — — — - — — — —

Fax Number
3

—)

— — — - — — — —

(—

Extension
2

FORM BE-13 Claim for Exemption (REV. 01/2017)

BE-13 Claim for Exemption
1

Why is this U.S. business enterprise filing a claim for exemption from forms BE-13A, BE-13B, and BE-13D? Mark (X) one:
050

1

1

1

■

This U.S. business enterprise was contacted by BEA; however, there is no reporting requirement because there was no acquisition,
establishment, or expansion by a foreign entity OR because a transaction occurred but did not result in a direct investment relationship.

2

■

This U.S. business enterprise was contacted by BEA; however, the acquisition that occured is not required to be reported since it
represents U.S. real estate acquired and held exclusively for personal use and not for profit making purposes.
• A residence which is an owner’s primary residence that is then leased by the owner while outside the United States, but which the
owner intends to reoccupy, is considered real estate held for personal use.
• Ownership of U.S. residential real estate by a corporation whose sole purpose is to hold the real estate for the personal use of the
owner(s) of the corporation is considered to be real estate held for personal use and not subject to the reporting requirements.

1

3

■

This U.S. business enterprise was contacted by BEA; however, the acquisition that occurred is not required to be reported since it
involves the acquisition of voting interest in an existing U.S. affiliate in which a foreign entity already owns 10 percent or more, directly
or indirectly.
What is the BEA ID number, if known, used to file the BE-605, BE-12, or BE-15 forms for
this existing U.S. affiliate? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

1

2

4 		■ This U.S. business enterprise was contacted by BEA; however, this new U.S. business enterprise is a holding company,
AND is being set up solely for the purpose of acquiring or establishing at least one other U.S. business enterprise,
AND the initial capitalization, including debt and equity, of the holding company is $60 million or less,
AND the acquisition or establishment will occur within 180 days of the creation of the holding company,
AND the holding company will be dissolved after the acquisition or establishment.

NOTE: A BE-13 form will be required when the holding company acquires or establishes a U.S. business enterprise.
1

1

5

6

---------------------------------------------------------------------------------------------------------------------------------------------------------------------PLACEHOLDER for private fund exemption
-----------------------------------------------------------------------------------------------------------------------------------------------------------------------

■

This U.S. business enterprise has not previously filed a BE-13, BE-605, BE-12, or BE-15 AND the voting interest in this U.S. business
enterprise is owned to the extent of 50 percent or less by another U.S. business enterprise that is subject to the filing requirements of
the BE-13A.
What is the name of the U.S. business enterprise that is filing the BE-13A?
051

Name
1

PROCEED to question 2 .
1

7

■

The total cost of the acquisition, establishment, or expansion is $3 million or less. The "total cost" consists of all actual and expected
costs to all foreign parents' affiliated foreign groups and their U.S. affiliates, including costs funded through debt.
PROCEED to question 2 .

If your answer to question

1

is 6 or 7, complete questions

If your answer to question

1

is 1, 2, 3, 4, or 5, you have completed this form. RETURN TO COVER PAGE FOR FILING INSTRUCTIONS

FORM BE-13 Claim for Exemption (REV. 01/2017)

2

through

12 .

	

BE-13 Claim for Exemption
Month

Day

Year

1

__ __ / __ __ / __ __ __ __

2

What date was the acquisition completed, the new legal entity established, or the expansion begun? . . . . . 101

3

Which type of transaction occurred? (See “Which BE-13 form do I file?” on www.bea.gov/be13 for more information.) Mark (X) one:
052 1

A ■ Acquisition of a U.S. business enterprise, segment, or operating unit that remains a separate U.S. affiliate.
When answering the following questions, report for the most recently completed fiscal year that ended on, or before, the acquisition date.

PROCEED to question
1

4 .

B ■ Establishment of a new U.S. affiliate.

When answering the following questions, report projections for the end of the first fiscal year of operations.
PROCEED to question
1

4 .

