Download:
pdf |
pdfFebruary 15, 2015
Presidential Memorandum: Promoting Economic Competitiveness
While Safeguarding Privacy, Civil Rights, and Civil Liberties in
Domestic Use of Unmanned Aircraft Systems
MEMORANDUM FOR THE HEADS OF EXECUTIVE DEPARTMENTS AND AGENCIES
SUBJECT: Promoting Economic Competitiveness While Safeguarding Privacy, Civil Rights,
and Civil Liberties in Domestic Use of Unmanned Aircraft Systems
Unmanned Aircraft Systems (UAS) technology continues to improve rapidly, and increasingly
UAS are able to perform a variety of missions with greater operational flexibility and at a lower
cost than comparable manned aircraft. A wide spectrum of domestic users -- including
industry, private citizens, and Federal, State, local, tribal, and territorial governments -- are
using or expect to use these systems, which may play a transformative role in fields as
diverse as urban infrastructure management, farming, public safety, coastal security, military
training, search and rescue, and disaster response.
The Congress recognized the potential wide-ranging benefits of UAS operations within the
United States in the FAA Modernization and Reform Act of 2012 (Public Law 112-95), which
requires a plan to safely integrate civil UAS into the National Airspace System (NAS) by
September 30, 2015. As compared to manned aircraft, UAS may provide lower-cost operation
and augment existing capabilities while reducing risks to human life. Estimates suggest the
positive economic impact to U.S. industry of the integration of UAS into the NAS could be
substantial and likely will grow for the foreseeable future.
As UAS are integrated into the NAS, the Federal Government will take steps to ensure that
the integration takes into account not only our economic competitiveness and public safety,
but also the privacy, civil rights, and civil liberties concerns these systems may raise.
By the authority vested in me as President by the Constitution and the laws of the United
States of America, and in order to establish transparent principles that govern the Federal
Government's use of UAS in the NAS, and to promote the responsible use of this technology
in the private and commercial sectors, it is hereby ordered as follows:
Section 1. UAS Policies and Procedures for Federal Government Use. The Federal
Government currently operates UAS in the United States for several purposes, including to
manage Federal lands, monitor wildfires, conduct scientific research, monitor our borders,
support law enforcement, and effectively train our military. As with information collected by the
Federal Government using any technology, where UAS is the platform for collection,
information must be collected, used, retained, and disseminated consistent with the
Constitution, Federal law, and other applicable regulations and policies. Agencies must, for
example, comply with the Privacy Act of 1974 (5 U.S.C. 552a) (the "Privacy Act"), which,
among other things, restricts the collection and dissemination of individuals' information that is
maintained in systems of records, including personally identifiable information (PII), and
permits individuals to seek access to and amendment of records.
(a) Privacy Protections. Particularly in light of the diverse potential uses of UAS in the NAS,
expected advancements in UAS technologies, and the anticipated increase in UAS use in the
future, the Federal Government shall take steps to ensure that privacy protections and
policies relative to UAS continue to keep pace with these developments. Accordingly,
agencies shall, prior to deployment of new UAS technology and at least every 3 years,
examine their existing UAS policies and procedures relating to the collection, use, retention,
and dissemination of information obtained by UAS, to ensure that privacy, civil rights, and civil
liberties are protected. Agencies shall update their policies and procedures, or issue new
policies and procedures, as necessary. In addition to requiring compliance with the Privacy
Act in applicable circumstances, agencies that collect information through UAS in the NAS
shall ensure that their policies and procedures with respect to such information incorporate
the following requirements:
(i) Collection and Use. Agencies shall only collect information using UAS, or use UAScollected information, to the extent that such collection or use is consistent with and
relevant to an authorized purpose.
(ii) Retention. Information collected using UAS that may contain PII shall not be retained
for more than 180 days unless retention of the information is determined to be
necessary to an authorized mission of the retaining agency, is maintained in a system of
records covered by the Privacy Act, or is required to be retained for a longer period by
any other applicable law or regulation.
(iii) Dissemination. UAS-collected information that is not maintained in a system of
records covered by the Privacy Act shall not be disseminated outside of the agency
unless dissemination is required by law, or fulfills an authorized purpose and complies
with agency requirements.
(b) Civil Rights and Civil Liberties Protections. To protect civil rights and civil liberties,
agencies shall:
(i) ensure that policies are in place to prohibit the collection, use, retention, or
dissemination of data in any manner that would violate the First Amendment or in any
manner that would discriminate against persons based upon their ethnicity, race,
gender, national origin, religion, sexual orientation, or gender identity, in violation of law;
(ii) ensure that UAS activities are performed in a manner consistent with the
Constitution and applicable laws, Executive Orders, and other Presidential directives;
and
(iii) ensure that adequate procedures are in place to receive, investigate, and address,
as appropriate, privacy, civil rights, and civil liberties complaints.
(c) Accountability. To provide for effective oversight, agencies shall:
(i) ensure that oversight procedures for agencies' UAS use, including audits or
assessments, comply with existing agency policies and regulations;
(ii) verify the existence of rules of conduct and training for Federal Government
personnel and contractors who work on UAS programs, and procedures for reporting
suspected cases of misuse or abuse of UAS technologies;
(iii) establish policies and procedures, or confirm that policies and procedures are in
place, that provide meaningful oversight of individuals who have access to sensitive
information (including any PII) collected using UAS;
(iv) ensure that any data-sharing agreements or policies, data use policies, and record
management policies applicable to UAS conform to applicable laws, regulations, and
policies;
(v) establish policies and procedures, or confirm that policies and procedures are in
place, to authorize the use of UAS in response to a request for UAS assistance in
support of Federal, State, local, tribal, or territorial government operations; and
(vi) require that State, local, tribal, and territorial government recipients of Federal grant
funding for the purchase or use of UAS for their own operations have in place policies
and procedures to safeguard individuals' privacy, civil rights, and civil liberties prior to
expending such funds.
(d) Transparency. To promote transparency about their UAS activities within the NAS,
agencies that use UAS shall, while not revealing information that could reasonably be
expected to compromise law enforcement or national security:
(i) provide notice to the public regarding where the agency's UAS are authorized to
operate in the NAS;
(ii) keep the public informed about the agency's UAS program as well as changes that
would significantly affect privacy, civil rights, or civil liberties; and
(iii) make available to the public, on an annual basis, a general summary of the agency's
UAS operations during the previous fiscal year, to include a brief description of types or
categories of missions flown, and the number of times the agency provided assistance
to other agencies, or to State, local, tribal, or territorial governments.
(e) Reports. Within 180 days of the date of this memorandum, agencies shall provide the
President with a status report on the implementation of this section. Within 1 year of the date
of this memorandum, agencies shall publish information on how to access their publicly
available policies and procedures implementing this section.
Sec. 2. Multi-stakeholder Engagement Process. In addition to the Federal uses of UAS
described in section 1 of this memorandum, the combination of greater operational flexibility,
lower capital requirements, and lower operating costs could allow UAS to be a transformative
technology in the commercial and private sectors for fields as diverse as urban infrastructure
management, farming, and disaster response. Although these opportunities will enhance
American economic competitiveness, our Nation must be mindful of the potential implications
for privacy, civil rights, and civil liberties. The Federal Government is committed to promoting
the responsible use of this technology in a way that does not diminish rights and freedoms.
(a) There is hereby established a multi-stakeholder engagement process to develop and
communicate best practices for privacy, accountability, and transparency issues regarding
commercial and private UAS use in the NAS. The process will include stakeholders from the
private sector.
(b) Within 90 days of the date of this memorandum, the Department of Commerce, through
the National Telecommunications and Information Administration, and in consultation with
other interested agencies, will initiate this multi-stakeholder engagement process to develop a
framework regarding privacy, accountability, and transparency for commercial and private
UAS use. For this process, commercial and private use includes the use of UAS for
commercial purposes as civil aircraft, even if the use would qualify a UAS as a public aircraft
under 49 U.S.C. 40102(a)(41) and 40125. The process shall not focus on law enforcement or
other noncommercial governmental use.
Sec. 3. Definitions. As used in this memorandum:
(a) "Agencies" means executive departments and agencies of the Federal Government that
conduct UAS operations in the NAS.
(b) "Federal Government use" means operations in which agencies operate UAS in the NAS.
Federal Government use includes agency UAS operations on behalf of another agency or on
behalf of a State, local, tribal, or territorial government, or when a nongovernmental entity
operates UAS on behalf of an agency.
(c) "National Airspace System" means the common network of U.S. airspace; air navigation
facilities, equipment, and services; airports or landing areas; aeronautical charts, information,
and services; related rules, regulations, and procedures; technical information; and manpower
and material. Included in this definition are system components shared jointly by the
Departments of Defense, Transportation, and Homeland Security.
(d) "Unmanned Aircraft System" means an unmanned aircraft (an aircraft that is operated
without direct human intervention from within or on the aircraft) and associated elements
(including communication links and components that control the unmanned aircraft) that are
required for the pilot or system operator in command to operate safely and efficiently in the
NAS.
(e) "Personally identifiable information" refers to information that can be used to distinguish or
trace an individual's identity, either alone or when combined with other personal or identifying
information that is linked or linkable to a specific individual, as set forth in Office of
Management and Budget Memorandum M-07-16 (May 22, 2007) and Office of Management
and Budget Memorandum M-10-23 (June 25, 2010).
Sec. 4. General Provisions.
(a) This memorandum complements and is not intended to supersede existing laws and
policies for UAS operations in the NAS, including the National Strategy for Aviation Security
and its supporting plans, the FAA Modernization and Reform Act of 2012, the Federal Aviation
Administration's (FAA's) Integration of Civil UAS in the NAS Roadmap, and the FAA's UAS
Comprehensive Plan.
(b) This memorandum shall be implemented consistent with applicable law, and subject to the
availability of appropriations.
(c) Nothing in this memorandum shall be construed to impair or otherwise affect:
(i) the authority granted by law to an executive department, agency, or the head thereof;
or
(ii) the functions of the Director of the Office of Management and Budget relating to
budgetary, administrative, or legislative proposals.
(d) Independent agencies are strongly encouraged to comply with this memorandum.
(e) This memorandum is not intended to, and does not, create any right or benefit, substantive
or procedural, enforceable at law or in equity by any party against the United States, its
departments, agencies, or entities, its officers, employees, or agents, or any other person.
(f) The Secretary of Commerce is hereby authorized and directed to publish this memorandum
in the Federal Register.
BARACK OBAMA
File Type | application/pdf |
Author | Greene, Sherina |
File Modified | 2016-07-27 |
File Created | 2016-07-27 |