D ■ Expansion of an existing U.S. affiliate.
When answering the following questions, report projections for the end of the first fiscal year of operations.
Include only the data that pertain to the expansion, NOT the entire U.S. affiliate.

SKIP to and complete only question 6 , and 8

through 12 .

FINANCIAL AND OPERATING INFORMATION
As of the date referenced in 2 , what were the U.S. affiliate's:

$ Bil.

Mil.

Thous.

1

4

Total assets? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 401

5

Total liabilities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 402

,000

1

,000

1

6

Total sales, or gross operating revenues? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 403

7

Total net income (loss) after provision for income taxes? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 404

Dols.

,000

1

,000
Number of Employees
1

8

What is the number of employees of the newly acquired or established entity, or expansion, when fully operating?. . . 405
• Include all full-time and part-time employees on the payroll
• Exclude contract workers and other workers not carried on the payroll
• If a strike, or other interruption of operations, was in progress at the end of the year, report a number that represents normal operation.
• If the business enterprises’ activity involves large seasonal variations, report a number that represents an average for the year.

Page 4

FORM BE-13 Claim for Exemption (REV. 01/2017)

BE-13 Claim for Exemption

9

What is the U.S. affiliate’s four-digit industry classification?
Select the category below which best describes the industry classification, based on sales or gross operating revenues.
(See list on page 5 or go to www.bea.gov/NAICS2012)
423

10

1

— Select Industry Classification —

In which country is the U.S. affiliate’s foreign parent incorporated?
If the U.S. affiliate has more than one foreign parent, choose the country for the foreign parent with greatest control of the U.S. affiliate.
(See EXAMPLES below and definition on page 2)
BEA USE ONLY

1

-Country of Foreign Parent-

202

11 In which country is the U.S. affiliate’s ultimate beneficial owner (UBO) incorporated?
(See EXAMPLE 1 below and definition on page 2)
BEA USE ONLY

1

-Country of UBO-

212

EXAMPLE 1.
Foreign Parent and Ultimate Beneficial Owner

EXAMPLE 2.
Foreign Parent Indirectly Owns U.S. Affiliate

Company X (UBO)
> 50% voting interest
Foreign Parent

Foreign Parent
Foreign
United States

United States

Y% voting interest
Other U.S. Affiliate(s)

Foreign

Directly Owned U.S. Affiliate

Y% * Z% ≥ 10%

Z% voting interest

≥10% voting interest

Indirectly Owned U.S. Affiliate

12 In which state is the newly acquired or established entity, or expansion, located?

• If the entity operates in more than one state, then select the state where the greatest number of the employees are based.
• If there are no employees and there is no physical location, then select the state of incorporation.
422

1

— Select State —

FORM BE-13 Claim for Exemption (REV. 01/2017)

Page 5

SUMMARY OF INDUSTRY CLASSIFICATIONS
Agriculture, Forestry, Fishing, and Hunting
1110 	 Crop production
1120 	 Animal production
1130 	 Forestry and logging
1140 	 Fishing, hunting, and trapping
1150 	 Support activities for agriculture
and forestry
Mining
2111 	 Oil and gas extraction
2121 	 Coal
2123 	 Nonmetallic minerals
2124 	 Iron ores
2125 	 Gold and silver ores
2126 	 Copper, nickel, lead, and zinc ores
2127 	 Other metal ores
2132 	 Support activities for oil and gas
operations
2133 	 Support activities for mining, except
for oil and gas operations
Utilities
2211 	 Electric power generation,
transmission, and distribution
2212 	 Natural gas distribution
2213 	 Water, sewage, and other systems
Construction
2360 	 Construction of buildings
2370 	 Heavy and civil engineering construction
2380 	 Specialty trade contractors
Manufacturing
3111 	 Animal foods
3112 	 Grain and oilseed milling
3113 	 Sugar and confectionery products
3114 	 Fruit and vegetable preserving and
specialty foods
3115 	 Dairy products
3116 	 Meat products
3117 	 Seafood product preparation and
packaging
3118 	 Bakeries and tortillas
3119 	 Other food products
3121 	 Beverages
3122 	 Tobacco
3130 	 Textile mills
3140 	 Textile product mills
3150 	 Apparel
3160 	 Leather and allied products
3210 	 Wood products
3221 	 Pulp, paper, and paperboard mills
3222 	 Converted paper products
3231 	 Printing and related support activities
3242 	 Integrated petroleum refining and
extraction
3243 	 Petroleum refining without extraction
3244 	 Asphalt and other petroleum and coal
products
3251 	 Basic chemicals
3252 	 Resins, synthetic rubbers, and
artificial and synthetic fibers and
filaments
3253 	 Pesticides, fertilizers, and other
agricultural chemicals
3254 	 Pharmaceuticals and medicines
3255 	 Paints, coatings, and adhesives
3256 	 Soap, cleaning compounds, and
toilet preparations
3259 	 Other chemical products and
preparations
3261 	 Plastics products
3262 	 Rubber products
3271 	 Clay products and refractories
3272 	 Glass and glass products
3273 	 Cement and concrete products
3274 	 Lime and gypsum products
3279 	 Other nonmetallic mineral products
3311 	 Iron and steel mills and ferroalloys
3312 	 Steel products from purchased steel
3313 	 Alumina and aluminum production and
processing
3314 	 Nonferrous metal (except aluminum)
production and processing
3315 	 Foundries
3321 	 Forging and stamping
3322 	 Cutlery and handtools
3323 	 Architectural and structural metals
3324 	 Boilers, tanks, and shipping containers
3325 	 Hardware
3326 	 Spring and wire products
3327 	 Machine shops; turned products; and screws,
nuts, and bolts
3328 	 Coating, engraving, heat treating,
and allied activities
3329 	 Other fabricated metal products
3331 	 Agriculture, construction, and
mining machinery
3332 	 Industrial machinery
3333 	 Commercial and service industry machinery

Page 6

3334 	 Ventilation, heating, air-conditioning,
and commercial refrigeration equipment
3335 	 Metalworking machinery
3336 	 Engines, turbines, and power
transmission equipment
3339 	 Other general purpose machinery
3341 	 Computer and peripheral equipment
3342 	 Communications equipment
3343 	 Audio and video equipment
3344 	 Semiconductors and other
electronic components
3345 	 Navigational, measuring, electromedical,
and control instruments
3346 	 Manufacturing and reproducing
magnetic and optical media
3351 	 Electric lighting equipment
3352 	 Household appliances
3353 	 Electrical equipment
3359 	 Other electrical equipment and
components
3361 	 Motor vehicles
3362 	 Motor vehicle bodies and trailers
3363 	 Motor vehicle parts
3364 	 Aerospace products and parts
3365 	 Railroad rolling stock
3366 	 Ship and boat building
3369 	 Other transportation equipment
3370 	 Furniture and related products
3391 	 Medical equipment and supplies
3399 	 Other miscellaneous manufacturing

Wholesale Trade, Durable Goods
4231 	 Motor vehicles and motor vehicle
parts and supplies
4232 	 Furniture and home furnishing
4233 	 Lumber and other construction materials
4234 	 Professional and commercial
equipment and supplies
4235 	 Metal and mineral (except petroleum)
4236 	 Electrical and electronic goods
4237 	 Hardware, and plumbing and heating
equipment and supplies
4238 	 Machinery, equipment, and supplies
4239 	 Miscellaneous durable goods
Wholesale Trade, Nondurable Goods
4241 	 Paper and paper product
4242 	 Drugs and druggists’ sundries
4243 	 Apparel, piece goods, and notions
4244 	 Grocery and related product
4245 	 Farm product raw material
4246 	 Chemical and allied products
4247 	 Petroleum and petroleum products
4248 	 Beer, wine, and distilled alcoholic beverage
4249 	 Miscellaneous nondurable goods
Wholesale Trade, Electronic Markets
and Agents and Brokers
4251 	 Wholesale electronic markets and
agents and brokers
Retail Trade
4410 	 Motor vehicle and parts dealers
4420 	 Furniture and home furnishings
4431 	 Electronics and appliance
4440 	 Building material and garden
equipment and supplies dealers
4450 	 Food and beverage
4461 	 Health and personal care
4471 	 Gasoline stations
4480 	 Clothing and clothing accessories
4510 	 Sporting goods, hobby, book, and music
4520 	 General merchandise
4530 	 Miscellaneous store retailers
4540 	 Nonstore retailers
Transportation and Warehousing
4810 	 Air transportation
4821 	 Rail transportation
4833 	 Petroleum tanker operations
4839 	 Other water transportation
4840 	 Truck transportation
4850 	 Transit and ground passenger
transportation
4863 	 Pipeline transportation of crude oil, refined
petroleum products, and natural gas
4868 	 Other pipeline transportation
4870 	 Scenic and sightseeing transportation
4880 	 Support activities for transportation
4920 	 Couriers and messengers
4932 	 Petroleum storage for hire
4939 	 Other warehousing and storage
Information
5111 	 Newspaper, periodical, book, and
directory publishers
5112 	 Software publishers
5121 	 Motion picture and video industries
5122 	 Sound recording industries
5151 	 Radio and television broadcasting

5152 	 Cable and other subscription
programming
5171 	 Wired telecommunications carriers
5172 	 Wireless telecommunications carriers,
except satellite
5174 	 Satellite telecommunications
5179 	 Other telecommunications
5182 	 Data processing, hosting, and related services
5191 	 Other information services

Finance and Insurance
5221 	 Depository credit intermediation (Banking)
5223 	 Activities related to credit intermediation
5224 	 Nondepository credit intermediation
5229 	 Nondepository branches and agencies
5231 	 Securities and commodity contracts
intermediation and brokerage
5238 	 Other financial investment activities and
exchanges
5242 	 Agencies, brokerages, and other
insurance related activities
5243 	 Insurance carriers, except life insurance
carriers
5249 	 Life insurance carriers
5252 	 Funds, trusts, and other financial vehicles
Real Estate and Rental and Leasing
5310 	 Real estate
5321 	 Automotive equipment rental and leasing
5329 	 Other rental and leasing services
5331 	 Lessors of nonfinancial intangible assets,
except copyrighted works
Professional, Scientific, and Technical
Services
5411 	 Legal services
5412 	 Accounting, tax preparation, bookkeeping,
and payroll services
5413 	 Architectural, engineering, and related
services
5414 	 Specialized design services
5415 	 Computer systems design and related
services
5416 	 Management, scientific, and technical
consulting services
5417 	 Scientific research and development
services
5418 	 Advertising, public relations, and related
services
5419 	 Other professional, scientific, and
technical services
Management of Companies and Enterprises
5512 	 Holding companies, except bank holding
companies
5513 	 Corporate, subsidiary, and regional
management offices
Administrative and Support and Waste
Management and Remediation Services
5611 	 Office administrative services
5612 	 Facilities support services
5613 	 Employment services
5614 	 Business support services
5615 	 Travel arrangement and reservation
services
5616 	 Investigation and security services
5617 	 Services to buildings and dwellings
5619 	 Other support services
5620 	 Waste management and remediation
services
Educational Services
6110 	 Educational services
Health Care and Social Assistance
6210 	 Ambulatory health care services
6220 	 Hospitals
6230 	 Nursing and residential care facilities
6240 	 Social assistance
Arts, Entertainment, and Recreation
7110 	 Performing arts, spectator sports, and
related industries
7121 	 Museums, historical sites, and similar
institutions
7130 	 Amusement, gambling, and recreation
industries
Accommodation and Food Services
7210 	 Accommodation
7220 	 Food services and drinking places
Other Services
8110 	 Repair and maintenance
8120 	 Personal and laundry services
8130 	 Religious, grantmaking, civic, professional,
and similar organizations
Public Administration
9200 	 Public administration
FORM BE-13 Claim for Exemption (REV. 01/2017)


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